0000899243-22-039234.txt : 20221222 0000899243-22-039234.hdr.sgml : 20221222 20221222182549 ACCESSION NUMBER: 0000899243-22-039234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221104 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 221483046 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-04 0 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 Chief Technology Officer Class A Common Stock 2022-11-04 4 C 0 1520000 A 1520000 I See footnote Class A Common Stock 2022-11-04 4 C 0 281994 A 281994 I See footnote Class A Common Stock 2022-11-04 4 C 0 70000 A 70000 I See footnote Class A Common Stock 2022-12-20 4 M 0 2940 A 25609 D Class A Common Stock 2022-12-21 4 C 0 14614 A 40223 D Class A Common Stock 2022-12-21 4 S 0 5573 26.8436 D 34650 D Class A Common Stock 2022-12-21 4 S 0 1300 30.3237 D 33350 D Class A Common Stock 2022-12-22 4 S 0 10681 26.5018 D 22669 D Class B Common Stock 2022-11-04 4 C 0 1520000 0.00 D Class A Common Stock 1520000 13680000 I See footnote Class B Common Stock 2022-11-04 4 C 0 281994 0.00 D Class A Common Stock 281994 2057036 I See footnote Class B Common Stock 2022-11-04 4 C 0 70000 0.00 D Class A Common Stock 70000 639288 I See footnote Restricted Stock Units 2022-12-20 4 M 0 2940 0.00 D Class A Common Stock 2940 38224 D Restricted Stock Units 2022-12-20 4 M 0 6488 0.00 D Class B Common Stock 6488 51900 D Restricted Stock Units 2022-12-20 4 M 0 8126 0.00 D Class B Common Stock 8126 32500 D Class B Common Stock 2022-12-20 4 M 0 14614 0.00 A Class A Common Stock 14614 495530 D Class B Common Stock 2022-12-21 4 C 0 14614 0.00 D Class A Common Stock 14614 480916 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. The shares are held of record by Black Swan III, LLC which the reporting person controls. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Includes 351 shares acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2022. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $27.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8), (9) and (11) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.39 to $27.79, inclusive. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.97, inclusive.. The remaining RSUs vest in thirteen equal quarterly installments beginning on March 20, 2023. The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2023. The remaining RSUs vest in four quarterly installments beginning on March 20, 2023. /s/ Paul Warenski, by power of attorney 2022-12-22