0001062993-23-003427.txt : 20230214 0001062993-23-003427.hdr.sgml : 20230214 20230214163655 ACCESSION NUMBER: 0001062993-23-003427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230212 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gawronski Grant CENTRAL INDEX KEY: 0001760696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38366 FILM NUMBER: 23630447 MAIL ADDRESS: STREET 1: C/O GATES INTERNATIONAL CORPORATION PLC STREET 2: 1144 15TH STREET, SUITE 1400 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Industrial Corp plc CENTRAL INDEX KEY: 0001718512 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-744-4876 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-12 0001718512 Gates Industrial Corp plc GTES 0001760696 Gawronski Grant 1144 15TH ST. SUITE 1400 DENVER CO 80202 0 1 0 0 Chief Commercial Officer & EVP Ordinary Shares 2023-02-12 4 M 0 18157 0.00 A 162403 D Ordinary Shares 2023-02-12 4 F 0 4586 13.87 D 157817 D Performance-Based Restricted Stock Units (PBRSU) 2023-02-12 4 M 0 18157 0.00 D Ordinary Shares 18157 25075 D Performance-Based Restricted Stock Units (PBRSU) 2023-02-12 4 D 0 25075 0.00 D Ordinary Shares 25075 0 D Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 21, 2020 and reported on the Form 4 filed with the Securities and Exchange Commission on February 25, 2020, following the Compensation Committee's certification on February 12, 2023 of the Company's achievement of 42% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital. Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs. Each PBRSU represents a contingent right to receive one ordinary share. Represents the portion of the PBRSU award granted on February 21, 2020 that did not vest and was forfeited in connection with the certification described above. /s/ Hillary Barrett-Osborne 2023-02-14