0001104659-24-037916.txt : 20240322
0001104659-24-037916.hdr.sgml : 20240322
20240322164724
ACCESSION NUMBER: 0001104659-24-037916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240320
FILED AS OF DATE: 20240322
DATE AS OF CHANGE: 20240322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dadgar Armon
CENTRAL INDEX KEY: 0001894717
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 24775913
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
tm249547-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-20
0
0001720671
HashiCorp, Inc.
HCP
0001894717
Dadgar Armon
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Technology Officer
0
Class A Common Stock
2024-03-20
4
M
0
29710
A
148574
D
Class A Common Stock
2024-03-21
4
C
0
6487
A
155061
D
Class A Common Stock
2024-03-21
4
S
0
10241
27.3867
D
144820
D
Class A Common Stock
1732972
I
See footnote
Class A Common Stock
281994
I
See footnote
Class A Common Stock
90440
I
See footnote
Restricted Stock Units
2024-03-20
4
M
0
17812
0
D
Class A Common Stock
17812
124688
D
Restricted Stock Units
2024-03-20
4
M
0
2941
0
D
Class A Common Stock
2941
23522
D
Restricted Stock Units
2024-03-20
4
M
0
8957
0
D
Class A Common Stock
8957
107489
D
Restricted Stock Units
2024-03-20
4
M
0
6487
0
D
Class B Common Stock
6487
19463
D
Class B Common Stock
2024-03-20
4
M
0
6487
0
A
Class A Common Stock
6487
487403
D
Class B Common Stock
2024-03-21
4
C
0
6487
0
D
Class A Common Stock
6487
480916
D
Class B Common Stock
Class A Common Stock
12449056
12449056
I
See footnote
Class B Common Stock
Class A Common Stock
2057036
2057036
I
See footnote
Class B Common Stock
Class A Common Stock
601328
601328
I
See footnote
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.14 to $27.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2024.
The remaining RSUs vest in eight equal quarterly installments beginning on June 20, 2024.
The remaining RSUs vest in 12 equal quarterly installments beginning on June 20, 2024.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2024.
/s/ Paul Warenski, by power of attorney
2024-03-22