0001209191-23-007100.txt : 20230203
0001209191-23-007100.hdr.sgml : 20230203
20230203173233
ACCESSION NUMBER: 0001209191-23-007100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230201
FILED AS OF DATE: 20230203
DATE AS OF CHANGE: 20230203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welihinda Navam
CENTRAL INDEX KEY: 0001894706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 23587563
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-01
0
0001720671
HashiCorp, Inc.
HCP
0001894706
Welihinda Navam
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Financial Officer
Class A Common Stock
2023-02-02
4
C
0
50000
A
57851
D
Class A Common Stock
2023-02-02
4
S
0
50000
30.0084
D
7851
D
Restricted Stock Units
2023-02-01
4
A
0
136152
0.00
A
Class A Common Stock
136152
136152
D
Employee Stock Option (right to buy)
5.315
2023-02-02
4
M
0
50000
0.00
D
2029-04-23
Class B Common Stock
50000
62169
D
Class B Common Stock
2023-02-02
4
M
0
50000
0.00
A
Class A Common Stock
50000
230028
D
Class B Common Stock
2023-02-02
4
C
0
50000
0.00
D
Class A Common Stock
50000
180028
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
/s/ Paul Warenski, by power of attorney
2023-02-03