0001209191-23-034636.txt : 20230605
0001209191-23-034636.hdr.sgml : 20230605
20230605191153
ACCESSION NUMBER: 0001209191-23-034636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dadgar Armon
CENTRAL INDEX KEY: 0001894717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 23994439
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-01
0
0001720671
HashiCorp, Inc.
HCP
0001894717
Dadgar Armon
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
1
0
Chief Technology Officer
1
Class A Common Stock
2023-06-01
4
S
0
7300
34.0626
D
1550700
I
See footnote
Class A Common Stock
2023-06-01
4
S
0
30700
34.7814
D
1520000
I
See footnote
Class A Common Stock
2023-06-01
4
C
0
11680
D
81680
I
See footnote
Class A Common Stock
2023-06-01
4
S
0
234
35.00
D
81446
I
See footnote
Class A Common Stock
2023-06-02
4
S
0
11446
35.0522
D
70000
I
See footnote
Class A Common Stock
22669
D
Class A Common Stock
281994
I
See footnote
Class B Common Stock
2023-06-01
4
C
0
11680
0.00
D
Class A Common Stock
11680
621768
I
See footnote
Class B Common Stock
Class A Common Stock
480916
480916
D
Class B Common Stock
Class A Common Stock
13262000
13262000
I
See footnote
Class B Common Stock
Class A Common Stock
2057036
2057036
I
See footnote
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (6) to this Form 4.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.97, inclusive.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.18, inclusive.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
/s/ Paul Warenski, by power of attorney
2023-06-05