0001209191-23-057771.txt : 20231207 0001209191-23-057771.hdr.sgml : 20231207 20231207180135 ACCESSION NUMBER: 0001209191-23-057771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McJannet David CENTRAL INDEX KEY: 0001894737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 231473530 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-05 0 0001720671 HashiCorp, Inc. HCP 0001894737 McJannet David C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 CEO & Chairman 1 Class A Common Stock 2023-12-05 4 C 0 200000 A 376165 D Class A Common Stock 2023-12-05 4 S 0 200000 25.0144 D 176165 D Employee Stock Option (right to buy) 0.119 2023-12-05 4 M 0 200000 0.00 D 2026-07-18 Class B Common Stock 200000 2637638 D Class B Common Stock 2023-12-05 4 M 0 200000 0.00 A Class A Common Stock 200000 343409 D Class B Common Stock 2023-12-05 4 C 0 200000 0.00 D Class A Common Stock 200000 143409 D Class B Common Stock Class A Common Stock 1355425 1355425 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 60000 60000 I See footnote Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 11, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The shares underlying the option are fully vested and immediately exercisable. The shares are held of record by a family trust for which the reporting person serves as a trustee. The shares are held of record by the Emerald GST Non-Exempt Trust. The shares are held of record by the Sapphire GST Non-Exempt Trust. The shares are held of record by an additional family trust. /s/ Paul Warenski, by power of attorney 2023-12-07