0001971857-23-000126.txt : 20230516 0001971857-23-000126.hdr.sgml : 20230516 20230516095424 ACCESSION NUMBER: 0001971857-23-000126 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BioXcel Therapeutics, Inc. CENTRAL INDEX KEY: 0001720893 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 821386754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: 1933 Act SEC FILE NUMBER: 001-38410 FILM NUMBER: 23925825 BUSINESS ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 203-643-8060 MAIL ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Rodriguez Javier CENTRAL INDEX KEY: 0001847919 FILING VALUES: FORM TYPE: 144/A MAIL ADDRESS: STREET 1: C/O BIOXCEL THERAPEUTICS, INC. STREET 2: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 144/A 1 primary_doc.xml 144/A 0001971857-23-000111 0001847919 XXXXXXXX LIVE 0001720893 BioXcel Therapeutics, Inc. 001-38410 555 LONG WHARF DRIVE NEW HAVEN CT 06511 203-643-8060 Rodriguez Javier Officer Common Merrill Lynch

500 Cummings Center Suite 1600 Beverly MA 01915

1785 48691.27 29159638 05/15/2023 NASDAQ Common 05/12/2023 Restricted Stock Units BioXcel Therapeutics N 1785 05/15/2023 Cash N Javier Rodriguez

555 Long Wharf Drive New Haven CT 06511

Common 03/15/2023 950 18615.10 144 was submitted yesterday but after submission it was realized that for the Aquisition date the date of grant was included rather than the date that the shares vested. Only change in this amendment is the Aquisition date of the shares. Name of person who acquired was originally listed as individual who sold and has been corrected to BioXcel Therapeutics, the company. 05/16/2023 06/22/2022 Javier Rodriguez