0001104659-24-037916.txt : 20240322 0001104659-24-037916.hdr.sgml : 20240322 20240322164724 ACCESSION NUMBER: 0001104659-24-037916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240320 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 24775913 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 tm249547-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-20 0 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 Chief Technology Officer 0 Class A Common Stock 2024-03-20 4 M 0 29710 A 148574 D Class A Common Stock 2024-03-21 4 C 0 6487 A 155061 D Class A Common Stock 2024-03-21 4 S 0 10241 27.3867 D 144820 D Class A Common Stock 1732972 I See footnote Class A Common Stock 281994 I See footnote Class A Common Stock 90440 I See footnote Restricted Stock Units 2024-03-20 4 M 0 17812 0 D Class A Common Stock 17812 124688 D Restricted Stock Units 2024-03-20 4 M 0 2941 0 D Class A Common Stock 2941 23522 D Restricted Stock Units 2024-03-20 4 M 0 8957 0 D Class A Common Stock 8957 107489 D Restricted Stock Units 2024-03-20 4 M 0 6487 0 D Class B Common Stock 6487 19463 D Class B Common Stock 2024-03-20 4 M 0 6487 0 A Class A Common Stock 6487 487403 D Class B Common Stock 2024-03-21 4 C 0 6487 0 D Class A Common Stock 6487 480916 D Class B Common Stock Class A Common Stock 12449056 12449056 I See footnote Class B Common Stock Class A Common Stock 2057036 2057036 I See footnote Class B Common Stock Class A Common Stock 601328 601328 I See footnote Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.14 to $27.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. The shares are held of record by Black Swan III, LLC which the reporting person controls. The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2024. The remaining RSUs vest in eight equal quarterly installments beginning on June 20, 2024. The remaining RSUs vest in 12 equal quarterly installments beginning on June 20, 2024. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2024. /s/ Paul Warenski, by power of attorney 2024-03-22