0001415889-24-014470.txt : 20240524 0001415889-24-014470.hdr.sgml : 20240524 20240524161541 ACCESSION NUMBER: 0001415889-24-014470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240522 FILED AS OF DATE: 20240524 DATE AS OF CHANGE: 20240524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCFARLAND KATHARINA G. CENTRAL INDEX KEY: 0001711062 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41295 FILM NUMBER: 24984540 MAIL ADDRESS: STREET 1: 4803 STONECROFT BOULEVARD CITY: CHANTILLY STATE: VA ZIP: 20151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 4 1 form4-05242024_040522.xml X0508 4 2024-05-22 0001715768 Transphorm, Inc. TGAN 0001711062 MCFARLAND KATHARINA G. C/O TRANSPHORM, INC. 75 CASTILIAN DRIVE GOLETA CA 93117 true false false false 1 Common Stock 2024-05-22 4 S 0 3996 4.892 D 81323 D These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023. This sale price represents the weighted average sale price of the shares sold ranging from $4.89 to $4.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. /s/ Cameron McAulay, Attorney-in-Fact 2024-05-24