0001140361-22-000683.txt : 20220105
0001140361-22-000683.hdr.sgml : 20220105
20220105164228
ACCESSION NUMBER: 0001140361-22-000683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220103
FILED AS OF DATE: 20220105
DATE AS OF CHANGE: 20220105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harbin Thomas S
CENTRAL INDEX KEY: 0001719963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 22511785
MAIL ADDRESS:
STREET 1: SOURCE CAPITAL, LLC
STREET 2: 75 FOURTEENTH STREET, SUITE 2700
CITY: ATLANTA
STATE: GA
ZIP: 30309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
FORM 4
X0306
4
2022-01-03
0001831096
Great Elm Group, Inc.
GEG
0001719963
Harbin Thomas S
C/O GREAT ELM GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
Common Stock
2022-01-03
4
A
0
31553
0
A
204989
D
Common Stock
2022-01-03
4
A
0
36408
0
A
241397
D
The Reporting Person was awarded 31,553 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
The Reporting Person was awarded 36,408 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.
/s/ Adam M. Kleinman, attorney-in-fact
2022-01-05