0001209191-23-007089.txt : 20230203 0001209191-23-007089.hdr.sgml : 20230203 20230203172514 ACCESSION NUMBER: 0001209191-23-007089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 23587479 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-01 0 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 1 0 Chief Technology Officer, Class A Common Stock 2023-02-01 4 S 0 23820 31.9414 D 1838180 I See footnote Class A Common Stock 2023-02-01 4 S 0 12091 33.3434 D 1826089 I See footnote Class A Common Stock 2023-02-01 4 S 0 2089 33.7632 D 1824000 I See footnote Class A Common Stock 2023-02-02 4 C 0 5840 A 75840 I See footnote Class A Common Stock 2023-02-02 4 S 0 5840 35.0185 D 70000 I See footnote Class A Common Stock 22669 D Class A Common Stock 281994 I See footnote Restricted Stock Units 2023-02-01 4 A 0 143318 0.00 A Class A Common Stock 143318 143318 D Class B Common Stock 2023-02-02 4 D 0 5840 0.00 D Class A Common Stock 5840 633448 I See footnote The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.64 to $32.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (9) to this Form 4. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.63, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $33.88, inclusive. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by Black Swan III, LLC which the reporting person controls. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 12, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.13, inclusive. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. The RSUs vest in 16 equal quarterly installments beginning on June 20, 2023. /s/ Paul Warenski, by power of attorney 2022-02-03