0001062993-21-002209.txt : 20210302 0001062993-21-002209.hdr.sgml : 20210302 20210302192656 ACCESSION NUMBER: 0001062993-21-002209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gawronski Grant CENTRAL INDEX KEY: 0001760696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38366 FILM NUMBER: 21706199 MAIL ADDRESS: STREET 1: C/O GATES INTERNATIONAL CORPORATION PLC STREET 2: 1144 15TH STREET, SUITE 1400 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Industrial Corp plc CENTRAL INDEX KEY: 0001718512 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-744-4876 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-02-26 0001718512 Gates Industrial Corp plc GTES 0001760696 Gawronski Grant 1144 15TH ST. SUITE 1400 DENVER CO 80202 0 1 0 0 EVP & Chief Commercial Officer Time-Based Restricted Stock Units 2021-02-26 4 A 0 36129 0.00 A Ordinary Shares 36129 74450 D Performance-Based Restricted Stock Units 2021-02-26 4 A 0 37222 0.00 A Ordinary Shares 37222 37222 D Employee Stock Options (Right to Buy) 15.00 2021-02-26 4 A 0 81339 0.00 A 2031-02-26 Ordinary Shares 81339 81339 D Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures. This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period. This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date. /s/ Hillary Barrett-Osborne 2021-03-02