EX-99.906 CERT 3 d610928dex99906cert.htm EXHIBIT 12(B) Exhibit 12(b)

Exhibit 12(b)

Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Mark D. Nerud, Principal Executive Officer, and Daniel W. Koors, Principal Financial Officer of the PPM Funds, certify that:

 

1.

The report on Form N-CSR fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2.

The information contained in the report on Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the registrant.

 

By:  

/s/ Mark D. Nerud

  Mark D. Nerud
  Principal Executive Officer
Date:   August 31, 2018
By:  

/s/ Daniel W. Koors

  Daniel W. Koors
  Principal Financial Officer
Date:   August 31, 2018

This certificate is furnished pursuant to the requirements of Form N-CSR and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.