0001145549-23-066516.txt : 20231109 0001145549-23-066516.hdr.sgml : 20231109 20231109104432 ACCESSION NUMBER: 0001145549-23-066516 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 EFFECTIVENESS DATE: 20231109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CENTURY ETF TRUST CENTRAL INDEX KEY: 0001710607 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23305 FILM NUMBER: 231390638 BUSINESS ADDRESS: STREET 1: 4500 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: (816) 531-5575 MAIL ADDRESS: STREET 1: 4500 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: American Century ETF Trust DATE OF NAME CHANGE: 20170628 0001710607 S000060785 American Century Diversified Corporate Bond ETF C000197601 American Century Diversified Corporate Bond 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64111 US-MO US 8165315575 State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston 02111 6177863000 Records relating to custody of fund assets and fund accounting American Century Investment Management, Inc. 4500 Main Street Kansas City 64111 8165315575 Records related to day-to-day portfolio management; sales literature American Century Investment Management, Inc. 330 Madison Avenue New York 10017 8165315575 Records related to day-to-day portfolio management; sales literature American Century Investment Management, Inc. 3945 Freedom Circle Ste 800 Santa Clara 95054 8165315575 Records related to day-to-day portfolio management; sales literature American Century Services, LLC 4500 Main Street Kansas City 64111 8165315575 Corporate, governance, financial, and legal records; sales literature American Century Investment Management, Inc. 360 East 2nd Street Los Angeles 90012 8165315575 Records related to day-to-day portfolio management; sales literature 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0.000000000000 Y Avantis Core Municipal Fixed Income ETF S000069305 Y 50000.000000000000 76.567120822719 42.244448425344 23.432879177281 42.244448425344 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 200.000000000000 0.118968343794 0.000000000000 200.000000000000 0.154118263045 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis Core Fixed Income ETF S000069304 Y 50000.000000000000 7.763179435919 13.367170046785 92.236820564081 13.367170046785 20.559793797075 0.000000000000 79.440206202925 0.000000000000 0.000000000000 200.000000000000 0.001563434356 0.000000000000 200.000000000000 0.024622591329 0.000000000000 200.000000000000 0.005139955399 0.000000000000 200.000000000000 0.025000033803 Y American Century Multisector Income ETF S000072410 Y 50000.000000000000 31.437095652875 11.214595761031 68.562904347125 11.214595761031 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 200.000000000000 0.114507737205 0.000000000000 200.000000000000 0.369375110552 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y American Century Emerging Markets Bond ETF S000072411 Y 50000.000000000000 5.370155176718 0.731140450372 94.629844823282 0.731140450372 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 200.000000000000 0.020406579414 0.000000000000 200.000000000000 0.379999667099 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis U.S. Large Cap Value ETF S000072998 N 20000.000000000000 3.306769087231 12.691750959851 96.693230912769 12.691750959851 0.969941378966 0.710111709919 99.030058621034 0.710111709919 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 Y Avantis Emerging Markets Value ETF S000072996 Y 40000.000000000000 91.748121466780 14.029325499093 8.251878533221 14.029325499093 1.315046701348 1.575763001742 98.684953298652 1.575763001742 0.000000000000 1900.000000000000 0.119148926970 0.000000000000 1900.000000000000 0.119148926970 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis International Large Cap Value ETF S000072997 Y 30000.000000000000 68.743561434187 44.704440868096 31.256438565813 44.704440868096 0.580254712372 0.167665702023 99.419745287628 0.167665702023 0.000000000000 1100.000000000000 0.075671621183 0.000000000000 1100.000000000000 0.075671621183 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis Real Estate ETF S000072999 Y 40000.000000000000 41.422572327437 48.128005725720 58.577427672563 48.128005725720 0.843450401888 0.227200547679 99.156549598112 0.227200547679 0.000000000000 800.000000000000 0.034328354711 0.000000000000 800.000000000000 0.034328354711 0.000000000000 800.000000000000 0.000000000000 0.000000000000 800.000000000000 0.000000000000 Y American Century Select High Yield ETF S000074150 Y 50000.000000000000 5.571847727514 0.000000000000 94.428152272486 0.000000000000 22.508511390777 0.000000000000 77.491488609223 0.000000000000 0.000000000000 150.000000000000 0.000000000000 0.000000000000 150.000000000000 0.000000000000 0.000000000000 150.000000000000 0.078779625207 0.000000000000 150.000000000000 0.349999268450 Y Avantis U.S. Small Cap Equity ETF S000074835 N 30000.000000000000 3.202462003908 14.052476458161 96.797537996092 14.052476458161 0.663205444127 0.551888969498 99.336794555873 0.551888969498 0.000000000000 500.000000000000 0.000000000000 0.000000000000 500.000000000000 0.000000000000 0.000000000000 500.000000000000 0.000000000000 0.000000000000 500.000000000000 0.000000000000 Y Avantis Responsible U.S. Equity ETF S000075383 N 30000.000000000000 1.011378592524 0.464499716422 98.988621407476 0.464499716422 0.644511850421 0.811080743717 99.355488149579 0.811080743717 0.000000000000 850.000000000000 0.000000000000 0.000000000000 850.000000000000 0.000000000000 0.000000000000 850.000000000000 0.000000000000 0.000000000000 850.000000000000 0.000000000000 Y Avantis Responsible International Equity ETF S000075382 Y 50000.000000000000 55.458540254166 46.952947597419 44.541459745834 46.952947597419 -0.024875487082 0.000000000000 100.024875487081 0.000000000000 0.000000000000 2400.000000000000 0.067368415276 0.000000000000 2400.000000000000 0.067368415276 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis Responsible Emerging Markets Equity ETF S000075381 Y 50000.000000000000 86.102929833221 16.452772372451 13.897070166779 16.452772372451 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 3000.000000000000 0.104999998873 0.000000000000 3000.000000000000 0.104999998873 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis Inflation Focused Equity ETF S000077485 N 20000.000000000000 0.213721505395 0.112904781039 99.786278494605 0.112904781039 0.583897820505 0.131217008952 99.416102179495 0.131217008952 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 0.000000000000 250.000000000000 0.000000000000 Y American Century Short Duration Strategic Income ETF S000077487 Y 50000.000000000000 34.042763839282 6.721133241850 65.957236160718 6.721133241850 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 200.000000000000 0.188002565270 0.000000000000 200.000000000000 0.544334043391 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y American Century Multisector Floating Income ETF S000079797 N 50000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.270000000000 0.000000000000 0.000000000000 0.270000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis International Small Cap Equity ETF S000080558 Y 40000.000000000000 50.922232185664 49.077767814336 49.077767814336 49.077767814336 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.100000049635 0.000000000000 100.000000000000 0.100000049635 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis All Equity Markets ETF S000077486 N 2500.000000000000 1.147770901180 9.324571384120 98.852229098820 9.324571384120 0.236438696155 0.076418491498 99.763561303845 0.076418491498 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 Y Avantis All Equity Markets Value ETF S000080557 N 2500.000000000000 0.113561235701 0.052445385554 99.886438764299 0.052445385554 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis Moderate Allocation ETF S000080559 N 2500.000000000000 0.686905919313 0.704647513194 99.313094080687 0.704647513194 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 Y Avantis All International Markets Equity ETF S000080560 N 2500.000000000000 0.085148514770 0.003063259487 99.914851485230 0.003063259487 0.089097157640 0.000000000000 99.910902842360 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 Y Avantis All International Markets Value ETF S000080561 N 2500.000000000000 0.086604448224 0.002385292367 99.913395551776 0.002385292367 0.089086806126 0.000000000000 99.910913193874 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 0.000000000000 75.000000000000 0.000000000000 Y true true INTERNAL CONTROL RPT 2 aciacetfinternalctrlrpt.htm INTERNAL CONTROL REPORT - 08.31.23 Document

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the shareholders and the Board of Trustees of American Century ETF Trust
In planning and performing our audits of the financial statements of American Century ETF Trust (the “Trust”), including American Century Diversified Corporate Bond ETF, American Century Diversified Municipal Bond ETF, American Century Emerging Markets Bond ETF, American Century Focused Dynamic Growth ETF, American Century Focused Large Cap Value ETF, American Century Low Volatility ETF, American Century Mid Cap Growth Impact ETF, American Century Multisector Floating Income ETF, American Century Multisector Income ETF, American Century Quality Convertible Securities ETF, American Century Quality Diversified International ETF, American Century Quality Preferred ETF, American Century Select High Yield ETF, American Century Short Duration Strategic Income ETF, American Century Sustainable Equity ETF, American Century Sustainable Growth ETF, American Century U.S. Quality Growth ETF (formerly, “American Century STOXX® U.S. Quality Growth ETF”), American Century U.S. Quality Value ETF (formerly, “American Century STOXX® U.S. Quality Value ETF”), Avantis® All Equity Markets ETF, Avantis® All Equity Markets Value ETF, Avantis® All International Markets Equity ETF, Avantis® All International Markets Value ETF, Avantis® Core Fixed Income ETF, Avantis® Core Municipal Fixed Income ETF, Avantis® Moderate Allocation ETF, Avantis® Core Fixed Income Fund, Avantis® Emerging Markets Equity ETF, Avantis® Emerging Markets Equity Fund, Avantis® Emerging Markets Value ETF, Avantis® Inflation Focused Equity ETF, Avantis® International Equity ETF, Avantis® International Equity Fund, Avantis® International Large Cap Value ETF, Avantis® International Small Cap Equity ETF, Avantis® International Small Cap Value ETF, Avantis® International Small Cap Value Fund, Avantis® Real Estate ETF, Avantis® Responsible Emerging Markets Equity ETF, Avantis® Responsible International Equity ETF, Avantis® Responsible U.S. Equity ETF, Avantis® Short-Term Fixed Income ETF, Avantis® Short-Term Fixed Income Fund, Avantis® U.S. Equity ETF, Avantis® U.S. Equity Fund, Avantis® U.S. Large Cap Value ETF, Avantis® U.S. Large Cap Value Fund, Avantis® U.S. Small Cap Equity ETF, Avantis® U.S. Small Cap Value ETF, and Avantis® U.S. Small Cap Value Fund, as of and for the year or period ended August 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A trust’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A trust’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the trust; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the trust are being made only in accordance with authorizations of management and trustees of the trust; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a trust’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the trust’s annual or interim financial statements will not be prevented or detected on a timely basis.



Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of August 31, 2023.
This report is intended solely for the information and use of management and the Board of Trustees of the Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ Deloitte & Touche LLP

Kansas City, Missouri
October 17, 2023

OTHER REQUIRED INFO 3 aciacetfotherreqinfo.htm OTHER REQUIRED INFORMATION - 08.31.23 Document

Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.

FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Financing Group
Ticker/Sedol606822CQ5
Principal Amount (US$)$2,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$163,000.00
Amount Purchased (Foreign$)N/A
Trade Date9/06/2022
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC
Bank of China Limited, BNP Paribas, Crédit Agricole Corporate and Investment Bank, HSBC Securities (USA) Inc.
Industrial and Commercial Bank of China Limited, Singapore Branch, Natixis Securities Americas LLC, Nomura Securities International, Inc., Société Générale, TD Securities USA LLC
Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD


FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Financing Group
Ticker/Sedol606822CQ5
Principal Amount (US$)$2,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$147,000.00
Amount Purchased (Foreign$)N/A
Trade Date9/06/2022
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC
Bank of China Limited, BNP Paribas, Crédit Agricole Corporate and Investment Bank, HSBC Securities (USA) Inc.
Industrial and Commercial Bank of China Limited, Singapore Branch, Natixis Securities Americas LLC, Nomura Securities International, Inc., Société Générale, TD Securities USA LLC
Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD




FundAmerican Century Multisector Income ETF
IssuerVenture Global Calcasieu
Ticker/Sedol92328MAE3
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$32,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/10/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterRBC Capital Markets, LLC
Other Syndicate Members:BofA Securities, Inc., Mizuho Securities USA LLC, BBVA Securities Inc., CIT Capital Securities LLC, Credit Agricole Securities (USA) Inc., DZ Financial Markets LLC, Goldman Sachs & Co. LLC, ICBC Standard Bank Plc, ING Financial Markets LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Raymond James & Associates, Inc., Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc., Academy Securities, Inc., Loop Capital Markets LLC, R. Seelaus & Co., LLC
Underwriting Spread1.500%
CurrencyUSD






FundDiversified Corporate Bond ETF
IssuerVenture Global Calcasieu
Ticker/Sedol92328MAE3
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$40,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/10/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterRBC Capital Markets, LLC
Other Syndicate Members:BofA Securities, Inc., Mizuho Securities USA LLC, BBVA Securities Inc., CIT Capital Securities LLC, Credit Agricole Securities (USA) Inc., DZ Financial Markets LLC, Goldman Sachs & Co. LLC, ICBC Standard Bank Plc, ING Financial Markets LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Raymond James & Associates, Inc., Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc., Academy Securities, Inc., Loop Capital Markets LLC, R. Seelaus & Co., LLC
Underwriting Spread1.500%
CurrencyUSD





FundAmerican Century Multisector Income ETF
IssuerBank of America Corp
Ticker/Sedol06051GLE7
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$365,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/17/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:Apto Partners, LLC, CastleOak Securities, L.P., Independence Point Securities LLC, Loop Capital Markets LLC, Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc., M&T Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC , Nomura Securities International, Inc., Nordea Bank Abp, PNC Capital Markets, Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., Standard Chartered Bank, SVB Securities LLC, TD Securities (USA) LLC, Truist Securities, Inc.
Underwriting Spread0.250%
CurrencyUSD






























FundShort Duration Strategic Income ETF
IssuerBank of America Corp
Ticker/Sedol06051GLE7
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$45,000.00
Amount Purchased (Foreign$)N/A
Trade Date1/17/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:Apto Partners, LLC, CastleOak Securities, L.P., Independence Point Securities LLC, Loop Capital Markets LLC, Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc., M&T Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., Natixis Securities Americas LLC , Nomura Securities International, Inc., Nordea Bank Abp, PNC Capital Markets, Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., Standard Chartered Bank, SVB Securities LLC, TD Securities (USA) LLC, Truist Securities, Inc.
Underwriting Spread0.250%
CurrencyUSD


FundAmerican Century Multisector Income ETF
IssuerEllington Finance Mortgage Trust
Ticker/Sedol26844QAB3
Principal Amount (US$)$29,567,731
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$299,997.27
Amount Purchased (Foreign$)N/A
Trade Date2/02/2023
Price (US$)$99.999
Price-ForeignN/A
UnderwriterBarclays Capital Inc.
Other Syndicate Members:Nomura Securities International, Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC
Underwriting Spread0.233%
CurrencyUSD









FundShort Duration Strategic Income ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CS1
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMorgan Stanley
Other Syndicate Members:JP Morgan Securities LLC, MUFG Securities Americas Inc, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.350%
CurrencyUSD


FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CS1
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$537,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMorgan Stanley
Other Syndicate Members:JP Morgan Securities LLC, MUFG Securities Americas Inc, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.350%
CurrencyUSD














FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822CV4
Principal Amount (US$)$1,650,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$627,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%,
CurrencyUSD

FundShort Duration Strategic Income ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822CV4
Principal Amount (US$)$1,650,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%,
CurrencyUSD

















FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Finance Group
Ticker/Sedol606822CX0
Principal Amount (US$)$1,250,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date2/15/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.450%
CurrencyUSD

FundDiversified Corporate Bond ETF
IssuerSumitomo Mitsui Trust Bank, Limited
Ticker/Sedol86563VBG3
Principal Amount (US$)$998.860,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$499,430.00
Amount Purchased (Foreign$)N/A
Trade Date3/01/2023
Price (US$)$99.886
Price-ForeignN/A
UnderwriterGoldman Sachs & Co. LLC
Other Syndicate Members:J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Daiwa Capital Markets America Inc., BNP Paribas Securities Corp., BofA Securities, Inc., Crédit Agricole Corporate and Investment Bank, Barclays Capital Inc., Nomura Securities International, Inc., DBS Bank Ltd., HSBC Securities (USA) Inc., SMBC Nikko Securities America, Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Wells Fargo Securities, LLC
Underwriting Spread0.250%
CurrencyUSD















FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Finance Group, Inc
Ticker/Sedol606822DA9
Principal Amount (US$)$500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/11/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:JP Morgan Securities LLC, Morgan Stanley, Barclays Capital, BofA Securities, Citigroup Global Markets Inc, BNP Paribas/New York, Credit Agricole Corporate & Investment, HSBC Securities, Natixis Securities Americas LLC, Nomura Securities International, Societe Generale, TD Securities USA LLC, Wells Fargo Securities LLC
Underwriting Spread0.200%
CurrencyUSD

FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Financial Group, Inc.
Ticker/Sedol606822DA9
Principal Amount (US$)$500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$200,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/11/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc.
Other Syndicate Members:
Morgan Stanley & Co. LLC, BofA Securities, Inc., Barclays Capital Inc.,Citigroup Global Markets Inc., J.P. Morgan Securities LLC
BNP Paribas, HSBC Securities (USA) Inc., TD Securities USA LLC
Crédit Agricole Corporate and Investment Bank
Natixis Securities Americas LLC, Société Générale
Nomura Securities International, Inc.Bank of China Limited
Industrial and Commercial Bank of China Limited, Singapore Branch, Wells Fargo Securities, LLC
Underwriting Spread0.200%
CurrencyUSD














FundDiversified Corporate Bond ETF
IssuerBank of America Corporation
Ticker/Sedol06051GLG2
Principal Amount (US$)$3,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$450,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/19/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:
Academy Securities, Inc., AmeriVet Securities, Inc.
Blaylock Van, LLC, Cabrera Capital Markets, LLC
C.L. King & Associates, Inc., Stern Brothers & Co.
ANZ Securities, Inc., Bankinter S.A.
Capital One Securities, Inc., CIBC World Markets Corp.
Commonwealth Bank of Australia, HSBC Securities (USA) Inc.
Huntington Securities, Inc., ING Financial Markets LLC
Intesa Sanpaolo S.p.A., KeyBanc Capital Markets Inc.
Lloyds Securities Inc., M&T Securities, Inc.
Mizuho Securities USA LLC, nabSecurities, LLC
Natixis Securities Americas LLC, Nomura Securities International, Inc., PNC Capital Markets LLC, Rabo Securities USA, Inc.
Santander US Capital Markets LLC, Scotia Capital (USA) Inc.
SMBC Nikko Securities America, Inc., Standard Chartered Bank
TD Securities (USA) LLC, Truist Securities, Inc.
Westpac Capital Markets LLC
Underwriting Spread0.350%
CurrencyUSD


























FundAmerican Century Multisector Income ETF
IssuerCitigroup Inc.
Ticker/Sedol17327CAR4
Principal Amount (US$)$3,200,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$33,000.00
Amount Purchased (Foreign$)N/A
Trade Date5/22/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:
Academy Securities, Inc., American Veterans Group, PBC
AmeriVet Securities, Bancroft Capital, CAVU Securities
Drexel Hamilton, Mischler Financial Group, Inc.
Multi-Bank Securities, Inc., Roberts & Ryan Investments, Inc.
Barclays Capital Inc., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp.
HSBC Securities (USA) Inc., ING Financial Markets LLC
Intesa Sanpaolo S.p.A., Lloyds Securities Inc.
MUFG Securities Americas Inc., Natixis Securities Americas LLC
Nordea Bank AB, PNC Capital Markets LLC
RBC Capital Markets, LLC, Santander US Capital Markets LLC
Scotia Capital (USA) Inc., SG Americas Securities, LLC
SMBC Nikko Securities America, Inc., Standard Chartered Bank
TD Securities (USA) LLC, Truist Securities, Inc.
U.S. Bancorp Investments, Inc., UBS Securities LLC
ANZ Securities, Inc., Apto Partners, LLC, Banco de Sabadell, S.A.
Bank of China Limited, London Branch
BNY Mellon Capital Markets, LLC, C.L. King & Associates, Inc.
Cabrera Capital Markets LLC, CastleOak Securities, L.P.
China CITIC Bank International Limited, Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia
Danske Markets Inc., DBS Bank Ltd., Desjardins Securities Inc.
Deutsche Bank Securities Inc., DZ Financial Markets LLC
Emirates NBD Bank PJSC, Erste Group Bank AG
Fifth Third Securities, Inc., Great Pacific Securities
Huntington Securities, Inc., ICBC Standard Bank Plc
Independence Point Securities LLC, KeyBanc Capital Markets Inc.
M&T Securities Inc., Mashreqbank psc
Mediobanca – Banca di Credito Finanziario S.p.A.
Melvin Securities LLC, Mizuho Securities USA LLC
nabSecurities, LLC
National Bank of Canada Financial Inc., NatWest Markets Securities Inc., Nomura Securities International, Inc.
Oversea-Chinese Banking Corporation Limited
Penserra Securities LLC, R. Seelaus & Co., LLC
Rabo Securities USA, Inc., RB International Markets (USA) LLC
Regions Securities LLC, Samuel A. Ramirez & Company
San Blas Securities, LLC, Security Capital Brokerage, Inc.
Stern Brothers & Co., Tigress Financial Partners LLC
United Overseas Bank Limited, Westpac Capital Markets LLC
Underwriting Spread0.450%
CurrencyUSD





FundAmerican Century Multisector Income ETF
IssuerBarclays PLC
Ticker/Sedol06738ECH6
Principal Amount (US$)$1,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$242,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/20/2023
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBarclays Capital Inc
Other Syndicate Members:
BBVA Securities Inc., CIBC World Markets Corp., ING Financial Markets LLC, Intesa Sanpaolo S.p.A., Lloyds Securities Inc.
Natixis Securities Americas LLC, Nomura Securities International, Inc., Nordea Bank Abp, RBC Capital Markets, LLC
RB International Markets (USA) LLC, Santander US Capital Markets LLC, SMBC Nikko Securities America, Inc.
TD Securities (USA) LLC, Bancroft Capital, LLC, Bankinter SA
Capital One Securities, Inc., CastleOak Securities, L.P.
Citizens Capital Markets, Inc., C.L. King & Associates, Inc.
DBS Bank Ltd., DZ Financial Markets LLC, Falcon Square Capital LLC, Multi-Bank Securities, Inc., nabSecurities, LLC
PNC Capital Markets LLC, Rabo Securities USA, Inc.
SG Americas Securities, LLC, Truist Securities, Inc.
U.S. Bancorp Investments, Inc.
Underwriting Spread0.450%
CurrencyUSD