0001104659-24-074355.txt : 20240624 0001104659-24-074355.hdr.sgml : 20240624 20240624163515 ACCESSION NUMBER: 0001104659-24-074355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240620 FILED AS OF DATE: 20240624 DATE AS OF CHANGE: 20240624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welihinda Navam CENTRAL INDEX KEY: 0001894706 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 241064865 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 tm2417843-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-20 0 0001720671 HashiCorp, Inc. HCP 0001894706 Welihinda Navam C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-06-20 4 M 0 28159 A 122584 D Class A Common Stock 2024-06-20 4 C 0 7569 A 130153 D Class A Common Stock 2024-06-20 4 S 0 18271 33.2612 D 111882 D Restricted Stock Units 2024-06-20 4 M 0 5938 0 D Class A Common Stock 5938 35625 D Restricted Stock Units 2024-06-20 4 M 0 3360 0 D Class A Common Stock 3360 23522 D Restricted Stock Units 2024-06-20 4 M 0 8509 0 D Class A Common Stock 8509 93605 D Restricted Stock Units 2024-06-20 4 M 0 10352 0 D Class A Common Stock 10352 155285 D Restricted Stock Units 2024-06-20 4 M 0 7569 0 D Class B Common Stock 7569 15138 D Class B Common Stock 2024-06-20 4 M 0 7569 0 A Class A Common Stock 7569 62597 D Class B Common Stock 2024-06-20 4 C 0 7569 0 D Class A Common Stock 7569 55028 D Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Includes 500 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2024. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.105 to $33.335, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2024. The remaining RSUs vest in seven equal quarterly installments beginning on September 20, 2024. The remaining RSUs vest in 11 equal quarterly installments beginning on September 20, 2024. The RSUs vest in 15 equal quarterly installments beginning on September 20, 2024. Each RSU represents a contingent right to receive one share of Class B Common Stock. The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2024. /s/ Paul Warenski, by power of attorney 2024-06-24