0001104659-20-120648.txt : 20201102
0001104659-20-120648.hdr.sgml : 20201102
20201102191836
ACCESSION NUMBER: 0001104659-20-120648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201029
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wen Xi
CENTRAL INDEX KEY: 0001734689
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38426
FILM NUMBER: 201281629
MAIL ADDRESS:
STREET 1: 16F SHIHAO SQUARE MIDDLE JIANNAN BLVD
STREET 2: HIGH TECH ZONE CHENGDU
CITY: SICHUAN
STATE: F4
ZIP: 610000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Senmiao Technology Ltd
CENTRAL INDEX KEY: 0001711012
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD.
STREET 2: HIGH TECH ZONE
CITY: CHENGDU, SICHUAN
STATE: F4
ZIP: 610000
BUSINESS PHONE: 86 28 88678707
MAIL ADDRESS:
STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD.
STREET 2: HIGH TECH ZONE
CITY: CHENGDU, SICHUAN
STATE: F4
ZIP: 610000
4
1
tm2034801d6_form4.xml
FORM 4
X0306
4
2020-10-29
0
0001711012
Senmiao Technology Ltd
AIHS
0001734689
Wen Xi
16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD.
HIGH-TECH ZONE
CHENGDU, SICHUAN
F4
610000
CHINA
1
1
0
0
CEO, President and Secretary
Restricted Stock Units
2020-10-29
4
A
0
18182
0.00
A
Common Stock
18182
18182
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by Senmiao Technology Limited (the "Company") to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "Agreement").
The RSUs vest in four equal quarterly installments on January 29, 2021, April 29, 2021, July 29, 2021 and October 29, 2021 or in full upon the occurrence of a change in control of the Company, subject to the terms and conditions set forth in the Agreement, provided that the Reporting Person remains in service as a director through the applicable vesting date. RSUs shall be settled by the Company's issuance of a share of common stock in certificated or uncertificated form upon the earlier of (i) vesting date, (ii) a change in control and (iii) the Reporting Person's cessation as a director of the Company due to a "separation of service" within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, or the Reporting Person's death or disability.
/s/ Wen Xi
2020-11-02