0000950170-23-072698.txt : 20231222 0000950170-23-072698.hdr.sgml : 20231222 20231222164549 ACCESSION NUMBER: 0000950170-23-072698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 231510477 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 ownership.xml 4 X0508 4 2023-12-20 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 true true false false Chief Technology Officer false Class A Common Stock 2023-12-20 4 M false 154398 A 192107 D Class A Common Stock 2023-12-21 4 C false 14614 A 206721 D Class A Common Stock 2023-12-21 4 S false 85902 22.8019 D 120819 D Class A Common Stock 1520000 I See footnote Class A Common Stock 281994 I See footnote Class A Common Stock 90440 I See footnote Restricted Stock Units 2023-12-20 4 M false 142500 0 D Class A Common Stock 142500 142500 D Restricted Stock Units 2023-12-20 4 M false 2940 0 D Class A Common Stock 2940 26463 D Restricted Stock Units 2023-12-20 4 M false 8958 0 D Class A Common Stock 8958 116446 D Restricted Stock Units 2023-12-20 4 M false 6488 0 D Class B Common Stock 6488 25950 D Restricted Stock Units 2023-12-20 4 M false 8126 0 D Class B Common Stock 8126 0 D Class B Common Stock 2023-12-20 4 M false 14614 0 A Class A Common Stock 14614 495530 D Class B Common Stock 2023-12-21 4 C false 14614 0 D Class A Common Stock 14614 480916 D Class B Common Stock Class A Common Stock 12844000 12844000 I See footnote Class B Common Stock Class A Common Stock 2057036 2057036 I See footnote Class B Common Stock Class A Common Stock 601328 601328 I See footnote Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.675 to $23.1901, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. The shares are held of record by Black Swan III, LLC which the reporting person controls. The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2024. The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2024. The remaining RSUs vest in thirteen equal quarterly installments beginning on March 20, 2024. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2024. The RSUs vested on December 20, 2023. /s/ Paul Warenski, by power of attorney 2023-12-22