0000899243-22-036998.txt : 20221125
0000899243-22-036998.hdr.sgml : 20221125
20221125130513
ACCESSION NUMBER: 0000899243-22-036998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221122
FILED AS OF DATE: 20221125
DATE AS OF CHANGE: 20221125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wu David James
CENTRAL INDEX KEY: 0001827421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39616
FILM NUMBER: 221419412
MAIL ADDRESS:
STREET 1: 411 FIRST AVENUE SOUTH, SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eargo, Inc.
CENTRAL INDEX KEY: 0001719395
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 273879804
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2665 NORTH FIRST STREET
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 650-351-7700
MAIL ADDRESS:
STREET 1: 2665 NORTH FIRST STREET
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-22
0
0001719395
Eargo, Inc.
EAR
0001827421
Wu David James
C/O MAVERON LLC
411 1ST AVENUE SOUTH, SUITE 600
SEATTLE
WA
98104
1
0
0
0
Common Stock
2022-11-22
4
X
0
173812
0.50
A
192079
D
Common Stock
2022-11-22
4
X
0
307921
0.50
A
500000
D
Common Stock
2022-11-22
4
X
0
8382
0.50
A
9263
I
See Footnote
Subscription Rights (right to buy)
0.50
2022-11-22
4
X
0
18267
0.00
D
2022-10-31
Common Stock
173812
0
D
Subscription Rights (right to buy)
0.50
2022-11-22
4
X
0
881
0.00
D
2022-10-31
Common Stock
8382
0
I
See Footnote
Represents shares of the Issuer's Common Stock acquired by the Reporting Person following the exercise of his basic subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the issuer's prospectus dated October 27, 2022 (the "Rights Offering"). Each holder of Common Stock of record as of October 24, 2022 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 9.5151 shares of Common Stock at the subscription price of $0.50 per whole share.
Shares acquired by the Reporting Person following the exercise of his over-subscription privilege in connection with the Rights Offering described in footnote 1.
Shares held indirectly by the Reporting Person through the Wu 2015 Irrevocable Trust, of which the Reporting Person's wife is a trustee. Amount includes 881 shares, which were previously shown as directly held in the Reporting Person's Form 4 filing on August 15, 2022.
Represents exercise price per whole share of Common Stock.
The Rights Offering expired on November 17, 2022, and final determination of the pro rata allocation for each exercising holder was determined on November 22, 2022.
Subscription Rights held indirectly by the Reporting Person through the Wu 2015 Irrevocable Trust, of which the Reporting Person's wife is a trustee.
/s/ Christy La Pierre, Attorney-in-Fact for David James Wu
2022-11-25