0001209191-23-007089.txt : 20230203
0001209191-23-007089.hdr.sgml : 20230203
20230203172514
ACCESSION NUMBER: 0001209191-23-007089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230201
FILED AS OF DATE: 20230203
DATE AS OF CHANGE: 20230203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dadgar Armon
CENTRAL INDEX KEY: 0001894717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 23587479
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-01
0
0001720671
HashiCorp, Inc.
HCP
0001894717
Dadgar Armon
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
1
0
Chief Technology Officer,
Class A Common Stock
2023-02-01
4
S
0
23820
31.9414
D
1838180
I
See footnote
Class A Common Stock
2023-02-01
4
S
0
12091
33.3434
D
1826089
I
See footnote
Class A Common Stock
2023-02-01
4
S
0
2089
33.7632
D
1824000
I
See footnote
Class A Common Stock
2023-02-02
4
C
0
5840
A
75840
I
See footnote
Class A Common Stock
2023-02-02
4
S
0
5840
35.0185
D
70000
I
See footnote
Class A Common Stock
22669
D
Class A Common Stock
281994
I
See footnote
Restricted Stock Units
2023-02-01
4
A
0
143318
0.00
A
Class A Common Stock
143318
143318
D
Class B Common Stock
2023-02-02
4
D
0
5840
0.00
D
Class A Common Stock
5840
633448
I
See footnote
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.64 to $32.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (9) to this Form 4.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.63, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $33.88, inclusive.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 12, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.13, inclusive.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
The RSUs vest in 16 equal quarterly installments beginning on June 20, 2023.
/s/ Paul Warenski, by power of attorney
2022-02-03