Chief Compliance Officer

0001398344-22-008763.txt : 20220504 0001398344-22-008763.hdr.sgml : 20220504 20220504144323 ACCESSION NUMBER: 0001398344-22-008763 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 EFFECTIVENESS DATE: 20220504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaCore Capital LLC CENTRAL INDEX KEY: 0001713662 IRS NUMBER: 472314998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19682 FILM NUMBER: 22891085 BUSINESS ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-4100 MAIL ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713662 XXXXXXXX 03-31-2022 03-31-2022 false AlphaCore Capital LLC

875 PROSPECT ST. STE. 315 LA JOLLA CA 92037

13F COMBINATION REPORT 028-19682 028-11964 Aperio Group, LLC 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 028-20648 Evolutionary Tree Capital Management, LLC N Tricia Zehr Chief Compliance Officer 858-875-4100 /s/ Tricia Zehr La Jolla CA 05-04-2022 0 146 257671 INFORMATION TABLE 2 fp0075516_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 5456 31245 SH SOLE 0 0 31245 AGNICO EAGLE MINES LTD COM 008474108 227 3702 SH SOLE 0 0 3702 AMAZON COM INC COM 023135106 828 254 SH SOLE 0 0 254 ANTARES PHARMA INC COM 036642106 97 23621 SH SOLE 0 0 23621 ACTIVISION BLIZZARD INC COM 00507V109 215 2680 SH SOLE 0 0 2680 BK OF AMERICA CORP COM 060505104 1152 27936 SH SOLE 0 0 27936 SIREN ETF TR NSD NXGN ECO ETF 829658202 3503 94503 SH SOLE 0 0 94503 BRISTOL-MYERS SQUIBB CO COM 110122108 402 5510 SH SOLE 0 0 5510 PIMCO ETF TR ACTIVE BD ETF 72201R775 23 222 SH SOLE 0 0 222 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1058 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 743 2104 SH SOLE 0 0 2104 B2GOLD CORP COM 11777Q209 77 16750 SH SOLE 0 0 16750 PACER FDS TR US CHS CWS GWT 69374H667 3 64 SH SOLE 0 0 64 BLACKSTONE INC COM 09260D107 226 1779 SH SOLE 0 0 1779 CITIGROUP INC COM NEW 172967424 427 8003 SH SOLE 0 0 8003 CITIGROUP INC CALL 172967904 0 4 SH SOLE 0 0 4 PACER FDS TR PACER US SMALL 69374H857 4 110 SH SOLE 0 0 110 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 5 100 SH SOLE 0 0 100 COSTCO WHSL CORP NEW COM 22160K105 969 1682 SH SOLE 0 0 1682 PACER FDS TR US CASH COWS 100 69374H881 11499 230992 SH SOLE 0 0 230992 SALESFORCE COM INC COM 79466L302 277 1303 SH SOLE 0 0 1303 CISCO SYS INC COM 17275R102 602 10797 SH SOLE 0 0 10797 CHEVRON CORP NEW COM 166764100 577 3542 SH SOLE 0 0 3542 COHBAR INC COM 19249J109 4 13000 SH SOLE 0 0 13000 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1033 37523 SH SOLE 0 0 37523 DEERE & CO COM 244199105 274 659 SH SOLE 0 0 659 DISNEY WALT CO COM 254687106 592 4313 SH SOLE 0 0 4313 PACER FDS TR EMRG MKT CASH 69374H865 10 431 SH SOLE 0 0 431 ISHARES TR MSCI EMG MKT ETF 464287234 91 2022 SH SOLE 0 0 2022 ISHARES TR MSCI EAFE ETF 464287465 1 12 SH SOLE 0 0 12 EMERSON ELEC CO COM 291011104 204 2080 SH SOLE 0 0 2080 ISHARES INC MSCI EMRG CHN 46434G764 10031 172406 SH SOLE 0 0 172406 ISHARES TR ESG AW MSCI EAFE 46435G516 263 3572 SH SOLE 0 0 3572 ISHARES INC ESG AWR MSCI EM 46434G863 87 2381 SH SOLE 0 0 2381 ISHARES TR ESG AWR MSCI USA 46435G425 537 5300 SH SOLE 0 0 5300 EATON CORP PLC SHS G29183103 432 2846 SH SOLE 0 0 2846 ISHARES INC MSCI JPN ETF NEW 46434G822 4 70 SH SOLE 0 0 70 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 17 305 SH SOLE 0 0 305 META PLATFORMS INC CL A 30303M102 290 1303 SH SOLE 0 0 1303 GILEAD SCIENCES INC COM 375558103 334 5617 SH SOLE 0 0 5617 SPDR GOLD TR GOLD SHS 78463V107 4855 26873 SH SOLE 0 0 26873 ALPHABET INC CAP STK CL C 02079K107 1232 441 SH SOLE 0 0 441 ALPHABET INC CAP STK CL A 02079K305 654 235 SH SOLE 0 0 235 HOME DEPOT INC COM 437076102 705 2357 SH SOLE 0 0 2357 HONEYWELL INTL INC COM 438516106 786 4042 SH SOLE 0 0 4042 ISHARES TR ISHARES BIOTECH 464287556 77 589 SH SOLE 0 0 589 ISHARES TR IBONDS DEC22 ETF 46434VBA7 149 5936 SH SOLE 0 0 5936 ISHARES TR IBONDS DEC23 ETF 46434VAX8 171 6761 SH SOLE 0 0 6761 ISHARES TR IBONDS DEC24 ETF 46434VBG4 13 500 SH SOLE 0 0 500 ISHARES TR CORE MSCI EAFE 46432F842 29 417 SH SOLE 0 0 417 ISHARES INC CORE MSCI EMKT 46434G103 5 90 SH SOLE 0 0 90 ISHARES TR CORE S&P MCP ETF 464287507 182 678 SH SOLE 0 0 678 ISHARES TR S&P MC 400VL ETF 464287705 56 511 SH SOLE 0 0 511 ISHARES TR CORE S&P SCP ETF 464287804 711 6592 SH SOLE 0 0 6592 ISHARES TR S&P SML 600 GWT 464287887 27 215 SH SOLE 0 0 215 INTEL CORP COM 458140100 362 7303 SH SOLE 0 0 7303 ITERIS INC NEW COM 46564T107 60 20000 SH SOLE 0 0 20000 ISHARES TR S&P 500 VAL ETF 464287408 60 383 SH SOLE 0 0 383 ISHARES TR CORE S&P500 ETF 464287200 2013 4437 SH SOLE 0 0 4437 ISHARES TR S&P 500 GRWT ETF 464287309 17 227 SH SOLE 0 0 227 ISHARES TR RUS 1000 ETF 464287622 261 1044 SH SOLE 0 0 1044 ISHARES TR RUSSELL 2000 ETF 464287655 59 286 SH SOLE 0 0 286 ISHARES TR RUS MID CAP ETF 464287499 3 38 SH SOLE 0 0 38 ISHARES TR RUSSELL 3000 ETF 464287689 36764 140122 SH SOLE 0 0 140122 ISHARES TR GLOBAL ENERG ETF 464287341 15 420 SH SOLE 0 0 420 ISHARES TR CORE MSCI TOTAL 46432F834 41909 629455 SH SOLE 0 0 629455 ISHARES TR US HLTHCARE ETF 464287762 72 250 SH SOLE 0 0 250 ISHARES TR US CONSM STAPLES 464287812 2 10 SH SOLE 0 0 10 ISHARES TR US TRSPRTION 464287192 1 4 SH SOLE 0 0 4 ISHARES TR U.S. TECH ETF 464287721 94 911 SH SOLE 0 0 911 JOHNSON & JOHNSON COM 478160104 959 5411 SH SOLE 0 0 5411 JPMORGAN CHASE & CO COM 46625H100 1045 7664 SH SOLE 0 0 7664 ISHARES TR IBOXX INV CP ETF 464287242 21 171 SH SOLE 0 0 171 MASCO CORP COM 574599106 589 11542 SH SOLE 0 0 11542 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 976 9747 SH SOLE 0 0 9747 MERCK & CO INC COM 58933Y105 416 5076 SH SOLE 0 0 5076 MICROSOFT CORP COM 594918104 1707 5537 SH SOLE 0 0 5537 MICRON TECHNOLOGY INC COM 595112103 633 8131 SH SOLE 0 0 8131 NEXTERA ENERGY INC COM 65339F101 228 2691 SH SOLE 0 0 2691 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 124 2046 SH SOLE 0 0 2046 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 124 2824 SH SOLE 0 0 2824 NVIDIA CORPORATION COM 67066G104 252 924 SH SOLE 0 0 924 REALTY INCOME CORP COM 756109104 294 4237 SH SOLE 0 0 4237 OWL ROCK CAPITAL CORPORATION COM 69121K104 19670 1330879 SH SOLE 0 0 1330879 ORACLE CORP COM 68389X105 467 5649 SH SOLE 0 0 5649 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 11101 508535 SH SOLE 0 0 508535 PFIZER INC COM 717081103 855 16522 SH SOLE 0 0 16522 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 8 500 SH SOLE 0 0 500 PALOMAR HLDGS INC COM 69753M105 213 3326 SH SOLE 0 0 3326 PALOMAR HLDGS INC CALL 69753M905 8 30 SH SOLE 0 0 30 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 714 3910 SH SOLE 0 0 3910 PUBLIC STORAGE COM 74460D109 639 1638 SH SOLE 0 0 1638 QUALCOMM INC COM 747525103 9151 59878 SH SOLE 0 0 59878 QUANTUM CORP COM NEW 747906501 24 10524 SH SOLE 0 0 10524 INVESCO QQQ TR UNIT SER 1 46090E103 12494 34463 SH SOLE 0 0 34463 INVESCO QQQ TR CALL 46090E903 16 44 SH SOLE 0 0 44 ISHARES TR MSCI USA QLT FCT 46432F339 3716 27600 SH SOLE 0 0 27600 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 9 55 SH SOLE 0 0 55 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 40815 258796 SH SOLE 0 0 258796 RAYTHEON TECHNOLOGIES CORP COM 75513E101 606 6113 SH SOLE 0 0 6113 RAYTHEON TECHNOLOGIES CORP CALL 75513E901 2 3 SH SOLE 0 0 3 STARBUCKS CORP COM 855244109 398 4374 SH SOLE 0 0 4374 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6 130 SH SOLE 0 0 130 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 220 4112 SH SOLE 0 0 4112 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2 54 SH SOLE 0 0 54 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3 40 SH SOLE 0 0 40 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 340 12245 SH SOLE 0 0 12245 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 53 1445 SH SOLE 0 0 1445 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 12 163 SH SOLE 0 0 163 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 26 346 SH SOLE 0 0 346 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 46 643 SH SOLE 0 0 643 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 169 3142 SH SOLE 0 0 3142 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 1711 36251 SH SOLE 0 0 36251 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 6 114 SH SOLE 0 0 114 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 72 1072 SH SOLE 0 0 1072 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 44 715 SH SOLE 0 0 715 SPDR S&P 500 ETF TR TR UNIT 78462F103 2686 5948 SH SOLE 0 0 5948 SPDR S&P 500 ETF TR PUT 78462F953 1 50 SH SOLE 0 0 50 AT&T INC COM 00206R102 460 19454 SH SOLE 0 0 19454 VISA INC COM CL A 92826C839 667 3009 SH SOLE 0 0 3009 VANGUARD INDEX FDS SMALL CP ETF 922908751 2 10 SH SOLE 0 0 10 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 232 4840 SH SOLE 0 0 4840 VANGUARD INDEX FDS MID CAP ETF 922908629 190 800 SH SOLE 0 0 800 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 85 410 SH SOLE 0 0 410 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 2 28 SH SOLE 0 0 28 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 12 30 SH SOLE 0 0 30 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 12 10000 SH SOLE 0 0 10000 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 887 4348 SH SOLE 0 0 4348 VANGUARD INDEX FDS TOTAL STK MKT 922908769 133 583 SH SOLE 0 0 583 VANGUARD INDEX FDS VALUE ETF 922908744 14 97 SH SOLE 0 0 97 VERIZON COMMUNICATIONS INC COM 92343V104 202 3964 SH SOLE 0 0 3964 WELLTOWER INC COM 95040Q104 239 2485 SH SOLE 0 0 2485 WELLS FARGO CO NEW COM 949746101 219 4510 SH SOLE 0 0 4510 WELLS FARGO CO NEW PERP PFD CNV A 949746804 107 81 SH SOLE 0 0 81 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 85 962 SH SOLE 0 0 962 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 6 92 SH SOLE 0 0 92 SELECT SECTOR SPDR TR ENERGY 81369Y506 42 550 SH SOLE 0 0 550 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 74 1936 SH SOLE 0 0 1936 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5 45 SH SOLE 0 0 45 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 56 354 SH SOLE 0 0 354 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2 30 SH SOLE 0 0 30 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 9 179 SH SOLE 0 0 179 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1 20 SH SOLE 0 0 20 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 263 1917 SH SOLE 0 0 1917 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 8 45 SH SOLE 0 0 45 ISHARES TR EXPONENTIAL TECH 46434V381 6069 102794 SH SOLE 0 0 102794