0001718227-21-000002.txt : 20210105
0001718227-21-000002.hdr.sgml : 20210105
20210105170722
ACCESSION NUMBER: 0001718227-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Fred Julius III
CENTRAL INDEX KEY: 0001739258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38479
FILM NUMBER: 21506896
MAIL ADDRESS:
STREET 1: 701 CORPORATE CENTER DRIVE, SUITE 101
CITY: RALEIGH
STATE: TX
ZIP: 27607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Construction Partners, Inc.
CENTRAL INDEX KEY: 0001718227
STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600]
IRS NUMBER: 260758017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
BUSINESS PHONE: 334.673.9763
MAIL ADDRESS:
STREET 1: 290 HEALTHWEST DR.
STREET 2: SUITE 2
CITY: DOTHAN
STATE: AL
ZIP: 36303
4
1
wf-form4_160988442757427.xml
FORM 4
X0306
4
2021-01-04
0
0001718227
Construction Partners, Inc.
ROAD
0001739258
Smith Fred Julius III
290 HEALTHWEST DRIVE
SUITE 2
DOTHAN
AL
36303
0
1
0
0
Chief Operating Officer
Class A Common Stock
2021-01-04
4
A
0
10000
27.72
A
10000
D
Class B Common Stock
Class A Common Stock
281441.0
281441
D
Class B Common Stock
Class A Common Stock
134582.0
134582
I
By entity
Represents restricted shares of Class A common stock, par value $0.001 ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan, of which 2,500 shares vested immediately, and 2,500 shares will vest on each of the first three anniversaries of the grant date.
Each share of Class B common stock, par value $0.001 ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.
The reported shares are held by a limited liability company for which the reporting person serves as co-manager, and, in such capacity, shares the power to vote and direct the disposition of the shares.
/s/ R. Alan Palmer, attorney-in-fact
2021-01-05