0001094891-21-000212.txt : 20210525 0001094891-21-000212.hdr.sgml : 20210525 20210525211734 ACCESSION NUMBER: 0001094891-21-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210525 DATE AS OF CHANGE: 20210525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Big Rock Partners Sponsor, LLC CENTRAL INDEX KEY: 0001723217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38302 FILM NUMBER: 21962536 BUSINESS ADDRESS: STREET 1: 2645 N. FEDERAL HIGHWAY STREET 2: SUITE 230 CITY: DELRAY BEACH STATE: FL ZIP: 33483 BUSINESS PHONE: 3107342300 MAIL ADDRESS: STREET 1: 2645 N. FEDERAL HIGHWAY STREET 2: SUITE 230 CITY: DELRAY BEACH STATE: FL ZIP: 33483 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACKERMAN RICHARD CENTRAL INDEX KEY: 0001724016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38302 FILM NUMBER: 21962535 MAIL ADDRESS: STREET 1: 2645 N. FEDERAL HIGHWAY STREET 2: SUITE 230 CITY: DELRAY BEACH STATE: FL ZIP: 33483 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRX Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001719406 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 822844431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 N. MARKET STREET STREET 2: SUITE 111 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 484-254-6134 MAIL ADDRESS: STREET 1: 1201 N. MARKET STREET STREET 2: SUITE 111 CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER COMPANY: FORMER CONFORMED NAME: Big Rock Partners Acquisition Corp. DATE OF NAME CHANGE: 20171012 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-24 1 0001719406 NRX Pharmaceuticals, Inc. BRPA 0001723217 Big Rock Partners Sponsor, LLC 2645 N. FEDERAL HIGHWAY, SUITE 230 DELRAY BEACH FL 33483 0 0 1 0 0001724016 ACKERMAN RICHARD 2645 N. FEDERAL HIGHWAY, SUITE 230 DELRAY BEACH FL 33483 1 1 1 0 President & CEO Common Stock 2021-05-24 4 D 0 5435 0 D 492065 I By Big Rock Partners Sponsor, LLC Common Stock 2021-05-24 4 C 0 27250 0 A 519315 I By Big Rock Partners Sponsor, LLC Rights, exchangeable for Common Stock 2021-05-24 4 C 0 272500 D Common Stock 27250 0 I By Big Rock Partners Sponsor, LLC Unit Purchase Option 10 2021-05-24 4 P 0 100000 1 A 2021-05-24 2022-11-20 Common Stock 160000 100000 I By A/Z Property Partners LLC Mr. Ackerman is the managing member of this entity and has the sole voting and dispositive power of the securities held thereby. Accordingly, Mr. Ackerman may be deemed to have beneficial ownership of such shares. Mr. Ackerman disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Each of the Issuer's Rights were convertible into 1/10 of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such Rights automatically converted into shares of common stock. Mr. Ackerman is the majority owner of this entity and may be deemed to have beneficial ownership of the shares owned thereby. Mr. Ackerman disclaims beneficial ownership except to the extent of his pecuniary interest therein. /s/ Richard Ackerman, managing member 2021-05-24 /s/ Richard Ackerman 2021-05-24