0001209191-21-040038.txt : 20210611
0001209191-21-040038.hdr.sgml : 20210611
20210611192239
ACCESSION NUMBER: 0001209191-21-040038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210609
FILED AS OF DATE: 20210611
DATE AS OF CHANGE: 20210611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Geeta
CENTRAL INDEX KEY: 0001822757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38625
FILM NUMBER: 211012841
MAIL ADDRESS:
STREET 1: C/O FISKER INC.
STREET 2: 1580 FRANCISCO STREET, SUITE B
CITY: TORRANCE
STATE: CA
ZIP: 90501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fisker Inc./DE
CENTRAL INDEX KEY: 0001720990
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 823100340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1888 ROSECRANS AVENUE
CITY: MANHATTAN BEACH
STATE: CA
ZIP: 90266
BUSINESS PHONE: (833) 434-7537
MAIL ADDRESS:
STREET 1: 1888 ROSECRANS AVENUE
CITY: MANHATTAN BEACH
STATE: CA
ZIP: 90266
FORMER COMPANY:
FORMER CONFORMED NAME: Spartan Energy Acquisition Corp.
DATE OF NAME CHANGE: 20171026
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-09
0
0001720990
Fisker Inc./DE
FSR
0001822757
Gupta Geeta
C/O FISKER INC.
1888 ROSECRANS AVENUE
MANHATTAN BEACH
CA
90266
1
1
0
0
Chief Financial Officer
Class A Common Stock
2021-06-10
4
M
0
539956
0.06
A
1481474
I
Held by the Mayfair Trust
Class A Common Stock
2021-06-10
4
S
0
539956
17.7909
D
941518
I
Held by the Mayfair Trust
Class A Common Stock
2021-06-11
4
M
0
22000
0.06
A
963518
I
Held by the Mayfair Trust
Class A Common Stock
2021-06-11
4
S
0
22000
18.6978
D
941518
I
Held by the Mayfair Trust
Stock Option
0.06
2021-06-09
5
G
0
E
730989
0.00
A
2027-04-26
Class A Common Stock
730989
730989
I
Held by the Mayfair Trust
Stock Option
0.06
2021-06-09
5
G
0
E
7189995
0.00
A
2026-12-19
Class A Common Stock
7189995
7189995
I
Held by the Mayfair Trust
Stock Option
0.06
2021-06-10
4
M
0
539956
0.00
D
2026-12-19
Class A Common Stock
539956
7421771
I
Held by the Mayfair Trust
Stock Option
0.06
2021-06-11
4
M
0
22000
0.00
D
2026-12-19
Class A Common Stock
22000
7399771
I
Held by the Mayfair Trust
Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
The Reporting Person and her spouse are the trustees of the Mayfair Trust.
The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The stock option is fully vested and immediately exercisable.
On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and her spouse are the trustees.
The sales reported on this Form 4 reflect the aggregate sales of stock underlying options formerly held by both Dr. Gupta and Mr. Fisker. Each of Dr. Gupta and Mr. Fisker have an indirect interest in the Mayfair Trust and have therefore each filed Form 4s with this information, but the sales are aggregated and not for each individually.
/s/ Geeta Gupta
2021-06-11