0001717323-17-000002.txt : 20170921 0001717323-17-000002.hdr.sgml : 20170921 20170921133947 ACCESSION NUMBER: 0001717323-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170921 DATE AS OF CHANGE: 20170921 EFFECTIVENESS DATE: 20170921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Offshore Mortgage Recovery Fund IV, Ltd. CENTRAL INDEX KEY: 0001717421 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-295144 FILM NUMBER: 171095526 BUSINESS ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (345) 815-7642 MAIL ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D 1 primary_doc.xml X0708 D LIVE 0001717421 Galton Offshore Mortgage Recovery Fund IV, Ltd. C/O Walkers Nominees Limited 190 Elgin Avenue George Town, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9001 (345) 949-0100 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2017 Matthew Whalen 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Kevin Finnerty 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Charles R. Howe II 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Director N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Promoter Investment Adviser Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 100000 Mariner Group Capital Markets, Inc. 25878 None None 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 0 Indefinite false 0 0 0 0 false Galton Offshore Mortgage Recovery Fund IV, Ltd. /s/ Charles R. Howe II Charles R. Howe II Director 2017-09-21