0000899243-22-039234.txt : 20221222
0000899243-22-039234.hdr.sgml : 20221222
20221222182549
ACCESSION NUMBER: 0000899243-22-039234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221104
FILED AS OF DATE: 20221222
DATE AS OF CHANGE: 20221222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dadgar Armon
CENTRAL INDEX KEY: 0001894717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 221483046
MAIL ADDRESS:
STREET 1: C/O HASHICORP INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-04
0
0001720671
HashiCorp, Inc.
HCP
0001894717
Dadgar Armon
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Technology Officer
Class A Common Stock
2022-11-04
4
C
0
1520000
A
1520000
I
See footnote
Class A Common Stock
2022-11-04
4
C
0
281994
A
281994
I
See footnote
Class A Common Stock
2022-11-04
4
C
0
70000
A
70000
I
See footnote
Class A Common Stock
2022-12-20
4
M
0
2940
A
25609
D
Class A Common Stock
2022-12-21
4
C
0
14614
A
40223
D
Class A Common Stock
2022-12-21
4
S
0
5573
26.8436
D
34650
D
Class A Common Stock
2022-12-21
4
S
0
1300
30.3237
D
33350
D
Class A Common Stock
2022-12-22
4
S
0
10681
26.5018
D
22669
D
Class B Common Stock
2022-11-04
4
C
0
1520000
0.00
D
Class A Common Stock
1520000
13680000
I
See footnote
Class B Common Stock
2022-11-04
4
C
0
281994
0.00
D
Class A Common Stock
281994
2057036
I
See footnote
Class B Common Stock
2022-11-04
4
C
0
70000
0.00
D
Class A Common Stock
70000
639288
I
See footnote
Restricted Stock Units
2022-12-20
4
M
0
2940
0.00
D
Class A Common Stock
2940
38224
D
Restricted Stock Units
2022-12-20
4
M
0
6488
0.00
D
Class B Common Stock
6488
51900
D
Restricted Stock Units
2022-12-20
4
M
0
8126
0.00
D
Class B Common Stock
8126
32500
D
Class B Common Stock
2022-12-20
4
M
0
14614
0.00
A
Class A Common Stock
14614
495530
D
Class B Common Stock
2022-12-21
4
C
0
14614
0.00
D
Class A Common Stock
14614
480916
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
Includes 351 shares acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2022.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $27.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8), (9) and (11) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.39 to $27.79, inclusive.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.97, inclusive..
The remaining RSUs vest in thirteen equal quarterly installments beginning on March 20, 2023.
The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2023.
The remaining RSUs vest in four quarterly installments beginning on March 20, 2023.
/s/ Paul Warenski, by power of attorney
2022-12-22