0001104659-24-037920.txt : 20240322 0001104659-24-037920.hdr.sgml : 20240322 20240322164943 ACCESSION NUMBER: 0001104659-24-037920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240320 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Marc CENTRAL INDEX KEY: 0001894601 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 24775939 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 tm249547-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-20 0 0001720671 HashiCorp, Inc. HCP 0001894601 Holmes Marc C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 0 1 0 0 Chief Marketing Officer 0 Class A Common Stock 2024-03-20 4 M 0 14126 A 14126 D Class A Common Stock 2024-03-20 4 C 0 8650 A 22776 D Class A Common Stock 2024-03-21 4 S 0 8009 27.3836 D 14767 D Restricted Stock Units 2024-03-20 4 M 0 5937 0 D Class A Common Stock 5937 41563 D Restricted Stock Units 2024-03-20 4 M 0 1471 0 D Class A Common Stock 1471 11761 D Restricted Stock Units 2024-03-20 4 M 0 6718 0 D Class A Common Stock 6718 80617 D Restricted Stock Units 2024-03-20 4 M 0 8650 0 D Class B Common Stock 8650 25950 D Class B Common Stock 2024-03-20 4 M 0 8650 0 A Class A Common Stock 8650 8650 D Class B Common Stock 2024-03-21 4 C 0 8650 0 D Class A Common Stock 8650 0 D Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.14 to $27.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2024. The remaining RSUs vest in eight equal quarterly installments beginning on June 20, 2024. The remaining RSUs vest in 12 equal quarterly installments beginning on June 20, 2024. Each RSU represents a contingent right to receive one share of Class B Common Stock. The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2024. /s/ Paul Warenski, by power of attorney 2024-03-22