0001209191-23-007100.txt : 20230203 0001209191-23-007100.hdr.sgml : 20230203 20230203173233 ACCESSION NUMBER: 0001209191-23-007100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welihinda Navam CENTRAL INDEX KEY: 0001894706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 23587563 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-01 0 0001720671 HashiCorp, Inc. HCP 0001894706 Welihinda Navam C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer Class A Common Stock 2023-02-02 4 C 0 50000 A 57851 D Class A Common Stock 2023-02-02 4 S 0 50000 30.0084 D 7851 D Restricted Stock Units 2023-02-01 4 A 0 136152 0.00 A Class A Common Stock 136152 136152 D Employee Stock Option (right to buy) 5.315 2023-02-02 4 M 0 50000 0.00 D 2029-04-23 Class B Common Stock 50000 62169 D Class B Common Stock 2023-02-02 4 M 0 50000 0.00 A Class A Common Stock 50000 230028 D Class B Common Stock 2023-02-02 4 C 0 50000 0.00 D Class A Common Stock 50000 180028 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. /s/ Paul Warenski, by power of attorney 2023-02-03