0001752724-23-118696.txt : 20230525
0001752724-23-118696.hdr.sgml : 20230525
20230525162644
ACCESSION NUMBER: 0001752724-23-118696
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
EFFECTIVENESS DATE: 20230525
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Thrivent Church Loan & Income Fund
CENTRAL INDEX KEY: 0001721413
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23362
FILM NUMBER: 23961073
BUSINESS ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 2500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-3211
BUSINESS PHONE: 612-844-7190
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 2500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-3211
N-CEN
1
primary_doc.xml
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0001721413
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811-23362
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Thrivent Church Loan & Income Fund
811-23362
0001721413
549300OUY4SLGKUSAS43
901 Marquette Avenue
Suite 2500
Minneapolis
55402-3211
US-MN
US
800-847-4836
Thrivent Church Loan and Income Fund
901 Marquette Avenue
Suite 2500
Minneapolis
55402-3211
800-847-4836
Accounts, books and other documents required to be maintained pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder.
State Street Bank and Trust Company
One Congress Street
Suite 1
Boston
02114-2016
617-786-3000
State Street Bank and Trust Company is the custodian for Thrivent Church Loan and Income Fund. It maintains accounts, books and other documents required to be maintained pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder.
SS&C GIDS, Inc.
1055 Broadway
Kansas City
64105
816-435-1000
SS&C GIDS, Inc. is the sub-transfer agent to Thrivent Church Loan and Income Fund. It maintains accounts, books and other documents required to be maintained pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder.
Thrivent Church Loan and Income Fund
4321 North Ballard Road
Appleton
54919
800-847-4836
Accounts, books and other documents required to be maintained pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder.
N
Y
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Y
George W. Morriss
N/A
N
Michael W. Kremenak
005892015
Y
David S. Royal
005276532
Y
Julie K. Braun
N/A
N
Jerry T. Golden
N/A
N
Pastor Brian Fragodt
N/A
N
Edward S. Dryden
002033420
901 Marquette Avenue
Suite 2500
Minneapolis
55402-3211
XXXXXX
N
N
N
N
N
Thrivent Distributors, LLC
008-69606
000179512
N/A
Y
N
Cohen & Company, Ltd.
925
N/A
N
N
N
N
N
N
N
Thrivent Church Loan and Income Fund
549300OUY4SLGKUSAS43
N
Interval Fund
Y
N
N
N
N/A
0.00
0.00
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Thrivent Asset Management, LLC
801-64988
000137751
549300GBHRGIIVYQKK63
N
Thrivent Financial Investor Services Inc.
084-01547
N/A
Y
N
SS&C GIDS, Inc.
084-00448
N/A
N
Y
N
Markit Valuation Services Limited
09197898
UK Company Registration Number
GB
N
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
SS&C GIDS, Inc.
0000027048
CIK Number
N
Y
Thrivent Financial Investor Services Inc.
0000817712
CIK Number
Y
N
N
Thrivent Asset Management LLC
549300GBHRGIIVYQKK63
Y
N
N
Thrivent Distributors, LLC
008-69606
000179512
N/A
0.00
Thrivent Investment Management Inc.
008-36525
000018387
N/A
0.00
0.00
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
30334994.67
Nomura Securities International, Inc.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
515338563.26
J.P. Morgan Securities LLC
008-35008
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309247710.53
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
143015522.78
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
16562994.28
Morgan Stanley & Co. LLC
008-95421
000008209
9R7GPT507KV3UQJZQ078
91859032.36
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
206520669.03
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
124671087.40
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
36262977.49
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
48442480.24
1551624026.19
N
37452436.04
Other
Class S
Shares, not listed on an exchange
N
N
Other
Class S Shares
N
N
N
1.10
1.00
9.21
false
true
true
false
false
false
false
false
false
true
FINANCIAL SUPPORT
2
Attachment_G.1.a.ii.htm
G.1.A.II - PROVISION OF FINANCIAL SUPPORT
THRIVENT
CHURCH
LOAN
AND
INCOME
FUND
Registrant
CIK
0001721413
Form
N-CEN
for
Fiscal
Year
Ended
03/31/2023
PART
G:
Attachments
Item
G.1.a.ii.
Provision
of
financial
support
(a)
Description
of
nature
of
support:
Seed
capital
investment
in
the
Registrant.
(b)
Person
providing
support:
Thrivent
Financial
for
Lutherans
(TFL).
(c)
Brief
description
of
relationship
between
the
person
providing
support
and
the
Registrant
:
The
Registrant’s
investment
adviser,
Thrivent
Asset
Management,
LLC,
is
a
wholly-owned
subsidiary
of
TFL.
(d)
Date
support
provided:
1.
5/23/2022:
$800,000
2.
8/17/2022:
$1,100,000
3.
2/15/2023:
$3,800,000
4.
2/22/2023:
$1,800,000
5.
2/24/2023:
$800,000
6.
3/14/2023:
$500,000
(e)
Amount
of
support:
See
above.
(f)
Security
supported
(if
applicable):
Not
applicable.
(g)
Value
of
security
supported
on
date
support
was
initiated
(if
applicable):
Not
applicable.
(h)
Brief
description
of
reason
for
support:
1.
For
Dates
1.
and
2.
above,
TFL
made
seed
capital
investments
in
the
Registrant
to
provide
available
capital
for
investment.
2.
For
Dates
3.
through
6.
above,
TFL
made
seed
capital
investments
in
the
Registrant
to
provide
available
liquid
capital
for
shareholder
redemptions
during
the
Fund’s
winding-down
period.
(i)
Term
of
support:
None.
(j)
Brief
description
of
any
contractual
restrictions
relating
to
support:
None.
REPORT
OF
INDEPENDENT
REGISTERED
PUBLIC
ACCOUNTING
FIRM
C
O
H
E
N
&
C
O
M
P
A
N
Y
,
L
T
D
.
800.229.1099
|
866.818.4538
fax
|
cohencpa.com
Registered
with
the
Public
Company
Accounting
Oversight
Board
To
the
Shareholders
and
Board
of
Trustees
of
Thrivent
Church
Loan
and
Income
Fund
In
planning
and
performing
our
audit
of
the
financial
statements
of
Thrivent
Church
Loan
and
Income
Fund
(the
“Fund”)
as
of
and
for
the
year
ended
March
31,
2023,
in
accordance
with
the
standards
of
the
Public
Company
Accounting
Oversight
Board
(United
States)
(PCAOB),
we
considered
the
Fund’s
internal
control
over
financial
reporting,
including
controls
over
safeguarding
securities,
as
a
basis
for
designing
our
auditing
procedures
for
the
purpose
of
expressing
our
opinion
on
the
financial
statements
and
to
comply
with
the
requirements
of
Form
N-CEN,
but
not
for
the
purpose
of
expressing
an
opinion
on
the
effectiveness
of
the
Fund’s
internal
control
over
financial
reporting.
Accordingly,
we
express
no
such
opinion.
The
management
of
the
Fund
is
responsible
for
establishing
and
maintaining
effective
internal
control
over
financial
reporting.
In
fulfilling
this
responsibility,
estimates
and
judgments
by
management
are
required
to
assess
the
expected
benefits
and
related
costs
of
controls.
A
fund’s
internal
control
over
financial
reporting
is
a
process
designed
to
provide
reasonable
assurance
regarding
the
reliability
of
financial
reporting
and
the
preparation
of
financial
statements
for
external
purposes
in
accordance
with
generally
accepted
accounting
principles
(GAAP).
A
fund’s
internal
control
over
financial
reporting
includes
those
policies
and
procedures
that
(1)
pertain
to
the
maintenance
of
records
that,
in
reasonable
detail,
accurately
and
fairly
reflect
the
transactions
and
dispositions
of
the
assets
of
the
fund;
(2)
provide
reasonable
assurance
that
transactions
are
recorded
as
necessary
to
permit
preparation
of
financial
statements
in
accordance
with
GAAP,
and
that
receipts
and
expenditures
of
the
fund
are
being
made
only
in
accordance
with
authorizations
of
management
and
trustees
of
the
fund;
and
(3)
provide
reasonable
assurance
regarding
prevention
or
timely
detection
of
unauthorized
acquisition,
use
or
disposition
of
a
fund’s
assets
that
could
have
a
material
effect
on
the
financial
statements.
Because
of
its
inherent
limitations,
internal
control
over
financial
reporting
may
not
prevent
or
detect
misstatements.
Also,
projections
of
any
evaluation
of
effectiveness
to
future
periods
are
subject
to
the
risk
that
controls
may
become
inadequate
because
of
changes
in
conditions,
or
that
the
degree
of
compliance
with
the
policies
or
procedures
may
deteriorate.
A
deficiency
in
internal
control
over
financial
reporting
exists
when
the
design
or
operation
of
a
control
does
not
allow
management
or
employees,
in
the
normal
course
of
performing
their
assigned
functions,
to
prevent
or
detect
misstatements
on
a
timely
basis.
A
material
weakness
is
a
deficiency,
or
combination
of
deficiencies,
in
internal
control
over
financial
reporting,
such
that
there
is
a
reasonable
possibility
that
a
material
misstatement
of
the
Fund’s
annual
or
interim
financial
statements
will
not
be
prevented
or
detected
on
a
timely
basis.
Our
consideration
of
the
Fund’s
internal
control
over
financial
reporting
was
for
the
limited
purpose
described
in
the
first
paragraph
and
would
not
necessarily
disclose
all
deficiencies
in
internal
control
that
might
be
material
weaknesses
under
standards
established
by
the
PCAOB.
However,
we
noted
no
deficiencies
in
the
Fund’s
internal
control
over
financial
reporting
and
its
operation,
including
controls
over
safeguarding
securities,
that
we
consider
to
be
a
material
weakness
as
defined
above
as
of
March
31,
2023.
This
report
is
intended
solely
for
the
information
and
use
of
management
and
the
Board
of
Trustees
of
the
Fund
and
the
Securities
and
Exchange
Commission
and
is
not
intended
to
be
and
should
not
be
used
by
anyone
other
than
these
specified
parties
.
COHEN
&
COMPANY,
LTD.
Cleveland,
Ohio
May
17,
2023
THRIVENT
CHURCH
LOAN
AND
INCOME
FUND
Registrant
CIK
0001721413
Form
N-CEN
for
Fiscal
Year
Ended
03/31/2023
PART
G:
Attachments
Item
G.1.b.iv.:
Information
called
for
by
Item
405
of
Regulation
S-K
Delinquent
Section
16(a)
reports
filed
during
FYE
3/31/23:
05/09/2022
Form
3
filing
for
Richard
Ramczyk,
who
was
elected
as
an
officer
effective
4/20/2022
05/09/2022
Form
3
filing
for
Andrew
Kellogg,
who
was
elected
as
an
officer
effective
4/20/2022