0000899243-23-019437.txt : 20230922
0000899243-23-019437.hdr.sgml : 20230922
20230922170826
ACCESSION NUMBER: 0000899243-23-019437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230920
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dadgar Armon
CENTRAL INDEX KEY: 0001894717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 231272413
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-20
0
0001720671
HashiCorp, Inc.
HCP
0001894717
Dadgar Armon
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Technology Officer
0
Class A Common Stock
2023-09-20
4
M
0
11897
A
38994
D
Class A Common Stock
2023-09-21
4
C
0
14611
A
53605
D
Class A Common Stock
2023-09-21
4
S
0
14023
23.0711
D
39582
D
Class A Common Stock
1748000
I
See footnote
Class A Common Stock
281994
I
See footnote
Class A Common Stock
90440
I
See footnote
Restricted Stock Units
2023-09-20
4
M
0
2940
0.00
D
Class A Common Stock
2940
29403
D
Restricted Stock Units
2023-09-20
4
M
0
8957
0.00
D
Class A Common Stock
8957
125404
D
Restricted Stock Units
2023-09-20
4
M
0
6487
0.00
D
Class B Common Stock
6487
32438
D
Restricted Stock Units
2023-09-20
4
M
0
8124
0.00
D
Class B Common Stock
8124
8126
D
Class B Common Stock
2023-09-20
4
M
0
14611
0.00
A
Class A Common Stock
14611
495527
D
Class B Common Stock
2023-09-21
4
C
0
14611
0.00
D
Class A Common Stock
14611
480916
D
Class B Common Stock
Class A Common Stock
13262000
12844000
I
See footnote
Class B Common Stock
Class A Common Stock
2057036
2057036
I
See footnote
Class B Common Stock
Class A Common Stock
621768
601328
I
See footnote
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
The remaining RSUs vest on December 20, 2023.
/s/ Paul Warenski, by power of attorney
2023-09-22