0000950170-24-030400.txt : 20240312 0000950170-24-030400.hdr.sgml : 20240312 20240312210502 ACCESSION NUMBER: 0000950170-24-030400 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240312 DATE AS OF CHANGE: 20240312 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Gates Industrial Corp plc CENTRAL INDEX KEY: 0001718512 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38366 FILM NUMBER: 24744299 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-744-4876 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BX GATES ML-1 HOLDCO LLC CENTRAL INDEX KEY: 0001884856 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: C/O BLACKSTONE INC. STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 212-583-5000 MAIL ADDRESS: STREET 1: C/O BLACKSTONE INC. STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 144 1 primary_doc.xml 144 0001884856 XXXXXXXX LIVE 0001718512 Gates Industrial Corp plc 001-38366 1144 FIFTEENTH STREET Suite 1600 DENVER CO 80202 303-744-1911 BX Gates ML-1 Holdco LLC See Remarks Ordinary Shares Citigroup Global Markets Inc.

390 Greenwich Street New York NY 10013

1500664 24715936.08 264271455 03/12/2024 NYSE Ordinary Shares Jefferies LLC

520 Madison Avenue New York NY 10022

1500664 24715936.08 264271455 03/12/2024 NYSE Ordinary Shares Goldman Sachs & Co. LLC

200 West Street New York NY 10282

1500664 24715936.08 264271455 03/12/2024 NYSE Ordinary Shares 09/28/2021 Contributed by parent entity of Blackstone Holdco (as defined below) Parent entity of Blackstone Holdco N 87357197 09/28/2021 Contribution for equity N BX Gates ML-1 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 02/16/2024 10929079 131640756.56 BX Gates ML-2 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 02/16/2024 10568044 127292089.98 BX Gates ML-3 Holdco LLC

345 Park Avenue, 43rd Floor Suite 100 New York NY 10154

Ordinary Shares 02/16/2024 36186 435860.37 BX Gates ML-4 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 02/16/2024 2229118 26849726.31 BX Gates ML-5 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 02/16/2024 513673 6187191.29 BX Gates ML-1 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 12/13/2023 7765936 86590186.40 BX Gates ML-2 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 12/13/2023 7509392 83729720.80 BX Gates ML-3 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 12/13/2023 25713 286699.95 BX Gates ML-4 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 12/13/2023 1583956 17661109.40 BX Gates ML-5 Holdco LLC

345 Park Avenue, 43rd Floor New York NY 10154

Ordinary Shares 12/13/2023 365003 4069783.45 In accordance with the procedures described in the interpretive letter from the staff of the Securities and Exchange Commission to Goldman, Sachs & Co., dated December 20, 1999, and to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, the Selling Stockholder has entered into covered call transactions relating to Ordinary Shares with each of the brokers (or their respective affiliates) listed in Part 3(c) above, on a pro rata basis. The covered call transactions will be physically settled, unless the Selling Stockholder elects net share settlement or cash settlement. The Selling Stockholder and its affiliates are collectively significant equityholders of the Issuer and an executive of an affiliate of Blackstone Holdco is a member of the board of directors of the Issuer. Ordinary shares sold in the previous 3 months were sold in registered offerings or private transactions, excludable from the Rule 144 volume calculation. 03/12/2024 BX Gates ML-1 Holdco LLC By: /s/ Christopher J. James, Title: Authorized Signatory