0001209191-23-058485.txt : 20231213 0001209191-23-058485.hdr.sgml : 20231213 20231213163145 ACCESSION NUMBER: 0001209191-23-058485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Marc CENTRAL INDEX KEY: 0001894601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 231484398 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-11 0 0001720671 HashiCorp, Inc. HCP 0001894601 Holmes Marc C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 0 1 0 0 Chief Marketing Officer 1 Class A Common Stock 2023-12-11 4 M 0 13916 A 20074 D Class A Common Stock 2023-12-11 4 S 0 13916 21.2478 D 6158 D Employee Stock Option (right to buy) 5.315 2023-12-11 4 M 0 13916 0.00 D 2029-02-28 Class B Common Stock 13916 245346 D Class B Common Stock 2023-12-11 4 M 0 13916 0.00 A Class A Common Stock 13916 13916 D Class B Common Stock 2023-12-11 4 C 0 13916 0.00 D Class A Common Stock 13916 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.86 to $21.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Shares subject to the option are fully vested and immediately exercisable. /s/ Paul Warenski, by power of attorney 2023-12-13