0001970051-24-000015.txt : 20240228
0001970051-24-000015.hdr.sgml : 20240228
20240228170127
ACCESSION NUMBER: 0001970051-24-000015
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240228
DATE AS OF CHANGE: 20240228
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 24696572
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: MCFARLAND KATHARINA G.
CENTRAL INDEX KEY: 0001711062
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 4803 STONECROFT BOULEVARD
CITY: CHANTILLY
STATE: VA
ZIP: 20151
144
1
primary_doc.xml
144
0001711062
XXXXXXXX
LIVE
0001715768
Transphorm, Inc.
001-41295
75 CASTILIAN DRIVE
GOLETA
CA
93117
805-456-1300
MCFARLAND KATHARINA G.
Director
Common Stock
MAXIM GROUP
300 PARK AVE, 16TH FLOOR
NEW YORK
NY
10010
3996
19222.76
61960000
02/28/2024
NASDAQ
Common Stock
10/11/2023
RSU Common Stock
TRANSPHORM, INC.
N
3996
10/11/2023
COMPENSATORY PAYMENT
N
Katharina McFarland
75 CASTILIAN DRIVE
GOLETA
CA
93117
COMMON STOCK
11/20/2023
3515
10545.00
Katharina McFarland
75 CASTILIAN DRIVE,
GOLETA
CA
93117
Common Stock
11/22/2023
3995
10786.50
Katharina McFarland
75 CASTILIAN DRIVE,
GOLETA
CA
93117
COMMON STOCK
01/25/2024
833
4015.06
02/28/2024
08/17/2023
KATHARINA G. MCFARLAND