Chief Compliance Officer

0001398344-22-021750.txt : 20221110 0001398344-22-021750.hdr.sgml : 20221110 20221109193730 ACCESSION NUMBER: 0001398344-22-021750 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaCore Capital LLC CENTRAL INDEX KEY: 0001713662 IRS NUMBER: 472314998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19682 FILM NUMBER: 221374436 BUSINESS ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-4100 MAIL ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713662 XXXXXXXX 09-30-2022 09-30-2022 false AlphaCore Capital LLC

875 PROSPECT ST. STE. 315 LA JOLLA CA 92037

13F COMBINATION REPORT 028-19682 028-11964 Aperio Group, LLC 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 028-20648 Evolutionary Tree Capital Management, LLC N Tricia Zehr Chief Compliance Officer 858-875-4100 /s/ Tricia Zehr La Jolla CA 11-08-2022 0 153 219845 INFORMATION TABLE 2 fp0080654-1_13fhr-table.xml 13F INFORMATION TABLE ACTIVISION BLIZZARD INC COM 00507V109 227 3050 SH SOLE 0 0 3050 ALLSTATE CORP COM 020002101 345 2774 SH SOLE 0 0 2774 ALPHABET INC CAP STK CL C 02079K107 1475 15343 SH SOLE 0 0 15343 ALPHABET INC CAP STK CL A 02079K305 651 6803 SH SOLE 0 0 6803 AMAZON COM INC COM 023135106 1672 14796 SH SOLE 0 0 14796 AMYRIS INC COM NEW 03236M200 31 10700 SH SOLE 0 0 10700 APPLE INC COM 037833100 5920 42839 SH SOLE 0 0 42839 AT&T INC COM 00206R102 221 14407 SH SOLE 0 0 14407 B2GOLD CORP COM 11777Q209 54 16750 SH SOLE 0 0 16750 BERKSHIRE HATHAWAY INC DEL CL A 084670108 406 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 543 2035 SH SOLE 0 0 2035 BK OF AMERICA CORP COM 060505104 1274 42201 SH SOLE 0 0 42201 BRISTOL-MYERS SQUIBB CO COM 110122108 855 12026 SH SOLE 0 0 12026 CHEVRON CORP NEW COM 166764100 816 5678 SH SOLE 0 0 5678 CISCO SYS INC COM 17275R102 488 12195 SH SOLE 0 0 12195 CITIGROUP INC COM NEW 172967424 408 9787 SH SOLE 0 0 9787 COLGATE PALMOLIVE CO COM 194162103 268 3820 SH SOLE 0 0 3820 CONSTELLATION BRANDS INC CL A 21036P108 239 1040 SH SOLE 0 0 1040 CORTEVA INC COM 22052L104 210 3670 SH SOLE 0 0 3670 COSTCO WHSL CORP NEW COM 22160K105 1625 3442 SH SOLE 0 0 3442 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 134 3462 SH SOLE 0 0 3462 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 22 558 SH SOLE 0 0 558 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 164 5549 SH SOLE 0 0 5549 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 61 2368 SH SOLE 0 0 2368 DISNEY WALT CO COM 254687106 403 4268 SH SOLE 0 0 4268 EATON CORP PLC SHS G29183103 486 3641 SH SOLE 0 0 3641 EMERSON ELEC CO COM 291011104 311 4241 SH SOLE 0 0 4241 GILEAD SCIENCES INC COM 375558103 556 9009 SH SOLE 0 0 9009 HOME DEPOT INC COM 437076102 932 3379 SH SOLE 0 0 3379 INSIGHT ENTERPRISES INC COM 45765U103 480 5825 SH SOLE 0 0 5825 INTEL CORP COM 458140100 203 7870 SH SOLE 0 0 7870 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 4 100 SH SOLE 0 0 100 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 16 275 SH SOLE 0 0 275 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 1565 40006 SH SOLE 0 0 40006 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 4 239 SH SOLE 0 0 239 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 3 100 SH SOLE 0 0 100 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 34 957 SH SOLE 0 0 957 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 34 700 SH SOLE 0 0 700 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 5 114 SH SOLE 0 0 114 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1 10 SH SOLE 0 0 10 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 19 85 SH SOLE 0 0 85 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 2 74 SH SOLE 0 0 74 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 7 SH SOLE 0 0 7 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 6 39 SH SOLE 0 0 39 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 9 35 SH SOLE 0 0 35 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 8 148 SH SOLE 0 0 148 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 33983 266992 SH SOLE 0 0 266992 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 3 45 SH SOLE 0 0 45 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 12 79 SH SOLE 0 0 79 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 5 45 SH SOLE 0 0 45 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 11724 630657 SH SOLE 0 0 630657 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 593 4071 SH SOLE 0 0 4071 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 8 500 SH SOLE 0 0 500 INVESCO QQQ TR UNIT SER 1 46090E103 10308 38571 SH SOLE 0 0 38571 INVESCO QQQ TR CALL 46090E903 1 22 SH SOLE 0 0 22 ISHARES INC CORE MSCI EMKT 46434G103 6 141 SH SOLE 0 0 141 ISHARES INC MSCI EMRG CHN 46434G764 7603 171696 SH SOLE 0 0 171696 ISHARES INC ESG AWR MSCI EM 46434G863 67 2424 SH SOLE 0 0 2424 ISHARES TR TIPS BD ETF 464287176 115 1100 SH SOLE 0 0 1100 ISHARES TR US TRSPRTION 464287192 1 4 SH SOLE 0 0 4 ISHARES TR CORE S&P500 ETF 464287200 1171 3264 SH SOLE 0 0 3264 ISHARES TR MSCI EMG MKT ETF 464287234 68 1960 SH SOLE 0 0 1960 ISHARES TR IBOXX INV CP ETF 464287242 28 273 SH SOLE 0 0 273 ISHARES TR S&P 500 GRWT ETF 464287309 5 92 SH SOLE 0 0 92 ISHARES TR GLOBAL FINLS ETF 464287333 0 1 SH SOLE 0 0 1 ISHARES TR GLOBAL ENERG ETF 464287341 14 420 SH SOLE 0 0 420 ISHARES TR S&P 500 VAL ETF 464287408 44 343 SH SOLE 0 0 343 ISHARES TR 20 YR TR BD ETF 464287432 7 67 SH SOLE 0 0 67 ISHARES TR MSCI EAFE ETF 464287465 3 55 SH SOLE 0 0 55 ISHARES TR RUS MID CAP ETF 464287499 2 38 SH SOLE 0 0 38 ISHARES TR CORE S&P MCP ETF 464287507 194 883 SH SOLE 0 0 883 ISHARES TR ISHARES BIOTECH 464287556 70 598 SH SOLE 0 0 598 ISHARES TR RUS 1000 ETF 464287622 206 1044 SH SOLE 0 0 1044 ISHARES TR RUSSELL 2000 ETF 464287655 57 344 SH SOLE 0 0 344 ISHARES TR RUSSELL 3000 ETF 464287689 30432 146984 SH SOLE 0 0 146984 ISHARES TR S&P MC 400VL ETF 464287705 46 511 SH SOLE 0 0 511 ISHARES TR U.S. TECH ETF 464287721 63 854 SH SOLE 0 0 854 ISHARES TR US HLTHCARE ETF 464287762 63 250 SH SOLE 0 0 250 ISHARES TR CORE S&P SCP ETF 464287804 288 3305 SH SOLE 0 0 3305 ISHARES TR S&P SML 600 GWT 464287887 8 76 SH SOLE 0 0 76 ISHARES TR MSCI USA QLT FCT 46432F339 3992 38411 SH SOLE 0 0 38411 ISHARES TR CORE MSCI TOTAL 46432F834 25906 508764 SH SOLE 0 0 508764 ISHARES TR CORE MSCI EAFE 46432F842 0 0 SH SOLE 0 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5531 124108 SH SOLE 0 0 124108 ISHARES TR 0-5YR HI YL CP 46434V407 1 33 SH SOLE 0 0 33 ISHARES TR IBONDS DEC23 ETF 46434VAX8 513 20565 SH SOLE 0 0 20565 ISHARES TR IBONDS DEC22 ETF 46434VBA7 150 5982 SH SOLE 0 0 5982 ISHARES TR IBONDS DEC25 ETF 46434VBD1 211 8750 SH SOLE 0 0 8750 ISHARES TR IBONDS DEC24 ETF 46434VBG4 237 9750 SH SOLE 0 0 9750 ISHARES TR ESG AWR MSCI USA 46435G425 421 5300 SH SOLE 0 0 5300 ISHARES TR ESG AW MSCI EAFE 46435G516 201 3577 SH SOLE 0 0 3577 ITERIS INC NEW COM 46564T107 59 20000 SH SOLE 0 0 20000 JOHNSON & JOHNSON COM 478160104 1161 7107 SH SOLE 0 0 7107 JPMORGAN CHASE & CO COM 46625H100 1230 11770 SH SOLE 0 0 11770 MERCK & CO INC COM 58933Y105 813 9446 SH SOLE 0 0 9446 META PLATFORMS INC CL A 30303M102 222 1638 SH SOLE 0 0 1638 MICRON TECHNOLOGY INC COM 595112103 847 16911 SH SOLE 0 0 16911 MICROSOFT CORP COM 594918104 1750 7512 SH SOLE 0 0 7512 NEXTERA ENERGY INC COM 65339F101 382 4866 SH SOLE 0 0 4866 ORACLE CORP COM 68389X105 425 6962 SH SOLE 0 0 6962 OWL ROCK CAPITAL CORPORATION COM 69121K104 18949 1827281 SH SOLE 0 0 1827281 PACER FDS TR US CHS CWS GWT 69374H667 2 64 SH SOLE 0 0 64 PACER FDS TR PACER US SMALL 69374H857 4 110 SH SOLE 0 0 110 PACER FDS TR EMRG MKT CASH 69374H865 7 428 SH SOLE 0 0 428 PACER FDS TR US CASH COWS 100 69374H881 13464 328236 SH SOLE 0 0 328236 PEPSICO INC COM 713448108 354 2170 SH SOLE 0 0 2170 PFIZER INC COM 717081103 1047 23917 SH SOLE 0 0 23917 PROCTER AND GAMBLE CO COM 742718109 287 2270 SH SOLE 0 0 2270 QUALCOMM INC COM 747525103 7300 64616 SH SOLE 0 0 64616 RAYTHEON TECHNOLOGIES CORP COM 75513E101 760 9289 SH SOLE 0 0 9289 REALTY INCOME CORP COM 756109104 283 4860 SH SOLE 0 0 4860 SALESFORCE INC COM 79466L302 340 2363 SH SOLE 0 0 2363 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 174 4146 SH SOLE 0 0 4146 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 98 2319 SH SOLE 0 0 2319 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6 105 SH SOLE 0 0 105 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 38 644 SH SOLE 0 0 644 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 21 347 SH SOLE 0 0 347 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 48 1276 SH SOLE 0 0 1276 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4 168 SH SOLE 0 0 168 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 25 1061 SH SOLE 0 0 1061 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 13 481 SH SOLE 0 0 481 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 5 199 SH SOLE 0 0 199 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 9 222 SH SOLE 0 0 222 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 89 1854 SH SOLE 0 0 1854 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3 40 SH SOLE 0 0 40 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 83 2962 SH SOLE 0 0 2962 SCHWAB STRATEGIC TR US REIT ETF 808524847 10 544 SH SOLE 0 0 544 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 4 72 SH SOLE 0 0 72 SCHWAB STRATEGIC TR US TIPS ETF 808524870 7 139 SH SOLE 0 0 139 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 10 378 SH SOLE 0 0 378 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 65 953 SH SOLE 0 0 953 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 185 1529 SH SOLE 0 0 1529 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 0 5 SH SOLE 0 0 5 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1 5 SH SOLE 0 0 5 SELECT SECTOR SPDR TR ENERGY 81369Y506 74 1027 SH SOLE 0 0 1027 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 28 919 SH SOLE 0 0 919 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1 7 SH SOLE 0 0 7 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 24 204 SH SOLE 0 0 204 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1 11 SH SOLE 0 0 11 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 4 SH SOLE 0 0 4 SPDR GOLD TR GOLD SHS 78463V107 6578 42529 SH SOLE 0 0 42529 SPDR S&P 500 ETF TR TR UNIT 78462F103 1904 5331 SH SOLE 0 0 5331 STARBUCKS CORP COM 855244109 622 7380 SH SOLE 0 0 7380 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 57 175 SH SOLE 0 0 175 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3 42 SH SOLE 0 0 42 VANGUARD INDEX FDS MID CAP ETF 922908629 153 815 SH SOLE 0 0 815 VANGUARD INDEX FDS VALUE ETF 922908744 12 97 SH SOLE 0 0 97 VANGUARD INDEX FDS SMALL CP ETF 922908751 2 10 SH SOLE 0 0 10 VANGUARD INDEX FDS TOTAL STK MKT 922908769 146 811 SH SOLE 0 0 811 VIASAT INC COM 92552V100 756 25000 SH SOLE 0 0 25000 VISA INC COM CL A 92826C839 1104 6217 SH SOLE 0 0 6217 WELLS FARGO CO NEW COM 949746101 204 5064 SH SOLE 0 0 5064 WELLS FARGO CO NEW PERP PFD CNV A 949746804 41 34 SH SOLE 0 0 34