0001209191-23-058485.txt : 20231213
0001209191-23-058485.hdr.sgml : 20231213
20231213163145
ACCESSION NUMBER: 0001209191-23-058485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231211
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Marc
CENTRAL INDEX KEY: 0001894601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 231484398
MAIL ADDRESS:
STREET 1: C/O HASHICORP, INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-11
0
0001720671
HashiCorp, Inc.
HCP
0001894601
Holmes Marc
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Marketing Officer
1
Class A Common Stock
2023-12-11
4
M
0
13916
A
20074
D
Class A Common Stock
2023-12-11
4
S
0
13916
21.2478
D
6158
D
Employee Stock Option (right to buy)
5.315
2023-12-11
4
M
0
13916
0.00
D
2029-02-28
Class B Common Stock
13916
245346
D
Class B Common Stock
2023-12-11
4
M
0
13916
0.00
A
Class A Common Stock
13916
13916
D
Class B Common Stock
2023-12-11
4
C
0
13916
0.00
D
Class A Common Stock
13916
0
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.86 to $21.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Shares subject to the option are fully vested and immediately exercisable.
/s/ Paul Warenski, by power of attorney
2023-12-13