0000950170-24-030402.txt : 20240312
0000950170-24-030402.hdr.sgml : 20240312
20240312210503
ACCESSION NUMBER: 0000950170-24-030402
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240312
DATE AS OF CHANGE: 20240312
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Gates Industrial Corp plc
CENTRAL INDEX KEY: 0001718512
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-38366
FILM NUMBER: 24744300
BUSINESS ADDRESS:
STREET 1: 1144 FIFTEENTH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-744-4876
MAIL ADDRESS:
STREET 1: 1144 FIFTEENTH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: BX GATES ML-4 HOLDCO LLC
CENTRAL INDEX KEY: 0001884868
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
STREET 1: C/O BLACKSTONE INC.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O BLACKSTONE INC.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
144
1
primary_doc.xml
144
0001884868
XXXXXXXX
LIVE
0001718512
Gates Industrial Corp plc
001-38366
1144 FIFTEENTH STREET
Suite 1600
DENVER
CO
80202
303-744-1911
BX Gates ML-4 Holdco LLC
See Remarks
Ordinary Shares
Citigroup Global Markets Inc.
390 Greenwich Street
New York
NY
10013
306078
5041104.66
264271455
03/12/2024
NYSE
Ordinary Shares
Jefferies LLC
520 Madison Avenue
New York
NY
10022
306079
5041121.13
264271455
03/12/2024
NYSE
Ordinary Shares
Goldman Sachs & Co. LLC
200 West Street
New York
NY
10282
306078
5041104.66
264271455
03/12/2024
NYSE
Ordinary Shares
09/28/2021
Contributed by parent entity of Blackstone Holdco (as defined below)
Parent entity of Blackstone Holdco
N
17817551
09/28/2021
Contribution for equity
N
BX Gates ML-1 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
02/16/2024
10929079
131640756.56
BX Gates ML-2 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
02/16/2024
10568044
127292089.98
BX Gates ML-3 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
02/16/2024
36186
435860.37
BX Gates ML-4 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
02/16/2024
2229118
26849726.31
BX Gates ML-5 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
02/16/2024
513673
6187191.29
BX Gates ML-1 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
12/13/2023
7765936
86590186.40
BX Gates ML-2 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
12/13/2023
7509392
83729720.80
BX Gates ML-3 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
12/13/2023
25713
286699.95
BX Gates ML-4 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
12/13/2023
1583956
17661109.40
BX Gates ML-5 Holdco LLC
345 Park Avenue, 43rd Floor
New York
NY
10154
Ordinary Shares
12/13/2023
365003
4069783.45
In accordance with the procedures described in the interpretive letter from the staff of the Securities and Exchange Commission to Goldman, Sachs & Co., dated December 20, 1999, and to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, the Selling Stockholder has entered into covered call transactions relating to Ordinary Shares with each of the brokers (or their respective affiliates) listed in Part 3(c) above, on a pro rata basis. The covered call transactions will be physically settled, unless the Selling Stockholder elects net share settlement or cash settlement. The Selling Stockholder and its affiliates are collectively significant equityholders of the Issuer and an executive of an affiliate of Blackstone Holdco is a member of the board of directors of the Issuer. Ordinary shares sold in the previous 3 months were sold in registered offerings or private transactions, excludable from the Rule 144 volume calculation.
03/12/2024
BX Gates ML-4 Holdco LLC By: /s/ Christopher J. James, Title: Authorized Signatory