0001209191-23-057771.txt : 20231207
0001209191-23-057771.hdr.sgml : 20231207
20231207180135
ACCESSION NUMBER: 0001209191-23-057771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231205
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McJannet David
CENTRAL INDEX KEY: 0001894737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 231473530
MAIL ADDRESS:
STREET 1: C/O HASHICORP, INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-05
0
0001720671
HashiCorp, Inc.
HCP
0001894737
McJannet David
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
0
0
CEO & Chairman
1
Class A Common Stock
2023-12-05
4
C
0
200000
A
376165
D
Class A Common Stock
2023-12-05
4
S
0
200000
25.0144
D
176165
D
Employee Stock Option (right to buy)
0.119
2023-12-05
4
M
0
200000
0.00
D
2026-07-18
Class B Common Stock
200000
2637638
D
Class B Common Stock
2023-12-05
4
M
0
200000
0.00
A
Class A Common Stock
200000
343409
D
Class B Common Stock
2023-12-05
4
C
0
200000
0.00
D
Class A Common Stock
200000
143409
D
Class B Common Stock
Class A Common Stock
1355425
1355425
I
See footnote
Class B Common Stock
Class A Common Stock
681050
681050
I
See footnote
Class B Common Stock
Class A Common Stock
681050
681050
I
See footnote
Class B Common Stock
Class A Common Stock
60000
60000
I
See footnote
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 11, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The shares underlying the option are fully vested and immediately exercisable.
The shares are held of record by a family trust for which the reporting person serves as a trustee.
The shares are held of record by the Emerald GST Non-Exempt Trust.
The shares are held of record by the Sapphire GST Non-Exempt Trust.
The shares are held of record by an additional family trust.
/s/ Paul Warenski, by power of attorney
2023-12-07