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Filing Detail
Form S-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers:
SEC Accession No. 0001193125-20-185203
Filing Date
2020-07-01
Accepted
2020-07-01 16:17:28
Documents
68
Effectiveness Date
2020-07-01

Document Format Files

Seq Description Document Type Size
1 OMNIBUS SHELF d948755ds3asr.htm S-3ASR 3293356
2 FORM OF A&R DISTRIBUTION AGREEMENT, SERIES N d948755dex13.htm EX-1.3 308532
3 FORM OF UNDERWRITING AGREEMENT - DEBT SECURITIES d948755dex16.htm EX-1.6 172645
4 FORM OF UNDERWRITING AGREEMENT - SUBORDINATED DEBT SECURITIES d948755dex17.htm EX-1.7 173264
5 FORM OF UNDERWRITING AGREEMENT - PREFERRED STOCK d948755dex111.htm EX-1.11 179710
6 FORM OF A&R DISTRIBUTION AGREEMENT, SERIES E d948755dex114.htm EX-1.14 321787
7 FORM OF DISTRIBUTION AGREEMENT, SERIES F d948755dex115.htm EX-1.15 321032
8 AMEND. NO. 1 TO DEPOSIT AGREEMENT d948755dex431.htm EX-4.31 12496
9 FORM OF FLOATING RATE SR. DEBT SECURITY d948755dex437.htm EX-4.37 180786
10 FORM OF FIXED RATE SR. DEBT SECURITY d948755dex439.htm EX-4.39 83358
11 FORM OF FIXED/FLOATING SR. DEBT SECURITY d948755dex440.htm EX-4.40 197912
12 FORM OF SUBORDINATED DEBT SECURITY d948755dex441.htm EX-4.41 60721
13 FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES N d948755dex444.htm EX-4.44 232901
14 FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES N d948755dex447.htm EX-4.47 133597
15 SPECIMEN MASTER NOTE, MTN SERIES N d948755dex457.htm EX-4.57 229733
16 7TH SUPPLEMENTAL INDENTURE (GSFC SR. DEBT INDENTURE, OCTOBER 10, 2008) d948755dex469.htm EX-4.69 48801
17 FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES E d948755dex475.htm EX-4.75 228954
18 FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES F d948755dex476.htm EX-4.76 238377
19 FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES E d948755dex478.htm EX-4.78 156969
20 FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES F d948755dex479.htm EX-4.79 147428
21 FORM OF INDEX-LINKED MEDIUM-TERM NOTE, SERIES E d948755dex481.htm EX-4.81 34950
22 FORM OF INDEX-LINKED MEDIUM-TERM NOTE, SERIES F d948755dex482.htm EX-4.82 40273
23 SPECIMEN MASTER NOTE NO. 3, MTN SERIES E d948755dex483.htm EX-4.83 228856
24 SPECIMEN MASTER NOTE NO. 4, MTN SERIES E d948755dex484.htm EX-4.84 48123
25 SPECIMEN MASTER NOTE NO 1, MTN SERIES F d948755dex485.htm EX-4.85 230621
26 SPECIMEN MASTER NOTE NO. 2, MTN SERIES F d948755dex486.htm EX-4.86 52847
27 OPINION OF RICHARDS LAYTON & FINGER P.A. RE GOLDMAN SACHS CAPITAL VI AND VII d948755dex51.htm EX-5.1 13797
28 OPINION OF SULLIVAN & CROMWELL LLP RE OMNIBUS d948755dex52.htm EX-5.2 47656
29 OPINION OF SULLIVAN & CROMWELL LLP RE GUARANTEES OF SPECIFIED CDS d948755dex53.htm EX-5.3 9616
30 OPINION OF SULLIVAN & CROMWELL LLP RE GUARANTEES OF NOTES AND DEPOSIT NOTES d948755dex54.htm EX-5.4 9713
31 OPINION OF SIDLEY AUSTIN LLP RE DEBT SECURITIES OF GS GROUP d948755dex55.htm EX-5.5 13326
32 OPINION OF SIDLEY AUSTIN LLP RE DEBT SECURITIES OF GSFC d948755dex56.htm EX-5.6 17391
33 TAX OPINION OF SULLIVAN & CROMWELL LLP d948755dex81.htm EX-8.1 4989
34 TAX OPINION OF SIDLEY AUSTIN LLP d948755dex82.htm EX-8.2 4931
35 TAX OPINION OF SIDLEY AUSTIN LLP RE GSFC d948755dex83.htm EX-8.3 5484
36 LETTER RE UNAUDITED INTERIM FINANCIAL INFORMATION d948755dex151.htm EX-15.1 2126
37 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNT FIRM d948755dex231.htm EX-23.1 2573
38 STATEMENT OF ELIGIBILITY - GSG 1999 INDENTURE d948755dex251.htm EX-25.1 54784
39 STATEMENT OF ELIGIBILITY - GSG 2008 INDENTURE d948755dex252.htm EX-25.2 54524
40 STATEMENT OF ELIGIBILITY - GSG 2004 SUB DEBT INDENTURE d948755dex253.htm EX-25.3 54179
41 STATEMENT OF ELIGIBILITY - WARRANT INDENTURE d948755dex254.htm EX-25.4 54129
42 STATEMENT OF ELIGIBILITY - GS CAP 1 TRUST AGREEMENT d948755dex255.htm EX-25.5 54460
43 STATEMENT OF ELIGIBILITY - GS CAP 1V TRUST AGREEMENT d948755dex256.htm EX-25.6 54474
44 STATEMENT OF ELIGIBILITY - GS CAP V TRUST AGREEMENT d948755dex257.htm EX-25.7 54284
45 STATEMENT OF ELIGIBILITY - GS CAP V1 TRUST AGREEMENT d948755dex258.htm EX-25.8 54475
46 STATEMENT OF ELIGIBILITY - GS CAP VI1 TRUST AGREEMENT d948755dex259.htm EX-25.9 54206
47 STATEMENT OF ELIGIBILITY - GS CAP 1 GUARANTEE d948755dex2510.htm EX-25.10 54554
48 STATEMENT OF ELIGIBILITY - GS CAP 1I GUARANTEE d948755dex2511.htm EX-25.11 54447
49 STATEMENT OF ELIGIBILITY - GS CAP III GUARANTEE d948755dex2512.htm EX-25.12 54853
50 STATEMENT OF ELIGIBILITY - GS CAP VI GUARANTEE d948755dex2513.htm EX-25.13 54926
51 STATEMENT OF ELIGIBILITY - GS CAP VI1 GUARANTEE d948755dex2514.htm EX-25.14 54893
52 STATEMENT OF ELIGIBILITY - GSFC 2007 INDENTURE d948755dex2515.htm EX-25.15 57761
53 STATEMENT OF ELIGIBILITY - GSFC 2008 INDENTURE d948755dex2516.htm EX-25.16 57652
54 GRAPHIC g94875501.jpg GRAPHIC 2235
55 GRAPHIC g948755g0623135247586.jpg GRAPHIC 3331
56 GRAPHIC g948755g0623210450589.jpg GRAPHIC 2313
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59 GRAPHIC g948755g15a24.jpg GRAPHIC 32811
60 GRAPHIC g948755g16r54.jpg GRAPHIC 25206
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  Complete submission text file 0001193125-20-185203.txt   8700751
Mailing Address 200 WEST STREET NEW YORK NY 10282
Business Address 200 WEST STREET NEW YORK NY 10282 212-902-1000
GOLDMAN SACHS GROUP INC (Filer) CIK: 0000886982 (see all company filings)

IRS No.: 134019460 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-3ASR | Act: 33 | File No.: 333-239610 | Film No.: 201005561
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address
Business Address GOLDMAN SACHS GROUP INC 85 BROAD STREET NEW YORK NY 10004 2129021000
GOLDMAN SACHS CAPITAL I (Filer) CIK: 0001277121 (see all company filings)

IRS No.: 206109925 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-239610-01 | Film No.: 201005555

Mailing Address C/O GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282
Business Address C/O GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 2129021000
GOLDMAN SACHS CAPITAL II (Filer) CIK: 0001277127 (see all company filings)

IRS No.: 206109972 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-239610-02 | Film No.: 201005556

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 85 BROAD STREET NEW YORK NY 10004
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 85 BROAD STREET NEW YORK NY 10004 212-902-1000
Goldman Sachs Capital VI (Filer) CIK: 0001318841 (see all company filings)

IRS No.: 342036414 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-239610-05 | Film No.: 201005559

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
Goldman Sachs Capital III (Filer) CIK: 0001318844 (see all company filings)

IRS No.: 342036412 | State of Incorp.: DE
Type: S-3ASR | Act: 33 | File No.: 333-239610-03 | Film No.: 201005557

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
GS Finance Corp. (Filer) CIK: 0001419828 (see all company filings)

IRS No.: 260785112 | State of Incorp.: DE | Fiscal Year End: 1130
Type: S-3ASR | Act: 33 | File No.: 333-239610-04 | Film No.: 201005558
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282
Business Address C/O THE GOLDMAN SACHS GROUP, INC. 200 WEST STREET NEW YORK NY 10282 212-902-1000
Goldman Sachs Capital VII (Filer) CIK: 0001711023 (see all company filings)

IRS No.: 826291478 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-3ASR | Act: 33 | File No.: 333-239610-06 | Film No.: 201005560