FINANCIAL SUPPORT 3 calamosg1aii_10312023.htm PROVISION OF FINANCIAL SUPPORT

CPZ G.1.A.ii 

(a) Calamos Long/Short Equity & Dynamic Income Trust recorded payment by affiliates in the amount of $1,223,983.58 for losses incurred on the disposal of investments that resulted due to the identification of an error during the year ended October 31, 2023. This amount is reported on the Fund’s Statements of Operations and Financial Highlights under “Payments by affiliates” and “ Net increase from payment by affiliates,” respectively. 

(b) Calamos Advisors LLC  

(c) Calamos Advisors LLC is the Trust’s investment adviser. 

(d) March 30, 2023  

(e) $1,223,983.58 

(f)  

Issuer 

Title 

CUSIP 

ISIN 

SEDOL 

Barclays PLC 

Barclays Perpetual Maturity 4.375% 

06738EBT1 

US06738EBT10 

  

Barclays PLC 

Barclays Perpetual Maturity 8.000% 

06738EBX2 

US06738EBX22 

  

Credit Suisse Group AG 

Credit Suisse Perpetual Maturity 5.100% 

225401AN8 

US225401AN84 

  

Credit Suisse Group AG 

Credit Suisse Perpetual Maturity 9.750% 

225401AX6 

US225401AX66 

  

Credit Suisse Group AG 

Credit Suisse Perpetual Maturity 7.500% 

22546DAB2 

US22546DAB29 

  

HSBC Holdings PLC 

HSBC Perpetual Maturity 6.375% 

404280AT6 

US404280AT69 

  

HSBC Holdings PLC 

HSBC Perpetual Maturity 4.000% 

404280CP2 

US404280CP20 

  

HSBC Holdings PLC 

HSBC Perpetual Maturity 8.000% 

404280DT3 

US404280DT33 

  

ING Groep NV 

ING Grope Perpetual Maturity 3.875% 

456837AY9 

US456837AY94 

  

ING Groep NV 

ING Grope Perpetual Maturity 4.250% 

456837AZ6 

US456837AZ69 

  

Lloyds Banking Group PLC 

Lloyds Banking Group Perpetual Maturity 7.500% 

539439AG4 

US539439AG42 

  

Nordea Bank Abp 

Nordea Bank Abp Perpetual Maturity 6.625% 

65559CAA9 

US65559CAA99 

  

Nordea Bank Abp 

Nordea Bank Abp Perpetual Maturity 3.750% 

65559CAD3 

US65559CAD39 

  

UBS Group AG 

UBS Group Perpetual Maturity 4.375% 

902613AD0 

US902613AD01 

  

UBS Group AG 

UBS Group Perpetual Maturity 4.875% 

902613AJ7 

US902613AJ70 

  

UBS Group AG 

UBS Group Perpetual Maturity 7.000% 

90352JAF0 

US90352JAF03 

  

Barclays PLC 

Barclays Perpetual Maturity 7.875% 

  

XS1481041587 

BD88738 

  

(g) Non-applicable.  All securities sold by date of support.  

(h) Payment to cover losses incurred on the disposal of investments that resulted due to the identification of an error during the year ended October 31, 2023. 

(i) A single payment for losses incurred.  

(j) None.