0001209191-24-002776.txt : 20240205 0001209191-24-002776.hdr.sgml : 20240205 20240205161517 ACCESSION NUMBER: 0001209191-24-002776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 24595896 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-02-01 0 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 1 0 Chief Technology Officer 1 Class A Common Stock 2024-02-02 4 S 0 35505 23.0138 D 1805179 I See footnote Class A Common Stock 2024-02-02 4 S 0 399 23.4275 D 1804780 I See footnote Class A Common Stock 118864 D Class A Common Stock 281994 I See footnote Class A Common Stock 90440 I See footnote Restricted Stock Units 2024-02-01 4 A 0 132509 0.00 A Class A Common Stock 132509 132509 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.41 to $23.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.42 to $23.43, inclusive. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. The shares are held of record by Black Swan III, LLC which the reporting person controls. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. The RSUs vest in 16 equal quarterly installments beginning on June 20, 2024. /s/ Paul Warenski, by power of attorney 2024-02-05