OTHER REQUIRED INFO 3 aciacetfotherreqinfo.htm OTHER REQUIRED INFORMATION - 08.31.23 Document

Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.

FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Financing Group
Ticker/Sedol606822CQ5
Principal Amount (US$)$2,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$163,000.00
Amount Purchased (Foreign$)N/A
Trade Date9/06/2022
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC
Bank of China Limited, BNP Paribas, Crédit Agricole Corporate and Investment Bank, HSBC Securities (USA) Inc.
Industrial and Commercial Bank of China Limited, Singapore Branch, Natixis Securities Americas LLC, Nomura Securities International, Inc., Société Générale, TD Securities USA LLC
Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD


FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Financing Group
Ticker/Sedol606822CQ5
Principal Amount (US$)$2,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$147,000.00
Amount Purchased (Foreign$)N/A
Trade Date9/06/2022
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC
Bank of China Limited, BNP Paribas, Crédit Agricole Corporate and Investment Bank, HSBC Securities (USA) Inc.
Industrial and Commercial Bank of China Limited, Singapore Branch, Natixis Securities Americas LLC, Nomura Securities International, Inc., Société Générale, TD Securities USA LLC
Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD




FundAmerican Century Multisector Income ETF
IssuerVenture Global Calcasieu
Ticker/Sedol92328MAE3
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$32,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/10/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterRBC Capital Markets, LLC
Other Syndicate Members:BofA Securities, Inc., Mizuho Securities USA LLC, BBVA Securities Inc., CIT Capital Securities LLC, Credit Agricole Securities (USA) Inc., DZ Financial Markets LLC, Goldman Sachs & Co. LLC, ICBC Standard Bank Plc, ING Financial Markets LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Raymond James & Associates, Inc., Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc., Academy Securities, Inc., Loop Capital Markets LLC, R. Seelaus & Co., LLC
Underwriting Spread1.500%
CurrencyUSD






FundDiversified Corporate Bond ETF
IssuerVenture Global Calcasieu
Ticker/Sedol92328MAE3
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$40,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/10/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterRBC Capital Markets, LLC
Other Syndicate Members:BofA Securities, Inc., Mizuho Securities USA LLC, BBVA Securities Inc., CIT Capital Securities LLC, Credit Agricole Securities (USA) Inc., DZ Financial Markets LLC, Goldman Sachs & Co. LLC, ICBC Standard Bank Plc, ING Financial Markets LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Raymond James & Associates, Inc., Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc., Academy Securities, Inc., Loop Capital Markets LLC, R. Seelaus & Co., LLC
Underwriting Spread1.500%
CurrencyUSD





FundAmerican Century Multisector Income ETF
IssuerBank of America Corp
Ticker/Sedol06051GLE7
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$365,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/17/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:Apto Partners, LLC, CastleOak Securities, L.P., Independence Point Securities LLC, Loop Capital Markets LLC, Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc., M&T Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC , Nomura Securities International, Inc., Nordea Bank Abp, PNC Capital Markets, Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., Standard Chartered Bank, SVB Securities LLC, TD Securities (USA) LLC, Truist Securities, Inc.
Underwriting Spread0.250%
CurrencyUSD






























FundShort Duration Strategic Income ETF
IssuerBank of America Corp
Ticker/Sedol06051GLE7
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$45,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/17/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:Apto Partners, LLC, CastleOak Securities, L.P., Independence Point Securities LLC, Loop Capital Markets LLC, Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc., M&T Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC , Nomura Securities International, Inc., Nordea Bank Abp, PNC Capital Markets, Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., Standard Chartered Bank, SVB Securities LLC, TD Securities (USA) LLC, Truist Securities, Inc.
Underwriting Spread0.250%
CurrencyUSD


FundAmerican Century Multisector Income ETF
IssuerEllington Finance Mortgage Trust
Ticker/Sedol26844QAB3
Principal Amount (US$)$29,567,731
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$299,997.27
Amount Purchased (Foreign$)N/A
Trade Date2/02/2023
Price (US$)$99.999
Price-ForeignN/A
UnderwriterBarclays Capital Inc.
Other Syndicate Members:Nomura Securities International, Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC
Underwriting Spread0.233%
CurrencyUSD









FundShort Duration Strategic Income ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CS1
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMorgan Stanley
Other Syndicate Members:JP Morgan Securities LLC, MUFG Securities Americas Inc, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.350%
CurrencyUSD


FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CS1
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$537,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMorgan Stanley
Other Syndicate Members:JP Morgan Securities LLC, MUFG Securities Americas Inc, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.350%
CurrencyUSD














FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822CV4
Principal Amount (US$)$1,650,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$627,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%,
CurrencyUSD

FundShort Duration Strategic Income ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822CV4
Principal Amount (US$)$1,650,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%,
CurrencyUSD

















FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CX0
Principal Amount (US$)$1,250,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.450%
CurrencyUSD

FundDiversified Corporate Bond ETF
IssuerSumitomo Mitsui Trust Bank, Limited
Ticker/Sedol86563VBG3
Principal Amount (US$)$998.860,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$499,430.00
Amount Purchased (Foreign$)N/A
Trade Date3/01/2023
Price (US$)$99.886
Price-ForeignN/A
UnderwriterGoldman Sachs & Co. LLC
Other Syndicate Members:J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Daiwa Capital Markets America Inc., BNP Paribas Securities Corp., BofA Securities, Inc., Crédit Agricole Corporate and Investment Bank, Barclays Capital Inc., Nomura Securities International, Inc., DBS Bank Ltd., HSBC Securities (USA) Inc., SMBC Nikko Securities America, Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Wells Fargo Securities, LLC
Underwriting Spread0.250%
CurrencyUSD















FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Finance Group, Inc
Ticker/Sedol606822DA9
Principal Amount (US$)$500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/11/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%
CurrencyUSD

FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822DA9
Principal Amount (US$)$500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/11/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc.,Citigroup Global Markets Inc., J.P. Morgan Securities LLC
BNP Paribas, HSBC Securities (USA) Inc., TD Securities USA LLC
Crédit Agricole Corporate and Investment Bank
Natixis Securities Americas LLC, Société Générale
Nomura Securities International, Inc.Bank of China Limited
Industrial and Commercial Bank of China Limited, Singapore Branch, Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD














FundDiversified Corporate Bond ETF
IssuerBank of America Corporation
Ticker/Sedol06051GLG2
Principal Amount (US$)$3,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$450,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/19/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:
Academy Securities, Inc., AmeriVet Securities, Inc.
Blaylock Van, LLC, Cabrera Capital Markets, LLC
C.L. King & Associates, Inc., Stern Brothers & Co.
ANZ Securities, Inc., Bankinter S.A.
Capital One Securities, Inc., CIBC World Markets Corp.
Commonwealth Bank of Australia, HSBC Securities (USA) Inc.
Huntington Securities, Inc., ING Financial Markets LLC
Intesa Sanpaolo S.p.A., KeyBanc Capital Markets Inc.
Lloyds Securities Inc., M&T Securities, Inc.
Mizuho Securities USA LLC, nabSecurities, LLC
Natixis Securities Americas LLC, Nomura Securities International, Inc., PNC Capital Markets LLC, Rabo Securities USA, Inc.
Santander US Capital Markets LLC, Scotia Capital (USA) Inc.
SMBC Nikko Securities America, Inc., Standard Chartered Bank
TD Securities (USA) LLC, Truist Securities, Inc.
Westpac Capital Markets LLC
Underwriting Spread0.350%
CurrencyUSD


























FundAmerican Century Multisector Income ETF
IssuerCitigroup Inc.
Ticker/Sedol17327CAR4
Principal Amount (US$)$3,200,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$33,000.00
Amount Purchased (Foreign$)N/A
Trade Date5/22/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:
Academy Securities, Inc., American Veterans Group, PBC
AmeriVet Securities, Bancroft Capital, CAVU Securities
Drexel Hamilton, Mischler Financial Group, Inc.
Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc.
Barclays Capital Inc., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp.
HSBC Securities (USA) Inc., ING Financial Markets LLC
Intesa Sanpaolo S.p.A., Lloyds Securities Inc.
MUFG Securities Americas Inc., Natixis Securities Americas LLC
Nordea Bank AB, PNC Capital Markets LLC
RBC Capital Markets, LLC, Santander US Capital Markets LLC
Scotia Capital (USA) Inc., SG Americas Securities, LLC
SMBC Nikko Securities America, Inc., Standard Chartered Bank
TD Securities (USA) LLC, Truist Securities, Inc.
U.S. Bancorp Investments, Inc., UBS Securities LLC
ANZ Securities, Inc., Apto Partners, LLC, Banco de Sabadell, S.A.
Bank of China Limited, London Branch
BNY Mellon Capital Markets, LLC, C.L. King & Associates, Inc.
Cabrera Capital Markets LLC, CastleOak Securities, L.P.
China CITIC Bank International Limited, Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia
Danske Markets Inc., DBS Bank Ltd., Desjardins Securities Inc.
Deutsche Bank Securities Inc., DZ Financial Markets LLC
Emirates NBD Bank PJSC, Erste Group Bank AG
Fifth Third Securities, Inc., Great Pacific Securities
Huntington Securities, Inc., ICBC Standard Bank Plc
Independence Point Securities LLC, KeyBanc Capital Markets Inc.
M&T Securities Inc., Mashreqbank psc
Mediobanca – Banca di Credito Finanziario S.p.A.
Melvin Securities LLC, Mizuho Securities USA LLC
nabSecurities, LLC
National Bank of Canada Financial Inc., NatWest Markets Securities Inc., Nomura Securities International, Inc.
Oversea-Chinese Banking Corporation Limited
Penserra Securities LLC, R. Seelaus & Co., LLC
Rabo Securities USA, Inc., RB International Markets (USA) LLC
Regions Securities LLC, Samuel A. Ramirez & Company
San Blas Securities, LLC, Security Capital Brokerage, Inc.
Stern Brothers & Co., Tigress Financial Partners LLC
United Overseas Bank Limited, Westpac Capital Markets LLC
Underwriting Spread0.450%
CurrencyUSD





FundAmerican Century Multisector Income ETF
IssuerBarclays PLC
Ticker/Sedol06738ECH6
Principal Amount (US$)$1,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$242,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/20/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBarclays Capital Inc
Other Syndicate Members:
BBVA Securities Inc., CIBC World Markets Corp., ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc.
Natixis Securities Americas LLC, Nomura Securities International, Inc., Nordea Bank Abp, RBC Capital Markets, LLC
RB International Markets (USA) LLC, Santander US Capital Markets LLC, SMBC Nikko Securities America, Inc.
TD Securities (USA) LLC, Bancroft Capital, LLC, Bankinter SA
Capital One Securities, Inc., CastleOak Securities, L.P.
Citizens Capital Markets, Inc., C.L. King & Associates, Inc.
DBS Bank Ltd., DZ Financial Markets LLC, Falcon Square Capital LLC, Multi-Bank Securities, Inc., nabSecurities, LLC
PNC Capital Markets LLC, Rabo Securities USA, Inc.
SG Americas Securities, LLC, Truist Securities, Inc.
U.S. Bancorp Investments, Inc.
Underwriting Spread0.450%
CurrencyUSD