0001209191-21-040038.txt : 20210611 0001209191-21-040038.hdr.sgml : 20210611 20210611192239 ACCESSION NUMBER: 0001209191-21-040038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Geeta CENTRAL INDEX KEY: 0001822757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 211012841 MAIL ADDRESS: STREET 1: C/O FISKER INC. STREET 2: 1580 FRANCISCO STREET, SUITE B CITY: TORRANCE STATE: CA ZIP: 90501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fisker Inc./DE CENTRAL INDEX KEY: 0001720990 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 823100340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1888 ROSECRANS AVENUE CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: (833) 434-7537 MAIL ADDRESS: STREET 1: 1888 ROSECRANS AVENUE CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 FORMER COMPANY: FORMER CONFORMED NAME: Spartan Energy Acquisition Corp. DATE OF NAME CHANGE: 20171026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-09 0 0001720990 Fisker Inc./DE FSR 0001822757 Gupta Geeta C/O FISKER INC. 1888 ROSECRANS AVENUE MANHATTAN BEACH CA 90266 1 1 0 0 Chief Financial Officer Class A Common Stock 2021-06-10 4 M 0 539956 0.06 A 1481474 I Held by the Mayfair Trust Class A Common Stock 2021-06-10 4 S 0 539956 17.7909 D 941518 I Held by the Mayfair Trust Class A Common Stock 2021-06-11 4 M 0 22000 0.06 A 963518 I Held by the Mayfair Trust Class A Common Stock 2021-06-11 4 S 0 22000 18.6978 D 941518 I Held by the Mayfair Trust Stock Option 0.06 2021-06-09 5 G 0 E 730989 0.00 A 2027-04-26 Class A Common Stock 730989 730989 I Held by the Mayfair Trust Stock Option 0.06 2021-06-09 5 G 0 E 7189995 0.00 A 2026-12-19 Class A Common Stock 7189995 7189995 I Held by the Mayfair Trust Stock Option 0.06 2021-06-10 4 M 0 539956 0.00 D 2026-12-19 Class A Common Stock 539956 7421771 I Held by the Mayfair Trust Stock Option 0.06 2021-06-11 4 M 0 22000 0.00 D 2026-12-19 Class A Common Stock 22000 7399771 I Held by the Mayfair Trust Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust. The Reporting Person and her spouse are the trustees of the Mayfair Trust. The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The stock option is fully vested and immediately exercisable. On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and her spouse are the trustees. The sales reported on this Form 4 reflect the aggregate sales of stock underlying options formerly held by both Dr. Gupta and Mr. Fisker. Each of Dr. Gupta and Mr. Fisker have an indirect interest in the Mayfair Trust and have therefore each filed Form 4s with this information, but the sales are aggregated and not for each individually. /s/ Geeta Gupta 2021-06-11