0001214659-23-011518.txt : 20230818
0001214659-23-011518.hdr.sgml : 20230818
20230818185512
ACCESSION NUMBER: 0001214659-23-011518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230615
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dwivedi Apoorv
CENTRAL INDEX KEY: 0001940471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41509
FILM NUMBER: 231186980
MAIL ADDRESS:
STREET 1: C/O ATLIS, INC.
STREET 2: 1828 N. HIGLEY RD. SUITE #116
CITY: MESA
STATE: AZ
ZIP: 85205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nxu, Inc.
CENTRAL INDEX KEY: 0001722969
STANDARD INDUSTRIAL CLASSIFICATION: TRUCK & BUS BODIES [3713]
IRS NUMBER: 814380534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7259 EAST POSADA AVE
CITY: MESA
STATE: AZ
ZIP: 85212
BUSINESS PHONE: 602-309-5425
MAIL ADDRESS:
STREET 1: 1828 N HIGLEY RD
STREET 2: SUITE 116
CITY: MESA
STATE: AZ
ZIP: 85205
FORMER COMPANY:
FORMER CONFORMED NAME: Atlis Motor Vehicles Inc
DATE OF NAME CHANGE: 20171116
4
1
marketforms-62248.xml
PRIMARY DOCUMENT
X0508
4
2023-06-15
0001722969
Nxu, Inc.
NXU
0001940471
Dwivedi Apoorv
C/O NXU, INC.
1828 N. HIGLEY RD., SUITE 116
MESA
AZ
85205
false
true
false
false
Chief Financial Officer
0
Class A Common Stock
2023-06-30
4
M
false
126263
A
459052
D
Class A Common Stock
2023-07-30
4
M
false
14368
A
473420
D
Class A Common Stock
2023-08-09
4
F
false
92790
0.29
D
380630
D
Restricted Stock Unit
2023-06-15
4
A
false
113636
0
A
Class A Common Stock
113636
113636
D
Restricted Stock Unit
2023-06-15
4
A
false
12627
0
A
Class A Common Stock
12627
12627
D
Restricted Stock Unit
2023-06-30
4
M
false
113636
0
D
Class A Common Stock
113636
0
D
Restricted Stock Unit
2023-06-30
4
M
false
12627
0
D
Class A Common Stock
12627
0
D
Restricted Stock Unit
2023-07-15
4
A
false
14368
0
A
Class A Common Stock
14368
14368
D
Restricted Stock Unit
2023-07-30
4
M
false
14368
0
D
Class A Common Stock
14368
0
D
Restricted Stock Unit
2023-08-15
4
A
false
14368
0
A
Class A Common Stock
14368
14368
D
Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.
The price in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $0.20 to $0.30. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 113,636 Restricted Stock Units, which vested on June 30, 2023.
The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On June 15, 2023, the Reporting Person was granted 12,627 Restricted Stock Units, which vested on June 30, 2023.
The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On July 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which vested on July 30, 2023.
The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On August 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which will vest on August 30, 2023.
/s/ Apoorv Dwivedi, as attorney-in-fact
2023-08-18