0000899243-17-029278.txt : 20171220 0000899243-17-029278.hdr.sgml : 20171220 20171220131406 ACCESSION NUMBER: 0000899243-17-029278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171220 DATE AS OF CHANGE: 20171220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS JAMES BRADLEY CENTRAL INDEX KEY: 0001723036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 171266299 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-01 0 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001723036 ROSS JAMES BRADLEY 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 1 0 0 See Remarks Common Shares of Beneficial Interest 2017-12-01 4 S 0 9431 15.3411 D 37726 D President and Principal Executive Officer /s/ J. Bradley Ross 2017-12-20