0001950047-23-006433.txt : 20231222 0001950047-23-006433.hdr.sgml : 20231222 20231222162351 ACCESSION NUMBER: 0001950047-23-006433 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 231510128 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Holmes Marc CENTRAL INDEX KEY: 0001894601 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 144 1 primary_doc.xml 144 0001894601 XXXXXXXX LIVE 0001720671 HASHICORP INC 001-41121 101 2nd street #700 San Francisco CA 94105 4153013250 MARC HOLMES Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

87064 2041650.80 117341034 12/22/2023 NASDAQ Common 12/22/2023 Exercise of Stock Options Issuer N 41748 12/22/2023 Cash Common 12/20/2023 Restricted Stock Units Issuer N 45316 12/20/2023 N/A N MARC ERIC HOLMES

101 2nd street #700 San Francisco CA 94105

Common 12/21/2023 25180 574859.40 10b5-1 Sales for MARC ERIC HOLMES

101 2nd street #700 San Francisco CA 94105

Common 12/11/2023 13916 295684.38 10b5-1 Sales for MARC ERIC HOLMES

101 2nd street #700 San Francisco CA 94105

Common 11/10/2023 13916 278594.15 10b5-1 Sales for MARC ERIC HOLMES

101 2nd street #700 San Francisco CA 94105

Common 10/10/2023 13916 309448.70 The securities to be sold were acquired upon the vesting of restricted stock units during the period of 12/20/2022 through 12/20/2023. 12/22/2023 06/23/2023 /s/ Marc Holmes