0001718133-24-000001.txt : 20240226 0001718133-24-000001.hdr.sgml : 20240226 20240226164407 ACCESSION NUMBER: 0001718133-24-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence John Yogi CENTRAL INDEX KEY: 0001718133 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23915 FILM NUMBER: 24679685 MAIL ADDRESS: STREET 1: 321 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon XAI CLO Income Fund CENTRAL INDEX KEY: 0002000645 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 N. CLARK ST. STREET 2: SUITE 2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-374-6930 MAIL ADDRESS: STREET 1: 321 N. CLARK ST. STREET 2: SUITE 2430 CITY: CHICAGO STATE: IL ZIP: 60654 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2024-02-16 0 0002000645 Octagon XAI CLO Income Fund [NONE] 0001718133 Spence John Yogi 321 N. CLARK STREET CHICAGO IL 60054 0 0 0 1 Adviser Personnel Common Shares of Beneficial Ownership 4000 I XA Investments LLC Common Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Spence may be deemed to indirectly beneficially own Common Shares owned by XAI, by virtue of his control of XAI. /s/ John Yogi Spence 2024-02-26