0001162044-21-001458.txt : 20211122 0001162044-21-001458.hdr.sgml : 20211122 20211122160609 ACCESSION NUMBER: 0001162044-21-001458 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211122 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Collaborative Investment Series Trust CENTRAL INDEX KEY: 0001719812 IRS NUMBER: 826635713 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23306 FILM NUMBER: 211432553 BUSINESS ADDRESS: STREET 1: 500 DAMONTE RANCH STREET 2: PARKWAY BUILDING 700, UNIT 700 CITY: RENO STATE: NV ZIP: 89521 BUSINESS PHONE: 2036226000 MAIL ADDRESS: STREET 1: 500 DAMONTE RANCH STREET 2: PARKWAY BUILDING 700, UNIT 700 CITY: RENO STATE: NV ZIP: 89521 0001719812 S000060854 Mercator International Opportunity Fund C000197671 Institutional Class MOPPX C000214268 Class A MOOPX NPORT-P 1 primary_doc.xml NPORT-P false 0001719812 XXXXXXXX S000060854 C000197671 C000214268 Collaborative Investment Series Trust 811-23306 0001719812 549300H9U9P1LQU16S78 500 Damonte Ranch Parkway Building 700 Reno 89521 203-622-6000 Mercator International Opportunity Fund S000060854 549300T6RXHYQKUTES91 2021-12-31 2021-09-30 N 50559859.23 153514.82 50406344.41 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1000.00 N ALK-Abello A/S 529900SGCREUZCZ7P020 ALK-Abello A/S Class B 00B0VL7C2 1200.00 NS USD 503932.44 1.00 Long EC CORP DK N 1 N N N ASOS PLC 213800H8DBB8JSKDW630 ASOS PLC 003092725 19075.00 NS USD 771391.89 1.53 Long EC CORP GB N 1 N N N Accesso Technology Group PLC 213800VY7MXUO7STIN73 Accesso Technology Group PLC 000177142 75000.00 NS USD 924447.38 1.83 Long EC CORP BH N 1 N N N Adevinta ASA 529900W8V3YLHRSZH763 Adevinta ASA Class B 001084403 50181.00 NS USD 859148.90 1.70 Long EC CORP NO N 1 N N N Advantest Corp. 353800EMK32PDKS9XR54 Advantest Corp. 006870490 5000.00 NS USD 450347.00 0.89 Long EC CORP JP N 1 N N N Adyen NV 724500973ODKK3IFQ447 Adyen NV 001296918 300.00 NS USD 838826.10 1.66 Long EC CORP NL N 1 N N N Amplifon SpA ZYXJDNVM2JI3VBM8G556 Amplifon SpA 00B14NJ71 10000.00 NS USD 477013.60 0.95 Long EC CORP IT N 1 N N N Aston Martin Lagonda Global Holdings PLC 213800167WOVOK5ZC776 Aston Martin Lagonda Global Holdings PLC ADR 00BFXZC44 50000.00 NS USD 1290185.03 2.56 Long EC CORP GB N 1 N N N BHP Group Ltd. WZE1WSENV6JSZFK0JC28 BHP Group Ltd. 088606108 9000.00 NS USD 481680.00 0.96 Long EC CORP AU N 1 N N N Basware Oyj 743700ULKFAAEA2N3D13 Basware Oyj 005913448 17000.00 NS USD 635747.98 1.26 Long EC CORP FI N 1 N N N BlackBerry Ltd. 549300HJD8NEGT71RF07 BlackBerry Ltd. 09228F103 150000.00 NS USD 1459500.00 2.90 Long EC CORP CA N 1 N N N Boku, Inc. 549300Y4P2ZPFKCZ0C60 Boku, Inc. U7744C106 325000.00 NS USD 855913.66 1.70 Long EC CORP US N 1 N N N Boozt AB 549300HOEUKTVLRKQQ57 Boozt AB 00BZ30KS9 60000.00 NS USD 993441.66 1.97 Long EC CORP SE N 1 N N N Capital & Counties Properties PLC 549300TTXXZ1SHUI0D54 Capital & Counties Properties PLC 00B62G9D3 250000.00 NS USD 559383.28 1.11 Long EC CORP GB N 1 N N N Comture Corp. N/A Comture Corp. 00B1RMMB0 22080.00 NS USD 616645.82 1.22 Long EC CORP JP N 1 N N N CyberAgent, Inc. 3538006T5KZABPGS8Q08 CyberAgent, Inc. 006220501 36120.00 NS USD 702558.56 1.39 Long EC CORP JP N 1 N N N DS Smith PLC 39RSBE4RCI4M15BLWH36 DS Smith PLC 000822011 120000.00 NS USD 667461.11 1.32 Long EC CORP GB N 1 N N N Dermapharm Holding SE 5299009F0KNZINQQQK37 Dermapharm Holding SE 00BFYTTC2 8000.00 NS USD 772484.16 1.53 Long EC CORP DE N 1 N N N Disco Corp. N/A Disco Corp. 006270948 2960.00 NS USD 833308.08 1.65 Long EC CORP JP N 1 N N N Entain PLC 213800GNI3K45LQR8L28 Entain PLC 00B5VQMV6 40000.00 NS USD 1147729.20 2.28 Long EC CORP IM N 1 N N N Eurofins Scientific SE 529900JEHFM47DYY3S57 Eurofins Scientific SE 005972643 4000.00 NS USD 513322.21 1.02 Long EC CORP LU N 1 N N N First American Funds, Inc. 549300J5J5SJCZ9IA369 First American Government Obligations Fund Class X 31846V336 3998382.74 NS USD 3998382.74 7.93 Long STIV RF US N 1 N N N Fnac Darty SA 96950091FL62XSLPHO35 Fnac Darty SA 00B7VQL46 16000.00 NS USD 1052208.64 2.09 Long EC CORP FR N 1 N N N Frontier Developments PLC 213800B9LGPWUAZ9GX18 Frontier Developments PLC 00BBT32N3 30000.00 NS USD 990118.50 1.96 Long EC CORP GB N 1 N N N Future PLC 213800K2581YRLEXV353 Future PLC 00BYZN904 40150.00 NS USD 1995775.80 3.96 Long EC CORP GB N 1 N N N Japan Elevator Service Holdings Co.,Ltd. N/A Japan Elevator Service Holdings Co., Ltd. 00BF0QWT5 31000.00 NS USD 717106.88 1.42 Long EC CORP JP N 1 N N N Jazz Pharmaceuticals PLC 635400GAUMJCLEZRRV50 Jazz Pharmaceuticals PLC G50871105 4000.00 NS USD 520840.00 1.03 Long EC CORP IE N 1 N N N Jeol Ltd. N/A Jeol Ltd. 006470544 15050.00 NS USD 1109573.29 2.20 Long EC CORP JP N 1 N N N Kahoot! ASA 2549004957SZTRN8CW77 Kahoot! ASA 00BZ17B89 200000.00 NS USD 1439305.40 2.86 Long EC CORP NO N 1 N N N Lasertec Corp. N/A Lasertec Corp. 397920000 2000.00 NS USD 459596.40 0.91 Long EC CORP JP N 1 N N N Learning Technologies Group PLC 21380039DW5LJ4FIC214 Learning Technologies Group PLC 00B4T7HX1 300000.00 NS USD 869687.76 1.73 Long EC CORP GB N 1 N N N Lumibird 969500MLJC3ZSZP4L019 Lumibird 005336324 33092.00 NS USD 724133.04 1.44 Long EC CORP FR N 1 N N N Materialise N.V. 5493004CXYDPCZ5RQK28 Materialise N.V. ADR 57667T100 30000.00 NS USD 603000.00 1.20 Long EC CORP BE N 1 N N N Mercari, Inc. N/A Mercari, Inc. 00BG0GM14 17000.00 NS USD 940385.60 1.87 Long EC CORP JP N 1 N N N MonotaRO Co. Ltd. N/A MonotaRO Co. Ltd. 00B1GHR88 32100.00 NS USD 727563.19 1.44 Long EC CORP JP N 1 N N N Moonpig Group PLC 213800VAYO5KCAXZHK83 Moonpig Group PLC 00BMT9K01 105000.00 NS USD 451211.15 0.90 Long EC CORP GB N 1 N N N Musti Group PLC 743700IE9NQGF9YZAI97 Musti Group Oyj 71944F106 25000.00 NS USD 894400.50 1.77 Long EC CORP FI N 1 N N N Nidec Corp. 353800IF171MZTNL6Y31 Nidec Corp. 006640682 7240.00 NS USD 807488.78 1.60 Long EC CORP JP N 1 N N N Nordic Semiconductor ASA 5967007LIEEXZXJGFK95 Nordic Semiconductor ASA 00B00ZG06 22400.00 NS USD 671398.87 1.33 Long EC CORP NO N 1 N N N Ocado Group PLC 213800LO8F61YB8MBC74 Ocado Group PLC 00B3MBS74 50100.00 NS USD 1122016.43 2.23 Long EC CORP GB N 1 N N N Orpea 969500LHIH3NT7PK1V89 Orpea SA 007339451 4000.00 NS USD 466361.84 0.93 Long EC CORP FR N 1 N N N PVA TePla AG 5299002Y7DARXV2Y4R82 PVA TePla AG 005699287 25000.00 NS USD 1112935.25 2.21 Long EC CORP DE N 1 N N N Pets At Home Group PLC 2138003Y9ULD24PD3J93 Pets at Home Group PLC 21870Q105 150000.00 NS USD 971124.39 1.93 Long EC CORP GB N 1 N N N Raccoon Holdings, Inc. 353800QDMZXWNVCHDQ90 Raccoon Holdings, Inc. J64727100 26000.00 NS USD 367497.52 0.73 Long EC CORP JP N 1 N N N Rakuten, Inc. 529900IMXUCQKUL1H943 Rakuten, Inc. 006229597 65300.00 NS USD 633891.91 1.26 Long EC CORP JP N 1 N N N RaySearch Laboratories AB 549300TYFVYGS0JFWM28 RaySearch Laboratories AB Class B 007591239 70200.00 NS USD 492647.10 0.98 Long EC CORP SE N 1 N N N Rio Tinto PLC 213800YOEO5OQ72G2R82 Rio Tinto PLC 767204100 8000.00 NS USD 534560.00 1.06 Long EC CORP GB N 1 N N N SLM Solutions Group AG 5299004VIBQF63906C97 SLM Solutions Group AG 00BMHTHK2 30000.00 NS USD 642579.00 1.27 Long EC CORP DE N 1 N N N STMicrolectronics NV 213800Z8NOHIKRI42W10 STMicroelectronics NV ADR 861012102 10100.00 NS USD 440663.00 0.87 Long EC CORP NL N 1 N N N SolarEdge Technologies, Inc. 5493000K6Y58XXPDF853 SolarEdge Technologies, Inc. 83417M104 3600.00 NS USD 954792.00 1.89 Long EC CORP US N 1 N N N Taiwan Semiconductor Manufacturing Co. Ltd. 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co. Ltd. ADR 874039100 8050.00 NS USD 898782.50 1.78 Long EC CORP TW N 1 N N N Tobii AB 54930045LD4XTJCBGS35 Tobii AB 00BWXTN97 90000.00 NS USD 611572.55 1.21 Long EC CORP SE N 1 N N N Umicore SA 529900F3AIQECS8ZSV61 Umicore SA 0BF444466 10030.00 NS USD 595036.49 1.18 Long EC CORP BE N 1 N N N Uuum, Inc. N/A Uuum, Inc. 00BDVL080 29030.00 NS USD 346977.59 0.69 Long EC CORP JP N 1 N N N Vitec Software Group AB 5493005EB5RV1QHE6H94 Vitec Software Group AB Class B 00BD96BJ5 10100.00 NS USD 550900.26 1.09 Long EC CORP SE N 1 N N N Watches of Switzerland Group PLC 2138008ZOT5K9PJW7168 Watches of Switzerland Group PLC 00BJDQQ87 60000.00 NS USD 764613.96 1.52 Long EC CORP GB N 1 N N N Z Holdings Corp. 52990078MD2OL792YM35 Z Holdings Corp. 006084848 150500.00 NS USD 969964.37 1.92 Long EC CORP JP N 1 N N N ZOO Digital Group PLC 213800377KWAPKN5HX30 ZOO Digital Group PLC 00B1FQDL1 400000.00 NS USD 638525.40 1.27 Long EC CORP GB N 1 N N N Zalando SE 529900YRFFGH5AXU4S86 Zalando SE 00BQV0SV7 9000.00 NS USD 826530.26 1.64 Long EC CORP DE N 1 N N N Zur Rose Group AG 50670038OH136R5Z4663 Zur Rose Group AG 00B92M6T7 3000.00 NS USD 1203199.14 2.39 Long EC CORP CH N 1 N N N 2021-09-30 Collaborative Investment Series Trust /s/ Gregory Skidmore Gregory Skidmore Trustee and President/Chief Executive Officer XXXX NPORT-EX 2 mercatornportex.htm NPORT-EX




Schedule of Investments

September 30, 2021 (unaudited)

Mercator International Opportunity Fund

 

 

 

 

 

 

 

 

 

 

 

 

 

Shares or Principal

 

 

Security Description

 

 

Amount ($)

 

Fair Value ($)(1)

 

 

 

 

 

 

Common Stocks - 92.20%

 

 

 

 

 

 

Biotech & Pharma - 1.00%

 

 

 

ALK-Abello A/S Class B (Denmark)  (2)

1,200

 

503,932

 

 

 

 

Chemicals - 1.18%

 

 

 

Umicore SA (Belgium)

10,030

 

595,036

 

 

 

 

Commercial & Res Bldg Equip & Sys - 1.42%

 

 

 

Japan Elevator Service Holdings Co., Ltd. (Japan) (2)

31,000

 

717,107

 

 

 

 

Commercial Services - 1.02%

 

 

 

Eurofins Scientific SE (Luxembourg)

4,000

 

513,322

 

 

 

 

Consumer Discretionary Products - 4.08%

 

 

 

Aston Martin Lagonda Global Holdings PLC ADR (United Kingdom) (2)

50,000

 

1,290,185

Watches of Switzerland Group PLC (United Kingdom) (2)

60,000

 

764,614

 

 

 

2,054,799

 

 

 

 

Consumer Discretionary Services - 2.28%

 

 

 

Entain PLC (Isle of Man) (2)

40,000

 

1,147,729

 

 

 

 

Containers & Packaging - 1.32%

 

 

 

DS Smith PLC (United Kingdom)  (2)

120,000

 

667,461

 

 

 

 

Hardware - 4.09%

 

 

 

Nidec Corp. (Japan)

7,240

 

807,489

SLM Solutions Group AG (Germany)  (2)

30,000

 

642,579

Tobii AB (Sweden)  (2)

90,000

 

611,573

 

 

 

2,061,641

 

 

 

 

Health Care  - 1.53%

 

 

 

Dermapharm Holding SE (Germany) (2)

8,000

 

772,484

 

 

 

 

Health Care Facilities & Services - 1.87%

 

 

 

Amplifon SpA (Italy)

10,000

 

477,013

Orpea SA (France)

4,000

 

466,362

 

 

 

943,375

 

 

 

 

Iron & Steel - 0.96%

 

 

 

BHP Group Ltd. (Australia)

9,000

 

481,680

 

 

 

 

Machinery - 1.65%

 

 

 

Disco Corp. (Japan) (2)

2,960

 

833,308

 

 

 

 

Media - 9.67%

 

 

 

Adevinta ASA Class B (Norway)  (2)

50,181

 

859,149

CyberAgent, Inc. (Japan)

36,120

 

702,559

Future PLC (United Kingdom)  (2)

40,150

 

1,995,776

Uuum, Inc. (Japan)  (2)

29,030

 

346,978

Z Holdings Corp. (Japan)  (2)

150,500

 

969,964

 

 

 

4,874,426

 

 

 

 

Medical Equipment & Devices - 3.64%

 

 

 

Jeol Ltd. (Japan)

15,050

 

1,109,573

Lumibird (France)  (2)

33,092

 

724,133

 

 

 

1,833,706

 

 

 

 

Metal Mining - 1.06%

 

 

 

Rio Tinto PLC (United Kingdom) (2)

8,000

 

534,560

 

 

 

 

Pharmaceutical Preparations - 1.03%

 

 

 

Jazz Pharmaceuticals PLC (Ireland) (2)

4,000

 

520,840

 

 

 

 

Real Estate - 1.11%

 

 

 

Capital & Counties Properties PLC (United Kingdom) (2)

250,000

 

559,383

 

 

 

 

Renewable Energy - 1.89%

 

 

 

SolarEdge Technologies, Inc. (Israel)  (2)

3,600

 

954,792

 

 

 

 

Retail-Discretionary - 12.69%

 

 

 

ASOS PLC (United Kingdom)  (2)

19,075

 

771,392

Boozt AB (Sweden)(2)

60,000

 

993,442

Fnac Darty SA (France) (2)

16,000

 

1,052,209

Mercari, Inc. (Japan) (2)

17,000

 

940,386

MonotaRO Co. Ltd. (Japan)

32,100

 

727,563

Moonpig Group PLC (United Kingdom) (2)

105,000

 

451,211

Rakuten, Inc. (Japan) (2)

65,300

 

633,892

Zalando SE (Germany)  (2)

9,000

 

826,530

 

 

 

6,396,625

 

 

 

 

Retail and Wholesale - Discretionary - 4.43%

 

 

 

Musti Group Oyj (Finland) (2)

25,000

 

894,401

Pets at Home Group PLC (Great Britain)

150,000

 

971,124

Raccoon Holdings, Inc. (Japan)

26,000

 

367,498

 

 

 

2,233,023

 

 

 

 

Retail and Wholesale Staples - 2.39%

 

 

 

Zur Rose Group AG (Switzerland) (2)

3,000

 

1,203,199

 

 

 

 

Retail-Consumer Staples - 2.23%

 

 

 

Ocado Group PLC (Great Britain) (2)

50,100

 

1,122,016

 

 

 

 

Semiconductors - 8.00%

 

 

 

Advantest Corp. (Japan)  

5,000

 

450,347

Lasertec Corp. (Japan)

2,000

 

459,596

Nordic Semiconductor ASA (Norway)  (2)

22,400

 

671,399

PVA TePla AG (Germany) (2)

25,000

 

1,112,935

STMicroelectronics NV ADR (Netherlands) (2)

10,100

 

440,663

Taiwan Semiconductor Manufacturing Co. Ltd. ADR (Taiwan) (2)

8,050

 

898,783

 

 

 

4,033,723

 

 

 

 

Software - 15.44%

 

 

 

Accesso Technology Group PLC (United Kingdom) (2)

75,000

 

924,447

Basware Oyj (Finland)  (2)

17,000

 

635,748

Blackberry Ltd. (Canada)  (2)

150,000

 

1,459,500

Comture Corp. (Japan)

22,080

 

616,646

Frontier Developments PLC (United Kingdom) (2)

30,000

 

990,119

Learning Technologies Group PLC (United Kingdom)  (2)

300,000

 

869,688

Materialise N.V. ADR (Belgium) (2)

30,000

 

603,000

RaySearch Laboratories AB Class B (Sweden)  (2)

70,200

 

492,647

Vitec Software Group AB Class B (Sweden)

10,100

 

550,900

ZOO Digital Group PLC (United Kingdom) (2)

400,000

 

638,525

 

 

 

7,781,220

 

 

 

 

Software & Technology Services - 4.55%

 

 

 

Boku, Inc. (United States) (2)

325,000

 

855,914

Kahoot! ASA (Norway) (2)

200,000

 

1,439,306

 

 

 

2,295,220

 

 

 

 

Specialty Finance - 1.66%

 

 

 

Adyen NV (Netherlands) (2)

300

 

838,826

 

 

 

 

 

 

 

 

Total Common Stocks

 

 

 

(Cost $              37,427,249)

 

46,473,433

 

 

 

 

Money Market Registered Investment Companies - 7.93%

 

 

 

 

First American Government Obligations Fund Class X 0.03% (3)

3,998,383

 

3,998,383

 

 

 

 

Total Money Market Registered Investment Companies

(Cost $                 3,998,383)

 

3,998,383

 

 

 

 

Total Investments - 100.13%

(Cost $              41,425,632)

 

50,471,816

 

 

 

 

Liabilities in Excess of Other Assets - (0.13%)

 

 

(65,472)

 

 

 

 

Total Net Assets - 100.00%

 

 

50,406,344

 

 

 

 

(1)  Statement on Financial Accounting Standard No. 157 "Fair Value Measurements" - Various inputs are used in determining the value of the Fund's investments.

       These inputs are summarized in the three broad levels listed below.

        • Level 1 - quoted prices in active markets for identical securities

        • Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.)

        • Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments)

 

       The following is a summary of the inputs used as of September 30, 2021 in valuing the Fund's assets carried at fair value:

 

 

 

 

 

 

 

 

 

 

 

 

 

Investments in

 

Other Financial

Valuation Inputs

 

 

 

Securities

 

Instruments

Level 1 - Quoted Prices

 

 

$

                             50,471,816

 $

                               -   

Level 2 - Other Significant Observable Inputs

 

 

                                             -   

 

                               -   

Level 3 - Significant Unobservable Inputs

 

 

                                             -   

 

                               -   

Total

 

 

 

$

                             50,471,816

 $

                               -   

 

 

 

 

 

 

 

 

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. For example, short-term

debt instruments and repurchase agreements with a maturity of less than 60 days are valued using amortized cost, in accordance with rules under the Investment

Company Act of 1940. Generally, amortized cost approximates the current fair value of a security, but since the value is not obtained from a quoted price in an active

market, such securities are reflected as Level 2.

 

 

 

 

 

 

 

 

As of September 30, 2021, the breakout of the Fund's portfolio by country of issuer was as follows:

 

 

 

 

 

Country

% of Net Assets

 

Australia

0.96%

 

Belgium

2.38%

 

Canada

2.90%

 

Denmark

1.00%

 

Finland

3.04%

 

France

4.45%

 

Germany

6.66%

 

Ireland

1.03%

 

Isle of Man

2.28%

 

Israel

1.89%

 

Italy

0.95%

 

Japan

19.21%

 

Luxembourg

1.02%

 

Netherlands

2.54%

 

Norway

5.89%

 

Sweden

5.26%

 

Switzerland

2.39%

 

Taiwan

1.78%

 

United Kingdom

24.90%

 

United States

9.63%

 

 

 

 

 

 

 

100.14%

 

 

 

 

 

 

 

 

(2)  Represents non-income producing securities.

(3)  Variable rate security; the rate shown represents the yield at September 30, 2021.

ADR - American Depositary Receipt.

 

 

 

 

 

PLC - Public Limited Company

 

 

 

 

 

SE - Societas Europaea, Latin term means European Company.

 

 

 

 

 

SA - Société Anonyme, a French term for a public limited company.

 

 

 

 

 

AB - Aktiebolag, the Swedish term for "limited company" or "corporation".

 

 

 

AG  - Aktiengesellschaft, a German term for a public limited company.

 

 

 

SpA - Società per azioni, an Italian term for a public limited company.

 

 

 

KGaA - Kommanditgesellschaft auf Aktien, a German corporate designation standing for partnership limited by shares.

 

 

 

ASA - Allmennaksjeselskap, a Norwegian term for public limited company.

 

 

 

NV - Naamloze Vennootschap, a Dutch term for public limited company.