0001104659-24-037920.txt : 20240322
0001104659-24-037920.hdr.sgml : 20240322
20240322164943
ACCESSION NUMBER: 0001104659-24-037920
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240320
FILED AS OF DATE: 20240322
DATE AS OF CHANGE: 20240322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Marc
CENTRAL INDEX KEY: 0001894601
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 24775939
MAIL ADDRESS:
STREET 1: C/O HASHICORP, INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
tm249547-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-20
0
0001720671
HashiCorp, Inc.
HCP
0001894601
Holmes Marc
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Marketing Officer
0
Class A Common Stock
2024-03-20
4
M
0
14126
A
14126
D
Class A Common Stock
2024-03-20
4
C
0
8650
A
22776
D
Class A Common Stock
2024-03-21
4
S
0
8009
27.3836
D
14767
D
Restricted Stock Units
2024-03-20
4
M
0
5937
0
D
Class A Common Stock
5937
41563
D
Restricted Stock Units
2024-03-20
4
M
0
1471
0
D
Class A Common Stock
1471
11761
D
Restricted Stock Units
2024-03-20
4
M
0
6718
0
D
Class A Common Stock
6718
80617
D
Restricted Stock Units
2024-03-20
4
M
0
8650
0
D
Class B Common Stock
8650
25950
D
Class B Common Stock
2024-03-20
4
M
0
8650
0
A
Class A Common Stock
8650
8650
D
Class B Common Stock
2024-03-21
4
C
0
8650
0
D
Class A Common Stock
8650
0
D
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.14 to $27.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2024.
The remaining RSUs vest in eight equal quarterly installments beginning on June 20, 2024.
The remaining RSUs vest in 12 equal quarterly installments beginning on June 20, 2024.
Each RSU represents a contingent right to receive one share of Class B Common Stock.
The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2024.
/s/ Paul Warenski, by power of attorney
2024-03-22