0001970051-24-000003.txt : 20240104
0001970051-24-000003.hdr.sgml : 20240104
20240104133541
ACCESSION NUMBER: 0001970051-24-000003
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 24511008
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smales Kelly
CENTRAL INDEX KEY: 0001862728
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
144
1
primary_doc.xml
144
0001862728
XXXXXXXX
LIVE
0001715768
Transphorm, Inc.
001-41295
75 CASTILIAN DRIVE
GOLETA
CA
93117
805-456-1300
Smales Kelly
Director
COMMON STOCK
MAXIM GROUP
300 PARK AVE
16TH FLOOR
NEW YORK
NY
10010
766
2987.40
61960000
01/04/2024
NASDAQ
Common Stock
01/04/2024
Common Stock
TRANSPHORM, INC.
N
766
01/04/2024
COMPENSATORY PAYMENT
N
KELLY SMALES
75 CASTILIAN DRIVE,
GOLETA
CA
93117
COMMON STOCK
11/17/2023
3227
8761.55
KELLY SMALES
75 CASTILIAN DRIVE,
GOLETA
CA
93117
COMMON STOCK
11/20/2023
656
1889.28
KELLY SMALES
75 CASTILIAN DRIVE,
GOLETA
CA
93117
COMMON STOCK
11/22/2023
3995
10466.90
KELLY SMALES
75 CASTILIAN DRIVE,
GOLETA
FL
93117
COMMON STOCK
01/02/2024
2187
7895.07
01/04/2024
08/17/2023
KELLY SMALES