0000899243-17-029278.txt : 20171220
0000899243-17-029278.hdr.sgml : 20171220
20171220131406
ACCESSION NUMBER: 0000899243-17-029278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171220
DATE AS OF CHANGE: 20171220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS JAMES BRADLEY
CENTRAL INDEX KEY: 0001723036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23268
FILM NUMBER: 171266299
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001710680
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
DATE OF NAME CHANGE: 20170628
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-01
0
0001710680
HIGHLAND FLOATING RATE OPPORTUNITIES FUND
?HFRO?
0001723036
ROSS JAMES BRADLEY
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
1
0
0
See Remarks
Common Shares of Beneficial Interest
2017-12-01
4
S
0
9431
15.3411
D
37726
D
President and Principal Executive Officer
/s/ J. Bradley Ross
2017-12-20