N-PX 1 BRD8W2_0001717457_2023.txt BRD8W2_0001717457_2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23295 NAME OF REGISTRANT: Calamos Long/Short Equity & Dynamic Income Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville, IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., Founder, Chairman and Global Chief Investment Officer 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: 630-245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Calamos Long/Short Equity & Dynamic Income Trust -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nora M. Denzel Mgmt For For 1b. Election of Director: Mark Durcan Mgmt For For 1c. Election of Director: Michael P. Gregoire Mgmt For For 1d. Election of Director: Joseph A. Householder Mgmt For For 1e. Election of Director: John W. Marren Mgmt For For 1f. Election of Director: Jon A. Olson Mgmt For For 1g. Election of Director: Lisa T. Su Mgmt For For 1h. Election of Director: Abhi Y. Talwalkar Mgmt For For 1i. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Approve of the Advanced Micro Devices, Inc. Mgmt For For 2023 Equity Incentive Plan. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 4. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. 5. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- AERCAP HOLDINGS N.V. Agenda Number: 935813039 -------------------------------------------------------------------------------------------------------------------------- Security: N00985106 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: AER ISIN: NL0000687663 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. Adoption of the annual accounts for the Mgmt For For 2022 financial year. 5. Release of liability of the directors with Mgmt For For respect to their management during the 2022 financial year. 6. Appointment of Mr. Peter L. Juhas as the Mgmt For For person referred to in article 16, paragraph 8 of the Company's articles of association. 7. Appointment of KPMG Accountants N.V. for Mgmt For For the audit of the Company's annual accounts for the 2023 financial year. 8a. Authorization of the Board of Directors to Mgmt For For issue shares and to grant rights to subscribe for shares. 8b. Authorization of the Board of Directors to Mgmt For For limit or exclude pre-emptive rights in relation to agenda item 8(a). 8c. Authorization of the Board of Directors to Mgmt For For issue additional shares and to grant additional rights to subscribe for shares. 8d. Authorization of the Board of Directors to Mgmt For For limit or exclude pre-emptive rights in relation to agenda item 8(c). 9a. Authorization of the Board of Directors to Mgmt For For repurchase shares. 9b. Conditional authorization of the Board of Mgmt For For Directors to repurchase additional shares. 10. Reduction of capital through cancellation Mgmt For For of shares. -------------------------------------------------------------------------------------------------------------------------- AIR LEASE CORPORATION Agenda Number: 935779821 -------------------------------------------------------------------------------------------------------------------------- Security: 00912X302 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: AL ISIN: US00912X3026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Matthew J. Hart Mgmt For For 1b. Election of Director: Yvette H. Clark Mgmt For For 1c. Election of Director: Cheryl Gordon Mgmt For For Krongard 1d. Election of Director: Marshall O. Larsen Mgmt For For 1e. Election of Director: Susan McCaw Mgmt For For 1f. Election of Director: Robert A. Milton Mgmt For For 1g. Election of Director: John L. Plueger Mgmt For For 1h. Election of Director: Ian M. Saines Mgmt For For 1i. Election of Director: Steven F. Udvar-Hazy Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2023. 3. Approve the Air Lease Corporation 2023 Mgmt For For Equity Incentive Plan. 4. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935830946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 02-Jun-2023 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt For For 1b. Election of Director: Sergey Brin Mgmt For For 1c. Election of Director: Sundar Pichai Mgmt For For 1d. Election of Director: John L. Hennessy Mgmt For For 1e. Election of Director: Frances H. Arnold Mgmt For For 1f. Election of Director: R. Martin "Marty" Mgmt For For Chavez 1g. Election of Director: L. John Doerr Mgmt For For 1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1i. Election of Director: Ann Mather Mgmt For For 1j. Election of Director: K. Ram Shriram Mgmt For For 1k. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 3. Approval of amendment and restatement of Mgmt For For Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock 4. Advisory vote to approve compensation Mgmt For For awarded to named executive officers 5. Advisory vote on the frequency of advisory Mgmt 3 Years For votes to approve compensation awarded to named executive officers 6. Stockholder proposal regarding a lobbying Shr Against For report 7. Stockholder proposal regarding a congruency Shr Against For report 8. Stockholder proposal regarding a climate Shr Against For lobbying report 9. Stockholder proposal regarding a report on Shr Against For reproductive rights and data privacy 10. Stockholder proposal regarding a human Shr Against For rights assessment of data center siting 11. Stockholder proposal regarding a human Shr Against For rights assessment of targeted ad policies and practices 12. Stockholder proposal regarding algorithm Shr Against For disclosures 13. Stockholder proposal regarding a report on Shr Against For alignment of YouTube policies with legislation 14. Stockholder proposal regarding a content Shr Against For governance report 15. Stockholder proposal regarding a Shr Against For performance review of the Audit and Compliance Committee 16. Stockholder proposal regarding bylaws Shr Against For amendment 17. Stockholder proposal regarding "executives Shr Against For to retain significant stock" 18. Stockholder proposal regarding equal Shr Against For shareholder voting -------------------------------------------------------------------------------------------------------------------------- ALTICE USA, INC. Agenda Number: 935854770 -------------------------------------------------------------------------------------------------------------------------- Security: 02156K103 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: ATUS ISIN: US02156K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexandre Fonseca Mgmt For For 1b. Election of Director: Patrick Drahi Mgmt For For 1c. Election of Director: David Drahi Mgmt For For 1d. Election of Director: Dexter Goei Mgmt For For 1e. Election of Director: Mark Mullen Mgmt For For 1f. Election of Director: Dennis Okhuijsen Mgmt For For 1g. Election of Director: Susan Schnabel Mgmt For For 1h. Election of Director: Charles Stewart Mgmt Against Against 1i. Election of Director: Raymond Svider Mgmt For For 2. To ratify the appointment of the Company's Mgmt For For Independent Registered Public Accounting Firm for 2023. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935825452 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Andrew R. Jassy Mgmt For For 1c. Election of Director: Keith B. Alexander Mgmt For For 1d. Election of Director: Edith W. Cooper Mgmt For For 1e. Election of Director: Jamie S. Gorelick Mgmt For For 1f. Election of Director: Daniel P. Mgmt For For Huttenlocher 1g. Election of Director: Judith A. McGrath Mgmt For For 1h. Election of Director: Indra K. Nooyi Mgmt For For 1i. Election of Director: Jonathan J. Mgmt For For Rubinstein 1j. Election of Director: Patricia Q. Mgmt For For Stonesifer 1k. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For RETIREMENT PLAN OPTIONS 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER DUE DILIGENCE 8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr Against For ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS 9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CONTENT REMOVAL REQUESTS 10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON STAKEHOLDER IMPACTS 11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For TAX REPORTING 12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON CLIMATE LOBBYING 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON GENDER/RACIAL PAY 14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr Against For OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS 15. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON FREEDOM OF ASSOCIATION 17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr Against For POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS 18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON ANIMAL WELFARE STANDARDS 19. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ADDITIONAL BOARD COMMITTEE 20. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ALTERNATIVE DIRECTOR CANDIDATE POLICY 21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WAREHOUSE WORKING CONDITIONS 22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PACKAGING MATERIALS 23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. Agenda Number: 935758740 -------------------------------------------------------------------------------------------------------------------------- Security: 032654105 Meeting Type: Annual Meeting Date: 08-Mar-2023 Ticker: ADI ISIN: US0326541051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Vincent Roche Mgmt For For 1b. Election of Director: James A. Champy Mgmt For For 1c. Election of Director: Andre Andonian Mgmt For For 1d. Election of Director: Anantha P. Mgmt For For Chandrakasan 1e. Election of Director: Edward H. Frank Mgmt For For 1f. Election of Director: Laurie H. Glimcher Mgmt For For 1g. Election of Director: Karen M. Golz Mgmt For For 1h. Election of Director: Mercedes Johnson Mgmt For For 1i. Election of Director: Kenton J. Sicchitano Mgmt For For 1j. Election of Director: Ray Stata Mgmt For For 1k. Election of Director: Susie Wee Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on the compensation of our named executive officers. 4. Ratification of the selection of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Agenda Number: 935784860 -------------------------------------------------------------------------------------------------------------------------- Security: 101137107 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: BSX ISIN: US1011371077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nelda J. Connors Mgmt For For 1b. Election of Director: Charles J. Mgmt For For Dockendorff 1c. Election of Director: Yoshiaki Fujimori Mgmt For For 1d. Election of Director: Edward J. Ludwig Mgmt For For 1e. Election of Director: Michael F. Mahoney Mgmt For For 1f. Election of Director: David J. Roux Mgmt For For 1g. Election of Director: John E. Sununu Mgmt For For 1h. Election of Director: David S. Wichmann Mgmt For For 1i. Election of Director: Ellen M. Zane Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of our named executive officers. 3. To approve, on a non-binding, advisory Mgmt 1 Year For basis, the frequency of future advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Agenda Number: 935854225 -------------------------------------------------------------------------------------------------------------------------- Security: 12769G100 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: CZR ISIN: US12769G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary L. Carano Mgmt For For Bonnie S. Biumi Mgmt For For Jan Jones Blackhurst Mgmt For For Frank J. Fahrenkopf Mgmt For For Don R. Kornstein Mgmt For For Courtney R. Mather Mgmt For For Michael E. Pegram Mgmt For For Thomas R. Reeg Mgmt For For David P. Tomick Mgmt For For 2. COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 3. COMPANY PROPOSAL: RATIFY THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2023. 4. COMPANY PROPOSAL: APPROVE AND ADOPT AN Mgmt For For AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO LIMIT THE LIABILITY OF CERTAIN OFFICERS AND THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO REFLECT SUCH AMENDMENT. 5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For PROPOSAL REGARDING COMPANY POLITICAL DISCLOSURES. 6. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For PROPOSAL REGARDING BOARD MATRIX. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935839792 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew M. Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To approve on an advisory basis the Mgmt 1 Year For frequency of shareholder votes on named executive officer compensation. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 935786422 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donna M. Alvarado Mgmt For For 1b. Election of Director: Thomas P. Bostick Mgmt For For 1c. Election of Director: Steven T. Halverson Mgmt For For 1d. Election of Director: Paul C. Hilal Mgmt For For 1e. Election of Director: Joseph R. Hinrichs Mgmt For For 1f. Election of Director: David M. Moffett Mgmt For For 1g. Election of Director: Linda H. Riefler Mgmt For For 1h. Election of Director: Suzanne M. Vautrinot Mgmt For For 1i. Election of Director: James L. Wainscott Mgmt For For 1j. Election of Director: J. Steven Whisler Mgmt For For 1k. Election of Director: John J. Zillmer Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2023. 3. Advisory (non-binding) resolution to Mgmt For For approve compensation for the Company's named executive officers. 4. Advisory (non-binding) resolution to Mgmt 1 Year For approve the frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- CUMULUS MEDIA INC. Agenda Number: 935799924 -------------------------------------------------------------------------------------------------------------------------- Security: 231082801 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: CMLS ISIN: US2310828015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary G. Berner Mgmt For For Matthew C. Blank Mgmt For For Thomas H. Castro Mgmt For For Deborah A. Farrington Mgmt For For Joan Hogan Gillman Mgmt For For Andrew W. Hobson Mgmt For For Brian G. Kushner Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation paid to the Company's named executive officers. 3. Proposal to approve, on an advisory basis, Mgmt 1 Year For the frequency of future advisory shareholder votes on the compensation paid to the Company's named executive officers. 4. Proposal to approve an amendment and Mgmt For For restatement of the Cumulus Media Inc. 2020 Equity and Incentive Compensation Plan. 5. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION Agenda Number: 935795510 -------------------------------------------------------------------------------------------------------------------------- Security: 235851102 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: DHR ISIN: US2358511028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Rainer M. Blair 1b. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Feroz Dewan 1c. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Linda Filler 1d. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Teri List 1e. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. 1f. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH 1g. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Mitchell P. Rales 1h. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Steven M. Rales 1i. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL 1j. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: A. Shane Sanders 1k. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: John T. Schwieters 1l. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Alan G. Spoon 1m. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D 1n. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD 2. To ratify the selection of Ernst & Young Mgmt For For LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve on an advisory basis the Mgmt For For Company's named executive officer compensation. 4. To hold an advisory vote relating to the Mgmt 1 Year For frequency of future shareholder advisory votes on the Company's executive officer compensation. 5. To act upon a shareholder proposal Shr Against For requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. 6. To act upon a shareholder proposal Shr Against For requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 935859059 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: DAL ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward H. Bastian Mgmt For For 1b. Election of Director: Greg Creed Mgmt For For 1c. Election of Director: David G. DeWalt Mgmt For For 1d. Election of Director: William H. Easter III Mgmt For For 1e. Election of Director: Leslie D. Hale Mgmt For For 1f. Election of Director: Christopher A. Mgmt For For Hazleton 1g. Election of Director: Michael P. Huerta Mgmt For For 1h. Election of Director: Jeanne P. Jackson Mgmt For For 1i. Election of Director: George N. Mattson Mgmt For For 1j. Election of Director: Vasant M. Prabhu Mgmt For For 1k. Election of Director: Sergio A. L. Rial Mgmt For For 1l. Election of Director: David S. Taylor Mgmt For For 1m. Election of Director: Kathy N. Waller Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Delta's named executive officers. 3. To recommend, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as Delta's independent auditors for the year ending December 31, 2023. 5. A shareholder proposal requesting Shr For Against shareholder ratification of termination pay. 6. A shareholder proposal requesting a freedom Shr Against For of association and collective bargaining policy. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 935801200 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: D. Scott Davis Mgmt For For 1F. Election of Director: Deborah Flint Mgmt For For 1G. Election of Director: Vimal Kapur Mgmt For For 1H. Election of Director: Rose Lee Mgmt For For 1I. Election of Director: Grace D. Lieblein Mgmt For For 1J. Election of Director: Robin L. Washington Mgmt For For 1K. Election of Director: Robin Watson Mgmt For For 2. Advisory Vote to Approve Frequency of Mgmt 1 Year For Advisory Vote on Executive Compensation. 3. Advisory Vote to Approve Executive Mgmt For For Compensation. 4. Approval of Independent Accountants. Mgmt For For 5. Shareowner Proposal - Independent Board Shr Against For Chairman. 6. Shareowner Proposal - Environmental and Shr Against For Health Impact Report. -------------------------------------------------------------------------------------------------------------------------- HUMANA INC. Agenda Number: 935775467 -------------------------------------------------------------------------------------------------------------------------- Security: 444859102 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: HUM ISIN: US4448591028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For 1b) Election of Director: Bruce D. Broussard Mgmt For For 1c) Election of Director: Frank A. D'Amelio Mgmt For For 1d) Election of Director: David T. Feinberg, Mgmt For For M.D. 1e) Election of Director: Wayne A. I. Mgmt For For Frederick, M.D. 1f) Election of Director: John W. Garratt Mgmt For For 1g) Election of Director: Kurt J. Hilzinger Mgmt For For 1h) Election of Director: Karen W. Katz Mgmt For For 1i) Election of Director: Marcy S. Klevorn Mgmt For For 1j) Election of Director: William J. McDonald Mgmt For For 1k) Election of Director: Jorge S. Mesquita Mgmt For For 1l) Election of Director: Brad D. Smith Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. Non-binding advisory vote for the approval Mgmt For For of the compensation of the named executive officers as disclosed in the 2023 proxy statement. 4. Non-binding advisory vote for the approval Mgmt 1 Year For of the frequency with which future stockholder votes on the compensation of the named executive officers will be held. -------------------------------------------------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621 -------------------------------------------------------------------------------------------------------------------------- Security: 446150104 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: HBAN ISIN: US4461501045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alanna Y. Cotton Mgmt For For 1b. Election of Director: Ann B. Crane Mgmt For For 1c. Election of Director: Gina D. France Mgmt For For 1d. Election of Director: J. Michael Mgmt For For Hochschwender 1e. Election of Director: Richard H. King Mgmt For For 1f. Election of Director: Katherine M. A. Kline Mgmt For For 1g. Election of Director: Richard W. Neu Mgmt For For 1h. Election of Director: Kenneth J. Phelan Mgmt For For 1i. Election of Director: David L. Porteous Mgmt For For 1j. Election of Director: Roger J. Sit Mgmt For For 1k. Election of Director: Stephen D. Steinour Mgmt For For 1l. Election of Director: Jeffrey L. Tate Mgmt For For 1m. Election of Director: Gary Torgow Mgmt For For 2. An advisory resolution to approve, on a Mgmt For For non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. 3. An advisory resolution to approve, on a Mgmt 1 Year For non-binding basis, the frequency of future advisory votes on executive compensation. 4. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- INTELSAT S.A. Agenda Number: 935878491 -------------------------------------------------------------------------------------------------------------------------- Security: L5217E120 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: ISIN: LU2445093128 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Approval of the statutory stand-alone Mgmt For For financial statements 3. Approval of the consolidated financial Mgmt For For statements 4. Approval of discharge (quitus) to directors Mgmt For For for proper performance of their duties 5. Approval of carry forward of net results Mgmt For For 6. Confirmation of David Wajsgras (co-opted) Mgmt For For as director 7. Confirmation of David Mack (co-opted) as Mgmt For For director 8a. Re-election of Director: Roy Chestnutt Mgmt For For 8b. Re-election of Director: Lisa Hammitt Mgmt For For 8c. Re-election of Director: David Mack Mgmt For For 8d. Re-election of Director: Marc Montagner Mgmt For For 8e. Re-election of Director: Easwaran Sundaram Mgmt For For 8f. Re-election of Director: David Wajsgras Mgmt For For 8g. Re-election of Director: Jinhy Yoon Mgmt For For 9. Ratification of directors' remuneration for Mgmt For For 2022 10. Approval of directors' remuneration for Mgmt For For 2023 11. Approval of re-appointment of KPMG Audit Mgmt For For S.a r.l. as approved statutory auditor 12. Approval of share repurchases and treasury Mgmt For For share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935775532 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 21-Apr-2023 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Sallie B. Bailey 1b. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Peter W. Chiarelli 1c. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Thomas A. Dattilo 1d. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Roger B. Fradin 1e. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Joanna L. Geraghty 1f. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Harry B. Harris, Jr. 1g. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Lewis Hay III 1h. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Christopher E. Kubasik 1i. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Rita S. Lane 1j. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Robert B. Millard 1k. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Edward A. Rice, Jr. 1l. Election of Director for a Term Expiring at Mgmt For For the 2024 Annual Meeting: Christina L. Zamarro 2. Approval, in an Advisory Vote, of the Mgmt For For Compensation of Named Executive Officers as Disclosed in the Proxy Statement 3. Approval, in an Advisory Vote, of the Mgmt 1 Year For Frequency of Future Shareholder Votes Regarding the Compensation of Named Executive Officers 4. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 5. Shareholder Proposal titled "Transparency Shr Against For in Regard to Lobbying" -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935660200 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Stephen F. Angel Mgmt For For 1b. Election of Director: Sanjiv Lamba Mgmt For For 1c. Election of Director: Prof. DDr. Mgmt For For Ann-Kristin Achleitner 1d. Election of Director: Dr. Thomas Enders Mgmt For For 1e. Election of Director: Edward G. Galante Mgmt For For 1f. Election of Director: Joe Kaeser Mgmt For For 1g. Election of Director: Dr. Victoria Ossadnik Mgmt For For 1h. Election of Director: Prof. Dr. Martin H. Mgmt For For Richenhagen 1i. Election of Director: Alberto Weisser Mgmt For For 1j. Election of Director: Robert L. Wood Mgmt For For 2a. To ratify, on an advisory and non-binding Mgmt For For basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. 2b. To authorize the Board, acting through the Mgmt For For Audit Committee, to determine PWC's remuneration. 3. To approve, on an advisory and non-binding Mgmt For For basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2022 Proxy statement. 4. To approve, on an advisory and non-binding Mgmt For For basis, the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) as set forth in the Company's IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. 5. To determine the price range at which Linde Mgmt For For plc can re-allot shares that it acquires as treasury shares under Irish law. 6. To consider and vote on a shareholder Shr Against For proposal regarding supermajority voting requirements in Linde's Irish Constitution. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935750819 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Special Meeting Date: 18-Jan-2023 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, subject to the approval by the Mgmt For For requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. 2. To approve, subject to the Scheme becoming Mgmt For For effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. 3. To approve the Common Draft Terms of Merger Mgmt For For dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935750821 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J111 Meeting Type: Special Meeting Date: 18-Jan-2023 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Scheme of Arrangement under Mgmt For For Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. -------------------------------------------------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Agenda Number: 935847600 -------------------------------------------------------------------------------------------------------------------------- Security: 550021109 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: LULU ISIN: US5500211090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Michael Casey Mgmt For For 1b. Election of Class I Director: Glenn Murphy Mgmt For For 1c. Election of Class I Director: David Mgmt For For Mussafer 1d. Election of Class II Director: Isabel Mahe Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 4. To cast an advisory vote on the frequency Mgmt 1 Year of including advisory say-on-pay votes in proxy materials for future shareholder meetings. 5. To approve the adoption of the lululemon Mgmt For For 2023 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Agenda Number: 935797564 -------------------------------------------------------------------------------------------------------------------------- Security: 571903202 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: MAR ISIN: US5719032022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For 1b. ELECTION OF DIRECTOR: Isabella D. Goren Mgmt For For 1c. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For 1d. ELECTION OF DIRECTOR: Frederick A. Mgmt For For Henderson 1e. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For 1f. ELECTION OF DIRECTOR: Lauren R. Hobart Mgmt For For 1g. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For 1h. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For 1i. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For 1j. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For 1k. ELECTION OF DIRECTOR: Grant F. Reid Mgmt For For 1l. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For 1m. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION 5. APPROVAL OF THE 2023 MARRIOTT Mgmt For For INTERNATIONAL, INC. STOCK AND CASH INCENTIVE PLAN 6. STOCKHOLDER RESOLUTION REQUESTING THAT THE Shr Against For COMPANY PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS 7. STOCKHOLDER RESOLUTION REQUESTING THE Shr Against For COMPANY ANNUALLY PREPARE A PAY EQUITY DISCLOSURE -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 935808646 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alistair Darling Mgmt For For 1b. Election of Director: Thomas H. Glocer Mgmt For For 1c. Election of Director: James P. Gorman Mgmt For For 1d. Election of Director: Robert H. Herz Mgmt For For 1e. Election of Director: Erika H. James Mgmt For For 1f. Election of Director: Hironori Kamezawa Mgmt For For 1g. Election of Director: Shelley B. Leibowitz Mgmt For For 1h. Election of Director: Stephen J. Luczo Mgmt For For 1i. Election of Director: Jami Miscik Mgmt For For 1j. Election of Director: Masato Miyachi Mgmt For For 1k. Election of Director: Dennis M. Nally Mgmt For For 1l. Election of Director: Mary L. Schapiro Mgmt For For 1m. Election of Director: Perry M. Traquina Mgmt For For 1n. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as independent auditor 3. To approve the compensation of executives Mgmt For For as disclosed in the proxy statement (non-binding advisory vote) 4. To vote on the frequency of holding a Mgmt 1 Year For non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) 5. Shareholder proposal requesting adoption of Shr Against For improved shareholder right to call a special shareholder meeting 6. Shareholder proposal requesting adoption of Shr Against For a policy to cease financing new fossil fuel development -------------------------------------------------------------------------------------------------------------------------- NATWEST GROUP PLC Agenda Number: 715970819 -------------------------------------------------------------------------------------------------------------------------- Security: G6422B105 Meeting Type: MIX Meeting Date: 25-Aug-2022 Ticker: ISIN: GB00B7T77214 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 781825 DUE TO RECEIVED ADDITIONAL RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU O.1 TO DECLARE A SPECIAL DIVIDEND OF 16.8P PER Mgmt For For ORDINARY SHARE O.2 TO CONSOLIDATE THE ORDINARY SHARE CAPITAL Mgmt For For O.3 TO AMEND THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES IN THE COMPANY O.4 THAT, SUBJECT TO AND CONDITIONAL UPON THE Mgmt For For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gmt For For PASSING OF RESOLUTIONS 1, 2 AND 3 AND THE CLASS MEETING RESOLUTION AND ADMISSION AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 4, AND IN PLACE OF THE EQUIVALENT AUTHORITY GIVEN TO THE DIRECTORS AT THE LAST ANNUAL GENERAL MEETING OF THE COMPANY (BUT WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER OR AGREEMENT WAS MADE), THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH, EITHER PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 3 OR BY WAY OF A SALE OF TREASURY SHARES, AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS AUTHORITY SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES, OR SALE OF TREASURY SHARES, UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 520,306,980; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP AS AT THE DATE OF THE 2022 AGM. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023, BUT IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER IT EXPIRES, AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED O.6 TO AMEND THE AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARE SON A RECOGNISED INVESTMENT EXCHANGE O.7 TO AMEND THE DIRECTED BUY BACK CONTRACT IN Mgmt For For RELATION TO THE EXISTING AUTHORITY FOR OFF-MARKET PURCHASES OF ORDINARY SHARES FROM HM TREASURY O.8 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For ASSOCIATION C.9 TO SANCTION AND CONSENT TO EVERY VARIATION, Mgmt For For ALTERATION, MODIFICATION OR ABROGATION OF THE SPECIAL RIGHTS TO ORDINARY SHARES -------------------------------------------------------------------------------------------------------------------------- NATWEST GROUP PLC Agenda Number: 716813250 -------------------------------------------------------------------------------------------------------------------------- Security: G6422B147 Meeting Type: AGM Meeting Date: 25-Apr-2023 Ticker: ISIN: GB00BM8PJY71 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE 2022 REPORT AND ACCOUNTS Mgmt For For 2 TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For IN THE DIRECTORS REMUNERATION REPORT 3 TO DECLARE A FINAL DIVIDEND OF 10 PENCE PER Mgmt For For ORDINARY SHARE 4 TO RE-ELECT HOWARD DAVIES AS A DIRECTOR Mgmt For For 5 TO RE-ELECT ALISON ROSE-SLADE AS A DIRECTOR Mgmt For For 6 TO RE-ELECT KATIE MURRAY AS A DIRECTOR Mgmt For For 7 TO RE-ELECT FRANK DANGEARD AS A DIRECTOR Mgmt For For 8 TO ELECT ROISIN DONNELLY AS A DIRECTOR Mgmt For For 9 TO RE-ELECT PATRICK FLYNN AS A DIRECTOR Mgmt For For 10 TO RE-ELECT MORTEN FRIIS AS A DIRECTOR Mgmt For For 11 TO RE-ELECT YASMIN JETHA AS A DIRECTOR Mgmt For For 12 TO ELECT STUART LEWIS AS A DIRECTOR Mgmt For For 13 TO RE-ELECT MARK SELIGMAN AS A DIRECTOR Mgmt For For 14 TO RE-ELECT LENA WILSON AS A DIRECTOR Mgmt For For 15 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For OF THE COMPANY 16 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For FIX THE REMUNERATION OF THE AUDITORS 17 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For SHARES IN THE COMPANY 18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES 19 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH THE FINANCING OF A TRANSACTION 20 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO ORDINARY SHARES IN RELATION TO EQUITY CONVERTIBLE NOTES 21 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES 22 TO RENEW THE AUTHORITY TO PERMIT THE Mgmt For For HOLDING OF GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE 23 TO RENEW THE AUTHORITY IN RESPECT OF Mgmt For For POLITICAL DONATIONS AND EXPENDITURE BY THE COMPANY IN TERMS OF SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 24 TO RENEW THE AUTHORITY FOR THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES ON A RECOGNIZED INVESTMENT EXCHANGE 25 TO RENEW THE AUTHORITY TO MAKE OFF-MARKET Mgmt For For PURCHASES OF ORDINARY SHARES FROM HM TREASURY 26 TO AUTHORISE THE COMPANY TO MAKE OFF-MARKET Mgmt For For PURCHASES OF PREFERENCE SHARES -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935863224 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert K. Burgess Mgmt For For 1b. Election of Director: Tench Coxe Mgmt For For 1c. Election of Director: John O. Dabiri Mgmt For For 1d. Election of Director: Persis S. Drell Mgmt For For 1e. Election of Director: Jen-Hsun Huang Mgmt For For 1f. Election of Director: Dawn Hudson Mgmt For For 1g. Election of Director: Harvey C. Jones Mgmt For For 1h. Election of Director: Michael G. McCaffery Mgmt For For 1i. Election of Director: Stephen C. Neal Mgmt For For 1j. Election of Director: Mark L. Perry Mgmt For For 1k. Election of Director: A. Brooke Seawell Mgmt For For 1l. Election of Director: Aarti Shah Mgmt For For 1m. Election of Director: Mark A. Stevens Mgmt For For 2. Advisory approval of our executive Mgmt For For compensation. 3. Advisory approval of the frequency of Mgmt 1 Year For holding an advisory vote on our executive compensation. 4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 935812227 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Meeting Date: 01-May-2023 Ticker: PAYC ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I director: Sharen J. Mgmt For For Turney 1.2 Election of Class I director: J.C. Watts, Mgmt For For Jr. 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. 4. Approval of the Paycom Software, Inc. 2023 Mgmt For For Long-Term Incentive Plan. 5. Approval of an amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company. 6. Stockholder proposal to adopt a majority Shr Against For vote standard in uncontested director elections, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Agenda Number: 935713354 -------------------------------------------------------------------------------------------------------------------------- Security: 74348T565 Meeting Type: Annual Meeting Date: 09-Dec-2022 Ticker: PSECPR ISIN: US74348T5653 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt For For until the 2025 annual meeting: John F. Barry III 1.2 Election of Class III Director to serve Mgmt For For until the 2025 annual meeting: Eugene S. Stark -------------------------------------------------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Agenda Number: 935789531 -------------------------------------------------------------------------------------------------------------------------- Security: 74348T565 Meeting Type: Special Meeting Date: 09-Jun-2023 Ticker: PSECPR ISIN: US74348T5653 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To renew the Company's authorization, with Mgmt For For approval of its Board of Directors, to sell shares of its common stock (during the next 12 months) at a price or prices below the Company's then current net asset value per share in one or more offerings subject to certain conditions as set forth in the accompanying proxy statement (including that the number of shares sold on any given date does not exceed 25% of its outstanding common stock immediately prior to such sale). -------------------------------------------------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES Agenda Number: 935780468 -------------------------------------------------------------------------------------------------------------------------- Security: 75513E101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: RTX ISIN: US75513E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Tracy A. Atkinson Mgmt For For 1b. Election of Director: Leanne G. Caret Mgmt For For 1c. Election of Director: Bernard A. Harris, Mgmt For For Jr. 1d. Election of Director: Gregory J. Hayes Mgmt For For 1e. Election of Director: George R. Oliver Mgmt For For 1f. Election of Director: Robert K. (Kelly) Mgmt For For Ortberg 1g. Election of Director: Dinesh C. Paliwal Mgmt For For 1h. Election of Director: Ellen M. Pawlikowski Mgmt For For 1i. Election of Director: Denise L. Ramos Mgmt For For 1j. Election of Director: Fredric G. Reynolds Mgmt For For 1k. Election of Director: Brian C. Rogers Mgmt For For 1l. Election of Director: James A. Winnefeld, Mgmt For For Jr. 1m. Election of Director: Robert O. Work Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation 3. Advisory Vote on the Frequency of Mgmt 1 Year For Shareowner Votes on Named Executive Officer Compensation 4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For as Independent Auditor for 2023 5. Approve an Amendment to the Restated Mgmt For For Certificate of Incorporation to Repeal Article Ninth 6. Approve an Amendment to the Restated Mgmt For For Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer 7. Shareowner Proposal Requesting the Board Shr Against For Adopt an Independent Board Chair Policy 8. Shareowner Proposal Requesting a Report on Shr Against For Greenhouse Gas Reduction Plan -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 935815413 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: LUV ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David W. Biegler Mgmt For For 1b. Election of Director: J. Veronica Biggins Mgmt For For 1c. Election of Director: Douglas H. Brooks Mgmt For For 1d. Election of Director: Eduardo F. Conrado Mgmt For For 1e. Election of Director: William H. Cunningham Mgmt For For 1f. Election of Director: Thomas W. Gilligan Mgmt For For 1g. Election of Director: David P. Hess Mgmt For For 1h. Election of Director: Robert E. Jordan Mgmt For For 1i. Election of Director: Gary C. Kelly Mgmt For For 1j. Election of Director: Elaine Mendoza Mgmt For For 1k. Election of Director: John T. Montford Mgmt For For 1l. Election of Director: Christopher P. Mgmt For For Reynolds 1m. Election of Director: Ron Ricks Mgmt For For 1n. Election of Director: Jill A. Soltau Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Advisory vote on frequency of votes on Mgmt 1 Year For named executive officer compensation. 4. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2023. 5. Advisory vote on shareholder proposal to Shr Against For permit shareholder removal of directors without cause. 6. Advisory vote on shareholder proposal to Shr For Against require shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 935717427 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 18-Nov-2022 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daniel J. Brutto Mgmt For For 1b. Election of Director: Ali Dibadj Mgmt For For 1c. Election of Director: Larry C. Glasscock Mgmt For For 1d. Election of Director: Jill M. Golder Mgmt For For 1e. Election of Director: Bradley M. Halverson Mgmt For For 1f. Election of Director: John M. Hinshaw Mgmt For For 1g. Election of Director: Kevin P. Hourican Mgmt For For 1h. Election of Director: Hans-Joachim Koerber Mgmt For For 1i. Election of Director: Alison Kenney Paul Mgmt For For 1j. Election of Director: Edward D. Shirley Mgmt For For 1k. Election of Director: Sheila G. Talton Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Sysco's independent registered public accounting firm for fiscal 2023. 4. To consider a stockholder proposal, if Shr Against For properly presented at the meeting, related to a third party civil rights audit. 5. To consider a stockholder proposal, if Shr Against For properly presented at the meeting, related to third party assessments of supply chain risks. 6. To consider a stockholder proposal, if Shr For properly presented at the meeting, related to a report on the reduction of plastic packaging use. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935773324 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Alvarado Mgmt For For 1b. Election of Director: Debra A. Cafaro Mgmt For For 1c. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1d. Election of Director: William S. Demchak Mgmt For For 1e. Election of Director: Andrew T. Feldstein Mgmt For For 1f. Election of Director: Richard J. Harshman Mgmt For For 1g. Election of Director: Daniel R. Hesse Mgmt For For 1h. Election of Director: Renu Khator Mgmt For For 1i. Election of Director: Linda R. Medler Mgmt For For 1j. Election of Director: Robert A. Niblock Mgmt For For 1k. Election of Director: Martin Pfinsgraff Mgmt For For 1l. Election of Director: Bryan S. Salesky Mgmt For For 1m. Election of Director: Toni Townes-Whitley Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- TRANSUNION Agenda Number: 935786383 -------------------------------------------------------------------------------------------------------------------------- Security: 89400J107 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: TRU ISIN: US89400J1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: George M. Awad Mgmt For For 1b. Election of Director: William P. (Billy) Mgmt For For Bosworth 1c. Election of Director: Christopher A. Mgmt For For Cartwright 1d. Election of Director: Suzanne P. Clark Mgmt For For 1e. Election of Director: Hamidou Dia Mgmt For For 1f. Election of Director: Russell P. Fradin Mgmt For For 1g. Election of Director: Charles E. Gottdiener Mgmt For For 1h. Election of Director: Pamela A. Joseph Mgmt For For 1i. Election of Director: Thomas L. Monahan, Mgmt For For III 1j. Election of Director: Ravi Kumar Singisetti Mgmt For For 1k. Election of Director: Linda K. Zukauckas Mgmt For For 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as TransUnion's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of TransUnion's named executive officers. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935805703 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William J. DeLaney Mgmt For For 1b. Election of Director: David B. Dillon Mgmt For For 1c. Election of Director: Sheri H. Edison Mgmt For For 1d. Election of Director: Teresa M. Finley Mgmt For For 1e. Election of Director: Lance M. Fritz Mgmt For For 1f. Election of Director: Deborah C. Hopkins Mgmt For For 1g. Election of Director: Jane H. Lute Mgmt For For 1h. Election of Director: Michael R. McCarthy Mgmt For For 1i. Election of Director: Jose H. Villarreal Mgmt For For 1j. Election of Director: Christopher J. Mgmt For For Williams 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for 2023. 3. An advisory vote to approve executive Mgmt For For compensation ("Say On Pay"). 4. An advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation ("Say on Frequency"). 5. Shareholder proposal regarding independent Shr Against For board chairman. 6. Shareholder proposal requesting an Shr Against For amendment to our Bylaws to require shareholder approval for certain future amendments. 7. Shareholder proposal requesting a paid sick Shr Against For leave policy. -------------------------------------------------------------------------------------------------------------------------- UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935819461 -------------------------------------------------------------------------------------------------------------------------- Security: 910047109 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: UAL ISIN: US9100471096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carolyn Corvi Mgmt For For 1b. Election of Director: Matthew Friend Mgmt For For 1c. Election of Director: Barney Harford Mgmt For For 1d. Election of Director: Michele J. Hooper Mgmt For For 1e. Election of Director: Walter Isaacson Mgmt For For 1f. Election of Director: James A. C. Kennedy Mgmt For For 1g. Election of Director: J. Scott Kirby Mgmt For For 1h. Election of Director: Edward M. Philip Mgmt For For 1i. Election of Director: Edward L. Shapiro Mgmt For For 1j. Election of Director: Laysha Ward Mgmt For For 1k. Election of Director: James M. Whitehurst Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP to Serve as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023. 3. A Vote to Approve, on a Nonbinding Advisory Mgmt For For Basis, the Compensation of the Company's Named Executive Officers. 4. A Vote to Approve, on a Nonbinding Advisory Mgmt 1 Year For Basis, the Frequency (i.e., every one, two or three years) of Holding Future Advisory Votes to Approve the Compensation of the Company's Named Executive Officers. 5. A Vote to Approve the First Amendment to Mgmt For For the United Airlines Holdings, Inc. 2021 Incentive Compensation Plan. 6. A Vote to Approve the Amended and Restated Mgmt For For United Airlines Holdings, Inc. Director Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935745779 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 24-Jan-2023 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd A. Carney Mgmt For For 1b. Election of Director: Kermit R. Crawford Mgmt For For 1c. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1e. Election of Director: Ramon Laguarta Mgmt For For 1f. Election of Director: Teri L. List Mgmt For For 1g. Election of Director: John F. Lundgren Mgmt For For 1h. Election of Director: Denise M. Morrison Mgmt For For 1i. Election of Director: Linda J. Rendle Mgmt For For 1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation paid to our named executive officers. 3. To hold an advisory vote on the frequency Mgmt 1 Year For of future advisory votes to approve executive compensation. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for fiscal year 2023. 5. To vote on a stockholder proposal Shr Against For requesting an independent board chair policy. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Calamos Long/Short Equity & Dynamic Income Trust By (Signature) /s/ John P. Calamos, Sr. Name John P. Calamos, Sr. Title President Date 08/28/2023