0001654954-23-008946.txt : 20230707 0001654954-23-008946.hdr.sgml : 20230707 20230707162449 ACCESSION NUMBER: 0001654954-23-008946 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 1 13p-1 1.01 20221231 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ra Medical Systems, Inc. CENTRAL INDEX KEY: 0001716621 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 383661826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-38677 FILM NUMBER: 231077047 BUSINESS ADDRESS: STREET 1: 1670 HIGHWAY 160 WEST STREET 2: SUITE 205 CITY: FORT MILL STATE: SC ZIP: 29708 BUSINESS PHONE: 973-691-2000 MAIL ADDRESS: STREET 1: 1670 HIGHWAY 160 WEST STREET 2: SUITE 205 CITY: FORT MILL STATE: SC ZIP: 29708 SD 1 rmed_sd.htm FORM SD rmed_sd.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

RA MEDICAL SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38677

 

38-3661826

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.) 

 

1670 Highway 160 West

Suite 205

Fort Mill, SC 29708

(Full mailing address of principal executive offices)

   

Steve Passey (973) 691-2000

(Name and telephone number, including area code, of the person in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which the form is being filed, and provide the period to which this form is being filed:

 

☒     Rule 13p-1 under the Securities Exchange Act (17CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022

 

☐     Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended __________.

 

 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

This Specialized Disclosure Form (Form SD) of Ra Medical Systems, Inc. (the “Company”) is filed pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended, as modified by relevant SEC guidance (together, the “Rule”). The Rule requires a public company to annually file a Form SD with respect to a calendar year if it manufactured or contracted to manufacture products (the “Products”) during that year that contained Conflict Minerals (defined below) necessary to the functionality or production of those products, and disclose whether those Conflict Minerals originated in a Covered Country (defined below) or came from recycled or scrap sources. “Conflict Minerals” include gold, columbite-tantalite (coltan), cassiterite, and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. Covered Countries include the Democratic Republic of the Congo (“DRC”) plus those countries that share an internationally recognized border with the DRC.

 

The Company has determined that during calendar year 2022 it may have manufactured or contracted to manufacture products containing Conflict Minerals. Following its January 2023 merger with Catheter Precision, Inc., the Company no longer manufactures or sells any of these products. Nevertheless, the Company has undertaken to conduct a good faith reasonable country of origin inquiry regarding the Conflict Minerals that may have been included in the Products to determine whether any of the Conflict Minerals originated in a Covered Country or were from recycled or scrap sources, by engaging with third party suppliers of parts that contained or may have contained Conflict Minerals and making inquiry to such suppliers regarding the source of those Conflict Minerals. Based on responses received to date, the Company cannot conclude that any Conflict Minerals necessary to products that it manufactured or contracted to be manufactured by others during 2022 did not originate in any of the Covered Countries or that all such Conflict Minerals originated from recycled or scrap sources. However, as noted above, the Company no longer manufactures or sells any of such products.

 

Website Disclosure

 

This Form SD is publicly available at www.ramed.com in the “Governance—Governance Documents” section under “Investor Relations,” at https://ir.ramed.com/governance-docs, as well as the SEC’s EDGAR database at www.sec.gov. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

Ra Medical Systems, Inc.

 

 

(Registrant)

 

 

 

 

 

/s/ Steven Passey

 

July 7, 2023

Steven Passey

Chief Financial Officer and Corporate Secretary

 

(Date)

 

 

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