0001548872-18-000003.txt : 20180912 0001548872-18-000003.hdr.sgml : 20180912 20180912122518 ACCESSION NUMBER: 0001548872-18-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 EFFECTIVENESS DATE: 20180912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Onshore Mortgage Recovery Fund IV, L.P. CENTRAL INDEX KEY: 0001717323 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-295146 FILM NUMBER: 181066322 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: (914) 670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 D/A 1 primary_doc.xml X0708 D/A LIVE 0001717323 Galton Onshore Mortgage Recovery Fund IV, L.P. 500 MAMARONECK AVENUE 4TH FLOOR HARRISON NY NEW YORK 10528 (914) 670-4300 DELAWARE None None Limited Partnership true 2017 Matthew Whalen 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Executive Officer Managing Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the sole member of the Issuer's General Partner Paul Park 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Executive Officer Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the sole member of the Issuer's General Partner Kevin Finnerty 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Executive Officer Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the sole member of the Issuer's General Partner Alfred Lee 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Executive Officer Member of Galton Capital Management, LLC, the Managing Member of Galton Capital Group, LLC, the sole member of the Issuer's General Partner N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Promoter Investment Adviser Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001717323-17-000003 2017-09-27 true true false 10000 Mariner Group Capital Markets, Inc. 25878 None None 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 155000000 Indefinite false 5 0 0 0 false Galton Onshore Mortgage Recovery Fund IV, L.P. /s/ Matthew Whalen Matthew Whalen Managing Mmbr. of the ultimate Sole Mmbr. of the Issuer's GP 2018-09-12