0001104659-24-071398.txt : 20240613
0001104659-24-071398.hdr.sgml : 20240613
20240613210012
ACCESSION NUMBER: 0001104659-24-071398
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240611
FILED AS OF DATE: 20240613
DATE AS OF CHANGE: 20240613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TYAGI ASHU
CENTRAL INDEX KEY: 0001752467
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38650
FILM NUMBER: 241042808
MAIL ADDRESS:
STREET 1: SCOPIA CAPITAL MANAGEMENT LP
STREET 2: 152 WEST 57TH STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Y-mAbs Therapeutics, Inc.
CENTRAL INDEX KEY: 0001722964
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 474619612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: SUITE 3350
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-847-9841
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: SUITE 3350
CITY: NEW YORK
STATE: NY
ZIP: 10169
4
1
tm2417212-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-06-11
0
0001722964
Y-mAbs Therapeutics, Inc.
YMAB
0001752467
TYAGI ASHU
C/O Y-MABS THERAPEUTICS, INC.
230 PARK AVENUE, SUITE 3350
NEW YORK
NY
10169
1
0
0
0
0
Common Stock
2024-06-11
4
A
0
3495
0
A
5825
D
Employee Stock Option (right to buy)
12.01
2024-06-11
4
A
0
14545
0
A
2034-06-11
Common Stock
14545
14545
D
Represents restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock on the vesting date of the RSUs. The RSUs vest in full on the earlier of the first anniversary of the date of grant or the date immediately preceding the date of the Issuer's annual meeting of stockholders held in 2025, subject to the Reporting Person's continued service to the Issuer on the vesting date.
Stock options granted to the Reporting Person pursuant to the Issuer's 2018 Equity Incentive Plan.
The stock options vest in equal monthly installments until the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer on each vesting date, and are exercisable immediately upon vesting.
/s/ John LaRocca, Attorney-in-Fact
2024-06-13