0001654954-17-011320.txt : 20171204
0001654954-17-011320.hdr.sgml : 20171204
20171204202327
ACCESSION NUMBER: 0001654954-17-011320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171129
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACKERMAN RICHARD
CENTRAL INDEX KEY: 0001724016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38302
FILM NUMBER: 171238468
MAIL ADDRESS:
STREET 1: 2645 N. FEDERAL HIGHWAY
STREET 2: SUITE 230
CITY: DELRAY BEACH
STATE: FL
ZIP: 33483
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Big Rock Partners Sponsor, LLC
CENTRAL INDEX KEY: 0001723217
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38302
FILM NUMBER: 171238467
BUSINESS ADDRESS:
STREET 1: 2645 N. FEDERAL HIGHWAY
STREET 2: SUITE 230
CITY: DELRAY BEACH
STATE: FL
ZIP: 33483
BUSINESS PHONE: 3107342300
MAIL ADDRESS:
STREET 1: 2645 N. FEDERAL HIGHWAY
STREET 2: SUITE 230
CITY: DELRAY BEACH
STATE: FL
ZIP: 33483
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Big Rock Partners Acquisition Corp.
CENTRAL INDEX KEY: 0001719406
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 822844431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2645 N. FEDERAL HIGHWAY
STREET 2: SUITE 230
CITY: DELRAY BEACH
STATE: FL
ZIP: 33483
BUSINESS PHONE: 3107342300
MAIL ADDRESS:
STREET 1: 2645 N. FEDERAL HIGHWAY
STREET 2: SUITE 230
CITY: DELRAY BEACH
STATE: FL
ZIP: 33483
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2017-11-29
0001719406
Big Rock Partners Acquisition Corp.
BRPAU
0001724016
ACKERMAN RICHARD
C/O BIG ROCK PARTNERS ACQUISITION CORP.
2645 N. FEDERAL HIGHWAY, SUITE 230
DELRAY BEACH
FL
33483
true
true
true
President and CEO
0001723217
Big Rock Partners Sponsor, LLC
2645 N. FEDERAL HIGHWAY
SUITE 230
DELRAY BEACH
FL
33483
true
Common Stock
2017-11-29
4
P
false
22500
10.00
A
272500
I
Big Rock Partners Sponsor, LLC
Common Stock
1725000
I
Big Rock Partners Sponsor, LLC
Right to receive common stock
2017-11-29
4
P
false
22500
A
Common Stock
2250
27250
I
Big Rock Partners Sponsor, LLC
Warrant
11.50
2017-11-29
4
P
false
11250
A
Common Stock
11250
136250
I
Big Rock Partners Sponsor, LLC
Represents securities underlying units of the issuer. Each unit consists of one share of common stock, one right to receive one-tenth of one share of common stock upon the consummation of the issuer's initial business combination and one-half of one warrant, each whole warrant entitling the holder to purchase one share of common stock.
Represents securities purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.
Mr. Ackerman is the issuer's President, Chairman and Chief Executive Officer and the managing member of Big Rock Partners Sponsor, LLC (the "Sponsor") and has the sole voting and dispositive power of the securities held by the Sponsor. Accordingly. Mr. Ackerman may be deemed to have beneficial ownership of such shares.
Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon consummation of the issuer's initial business combination.
If the issuer fails to consummate an initial business combination within 12 months (or up to 18 months from the closing of the issuer's initial public offering, if the issuer extends the period of time to consummate a business combination as described in its amended and restated certificate of incorporation), the issuer will be dissolved and the rights will expire worthless.
Each whole warrant will become exercisable on the later of the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering.
Each warrant will expire on the fifth anniversary of the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.
/s/ Richard Ackerman
2017-12-04
/s/ Richard Ackerman, Managing Partner
2017-12-04