0001104659-23-008064.txt : 20230130 0001104659-23-008064.hdr.sgml : 20230130 20230130172151 ACCESSION NUMBER: 0001104659-23-008064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamill John P. CENTRAL INDEX KEY: 0001716213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39069 FILM NUMBER: 23569164 MAIL ADDRESS: STREET 1: 4092 NEW HOPE ROAD CITY: FURLONG STATE: PA ZIP: 18925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aprea Therapeutics, Inc. CENTRAL INDEX KEY: 0001781983 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3805 OLD EASTON ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18902 BUSINESS PHONE: 267-370-5219 MAIL ADDRESS: STREET 1: 3805 OLD EASTON ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18902 4 1 tm234680-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-01-30 0 0001781983 Aprea Therapeutics, Inc. APRE 0001716213 Hamill John P. 3805 OLD EASTON ROAD DOYLESTOWN PA 18902 0 1 0 0 SrVP/CFO/Prin. Fin&Acctg. Off Common Stock 2023-01-30 4 A 0 269879 0.00 A 269879 D Employee Stock Option (Right to Buy) 0.496 2023-01-30 4 A 0 539758 0.00 A 2033-01-30 Common Stock 539758 539758 D These shares represent restricted stock units which were granted on January 30, 2023, and which will vest and be settled in common stock in three equal, annual installments beginning on January 30, 2024, January 30, 2025, and January 30, 2026, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Twenty-five percent of these options vest on January 30, 2024, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. /s/ John P. Hamill 2023-01-30