144: Filer Information
Filer CIK | 0001884864 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001884864 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Gates Industrial Corp plc |
SEC File Number | 001-38366 |
Address of Issuer | 1144 FIFTEENTH STREET Suite 1600 DENVER COLORADO 80202 |
Phone | 303-744-1911 |
Name of Person for Whose Account the Securities are To Be Sold | BX Gates ML-2 Holdco LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | See Remarks |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Ordinary Shares | Citigroup Global Markets Inc. 390 Greenwich Street New York NY 10013 | 1451090 | 23899452.30 | 264271455 | 03/12/2024 | NYSE |
Ordinary Shares | Jefferies LLC 520 Madison Avenue New York NY 10022 | 1451091 | 23899468.77 | 264271455 | 03/12/2024 | NYSE |
Ordinary Shares | Goldman Sachs & Co. LLC 200 West Street New York NY 10282 | 1451090 | 23899452.30 | 264271455 | 03/12/2024 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Ordinary Shares | 09/28/2021 | Contributed by parent entity of Blackstone Holdco (as defined below) | Parent entity of Blackstone Holdco | 84471402 | 09/28/2021 | Contribution for equity |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
BX Gates ML-1 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 02/16/2024 | 10929079 | 131640756.56 |
BX Gates ML-2 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 02/16/2024 | 10568044 | 127292089.98 |
BX Gates ML-3 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 02/16/2024 | 36186 | 435860.37 |
BX Gates ML-4 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 02/16/2024 | 2229118 | 26849726.31 |
BX Gates ML-5 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 02/16/2024 | 513673 | 6187191.29 |
BX Gates ML-1 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 12/13/2023 | 7765936 | 86590186.40 |
BX Gates ML-2 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 12/13/2023 | 7509392 | 83729720.80 |
BX Gates ML-3 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 12/13/2023 | 25713 | 286699.95 |
BX Gates ML-4 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 12/13/2023 | 1583956 | 17661109.40 |
BX Gates ML-5 Holdco LLC 345 Park Avenue, 43rd Floor New York NY 10154 | Ordinary Shares | 12/13/2023 | 365003 | 4069783.45 |
Remarks | In accordance with the procedures described in the interpretive letter from the staff of the Securities and Exchange Commission to Goldman, Sachs & Co., dated December 20, 1999, and to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, the Selling Stockholder has entered into covered call transactions relating to Ordinary Shares with each of the brokers (or their respective affiliates) listed in Part 3(c) above, on a pro rata basis. The covered call transactions will be physically settled, unless the Selling Stockholder elects net share settlement or cash settlement. The Selling Stockholder and its affiliates are collectively significant equityholders of the Issuer and an executive of an affiliate of Blackstone Holdco is a member of the board of directors of the Issuer. Ordinary shares sold in the previous 3 months were sold in registered offerings or private transactions, excludable from the Rule 144 volume calculation. |
Date of Notice | 03/12/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | BX Gates ML-2 Holdco LLC By: /s/ Christopher J. James, Title: Authorized Signatory |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |