OTHER REQUIRED INFO 3 aciacetfotherreqinfo.htm OTHER REQUIRED INFORMATION - 08.31.2022 Document

Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.


FundAmerican Century Multisector Income ETF
IssuerMozart Debt Merger Sub
Ticker/Sedol62482BAB8
Principal Amount (US$)$2,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$400,000
Amount Purchased (Foreign$)N/A
Trade Date9/30/2021
Price (US$)$100.00
Price-ForeignN/A
UnderwriterGoldman Sachs



Other Syndicate Members:Banco Santander (US)

Barclays Capital

BMO Capital Markets Corp

BNP Paribas

BofA Securities

Citigroup Global Markets Inc.

Credit Suisse

Deutsche Bank Securities Inc.

HSBC Securities

ING US Capital Corp

Jefferies & Co

JP Morgan

Macquarie Securities USA Inc

Mizuho Securities USA Inc

Morgan Stanley

MUFG Securities Americas Inc

Nomura Securities International

RBC Capital Markets

Scotia Capital USA Inc.

SMBC Nikko Securities America Inc

Societe Generale

TD Securities

Truist Securities Inc

UBS Securities LLC

Wells Fargo Securities LLC

Blackstone Group

TCG BDC Inc



Underwriting Spread2.00%
CurrencyUSD





FundAmerican Century Multisector Income ETF
IssuerBank of America Corp
Ticker/Sedol06051GKD0
Principal Amount (US$)$3,250,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$147,000
Amount Purchased (Foreign$)N/A
Trade Date10/15/2021
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities Inc



Other Syndicate Members:Apto Partners, LLC

CastleOak Securities, L.P.

C.L. King & Associates, Inc.

Drexel Hamilton, LLC

Stern Brothers & Co.

Tribal Capital Markets, LLC

ABN AMRO Securities (USA) LLC

Capital One Securities, Inc.

CIBC World Markets Corp.

HSBC Securities (USA) Inc.

Huntington Securities, Inc.

ING Financial Markets LLC

Intesa Sanpaolo S.p.A.

KeyBanc Capital Markets Inc.

Lloyds Securities Inc.

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

nabSecurities, LLC

Natixis Securities Americas LLC

NatWest Markets Securities Inc.

Nomura Securities International, Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Regions Securities LLC

Santander Investment Securities Inc.

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

TD Securities (USA) LLC

Truist Securities, Inc.

U.S. Bancorp Investments, Inc.

Westpac Capital Markets LLC



Underwriting Spread.45%
CurrencyUSD






FundDiversified Corporate Bond ETF
IssuerBank of America Corp
Ticker/Sedol06051GKD0
Principal Amount (US$)$3,250,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$68,000
Amount Purchased (Foreign$)N/A
Trade Date10/15/2021
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities Inc



Other Syndicate Members:Apto Partners, LLC

CastleOak Securities, L.P.

C.L. King & Associates, Inc.

Drexel Hamilton, LLC

Stern Brothers & Co.

Tribal Capital Markets, LLC

ABN AMRO Securities (USA) LLC

Capital One Securities, Inc.

CIBC World Markets Corp.

HSBC Securities (USA) Inc.

Huntington Securities, Inc.

ING Financial Markets LLC

Intesa Sanpaolo S.p.A.

KeyBanc Capital Markets Inc.

Lloyds Securities Inc.

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

nabSecurities, LLC

Natixis Securities Americas LLC

NatWest Markets Securities Inc.

Nomura Securities International, Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Regions Securities LLC

Santander Investment Securities Inc.

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

TD Securities (USA) LLC

Truist Securities, Inc.

U.S. Bancorp Investments, Inc.

Westpac Capital Markets LLC



Underwriting Spread.45%
CurrencyUSD






FundAmerican Century Multisector Income ETF
IssuerCitigroup Inc
Ticker/Sedol172967NB3
Principal Amount (US$)$1,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$520,000
Amount Purchased (Foreign$)N/A
Trade Date10/20/2021
Price (US$)$100.00
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc



Other Syndicate Members:Scotia Capital (USA) Inc.

TD Securities (USA) LLC

Academy Securities, Inc.

Banco de Sabadell, S.A.

Bank of China Limited, London Branch

Barclays Capital Inc.

Blaylock Van, LLC

BMO Capital Markets Corp.

Capital One Securities, Inc.

Commerz Markets LLC

ICBC Standard Bank Plc

ING Financial Markets LLC

Intesa Sanpaolo S.p.A.

Mediobanca – Banca di Credito Finanziario S.p.A.

Mizuho Securities USA LLC

Natixis Securities Americas LLC

NatWest Markets Securities Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Rabo Securities USA, Inc.

RB International Markets (USA) LLC

RBC Capital Markets, LLC

Roberts & Ryan Investments, Inc.

Santander Investment Securities Inc.

SG Americas Securities, LLC

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

Swedbank AB (publ)

UBS Securities LLC

UniCredit Capital Markets LLC

ABN AMRO Securities (USA) LLC

American Veterans Group, PBC

Bancroft Capital LLC

BBVA Securities Inc.

BofA Securities, Inc.

Cabrera Capital Markets LLC

CIBC World Markets Corp.

Commonwealth Bank of Australia

Credit Agricole Securities (USA) Inc.

Credit Suisse Securities (USA) LLC

Danske Markets Inc.

Desjardins Securities Inc.

Deutsche Bank Securities Inc.

Fifth Third Securities, Inc.

HSBC Securities (USA) Inc.

Huntington Securities, Inc.

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

MFR Securities, Inc.

MUFG Securities Americas Inc.

Multi-Bank Securities, Inc.

nabSecurities, LLC

National Bank of Canada Financial Inc.

Nomura Securities International, Inc.

Siebert Williams Shank & Co., LLC

Skandinaviska Enskilda Banken AB (publ)

Telsey Advisory Group LLC

Truist Securities, Inc.

Wells Fargo Securities, LLC



Underwriting Spread1.50%
CurrencyUSD

































FundDiversified Corporate Bond ETF
IssuerBank of Montreal
Ticker/Sedol06368FAE9
Principal Amount (US$)$1,349,284,500
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$569,697.90
Amount Purchased (Foreign$)N/A
Trade Date1/05/2022
Price (US$)$99.947
Price-ForeignN/A
UnderwriterBMO Capital Markets
Other Syndicate Members:Goldman Sachs & Co. LLC

Morgan Stanley

BNP Paribas

HSBC

BofA Securities

Citigroup

Desjardins Capital Markets

J.P. Morgan

Mischler Financial Group, Inc.

National Bvank of Canada Financial Markets

Nomura

Ramirez & Co., Inc.

UBS Investment Bank

Wells Fargo Securities
Underwriting Spread.25%
CurrencyUSD
























FundDiversified Corporate Bond ETF
IssuerBank of America Corporation
Ticker/Sedol06051GKJ7
Principal Amount (US$)$2,250,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$330,000
Amount Purchased (Foreign$)N/A
Trade Date2/01/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterBofA Securities, Inc.



Other Syndicate Members:Apto Partners, LLC

Drexel Hamilton, LLC

Great Pacific Securities

Loop Capital Markets LLC

MFR Securities, Inc.

Telsey Advisory Group LLC

ABN AMRO Securities (USA) LLC

ANZ Securities, Inc.

BBVA Securities Inc.

BMO Capital Markets Corp.

CIBC World Markets Corp.

DBS Bank Ltd.

HSBC Securities (USA) Inc

ING Financial Markets LLC

Intesa Sanpaolo S.p.A.

KeyBanc Capital Markets Inc.

Lloyds Securities Inc.

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

Natixis Securities Americas LLC

Nomura Securities International, Inc.

Nordea bank Abp

PNC Capital Markets LLC

Santander Investment Securities Inc.

Scotia Capital (USA) Inc.

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

SVB Securities LLC

UniCredit Capital Markets LLC

U.S. Bancorp Investments, Inc.

Westpac Capital Markets LLC



Underwriting Spread.35%
CurrencyUSD






FundAmerican Century Multisector Income ETF
IssuerCondor Merger Sub Inc.
Ticker/Sedol579063AB4
Principal Amount (US$)$2,020,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$295,000
Amount Purchased (Foreign$)N/A
Trade Date02/03/2022
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities Inc



Other Syndicate Members:J.P. Morgan

Credit Suisse

Barclays

Citigroup

HSBC

RBC Capital Markets

UBS Investment Bank

BMO Capital Markets

KKR

Macquarie Capital

Mizuho Securities

MUFG

Nomura

Wells Fargo Securities

BNP Paribas

CIBC Capital Marketss

Citizens Capital Markets

Credit Agricole CIB

Fifth Third Securities

IMI - Intesa Sanpaolo

KeyBanc Capital Markets

Natixis

Scotiabank

Societe Generale

SMBC Nikko

Standard Chartered Bank

Stifel

TD Securities



Underwriting Spread1.75%
CurrencyUSD








FundDiversified Corporate Bond ETF
IssuerCitigroup Inc
Ticker/Sedol172967NG2
Principal Amount (US$)$2,500,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$544,000
Amount Purchased (Foreign$)N/A
Trade Date2/16/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc



Other Syndicate Members:Academy Securities Inc.

Barclays Capital

BMO Capital Markets Corp.

Capital One Securities Inc.

CastleOak Securities

Commonwealth Bank of Australia

Deutsche Bank Securities Inc.

Intesa Sanpaolo

Lloyds Securities Inc.

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

nabSecurities LLC

Natixis Securities Americas LLC

PNC Capital Markets LLC

RBC Capital Markets

Santander Investment Securities Inc.

Scotia Capital USA Inc.

SG Americas Securities LLC

SMBC Nikko Securities America Inc.

Standard Chartered Bank (US)

TD Securities USA LLC

United Overseas Bank

US Bancorp Investments Inc.

American Veterans Group Pbc

ANZ Securities

Banco de Sabadell

BBVA Securities Inc.

CIBC World Markets

CL King & Associates

Commerz Markets LLC

Credit Agricole Securities USA Inc.

Danske Markets

Desjardins Securities Inc.

Erste Group Bank AG

Fifth Third Securities

Global Oak Captial Markets LLC

Huntington Securities Inc.

Industrial and Commercial Bank of China

ING Financial Markets LLC

Jefferies LLC

KeyBanc Capital Markets

Mischler Financial Group

National Bank of Canada Financial Inc.

Natwest Markets

Netrex Capital Markets LLC

Nomura Securities International

Nordea Bank

Rabo Securities USA Inc.

RB International Markets USA LLC

Regions Securities LLC

Roberts & Ryan Investments Inc.

Samuel A Ramirez & Co Inc.

Tigress Financial Partners LLC

Truist Securities Inc.

UBS Securities LLC

UniCredit Capital Markets Inc.

Westpac Capital Markets LLC



Underwriting Spread.325%
CurrencyUSD

































FundDiversified Corporate Bond ETF
IssuerBank of America Corporation
Ticker/Sedol06051GKM0
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$145,000
Amount Purchased (Foreign$)N/A
Trade Date3/17/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterBofA Securities, Inc.



Other Syndicate Members:American Veterans Group, PBC

Blaylock Van, LLC

Multi-Bank Securities, Inc.

Penserra Securities LLC

Samuel A. Ramirez & Company, Inc.

Siebert Williams Shank & Co., LLC

ANZ Securities, Inc.

Banco de Sabadell, S.A.

BNY Mellon Capital Markets, LLC

Capital One Securities, Inc.

Commerz Markets LLC

Commonwealth Bank of Australia

Danske Markets Inc.

ICBC Standard Bank Plc

ING Financial Markets LLC

Intesa Sanpaolo S.p.A.

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

nabSecurities, LLC

Natixis Securities Americas LLC

NatWest Markets Securities Inc.

Nomura Securities International, Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Regions Securities LLC

Santander Investment Securities Inc.

SG Americas Securities, LLC

SMBC Nikko Securities America, Inc.

SVB Securities LLC

TD Securities (USA) LLC

Westpac Capital Markets LLC



Underwriting Spread.25%
CurrencyUSD










FundAmerican Century Multisector Income ETF
IssuerUBS Group AG
Ticker/Sedol902613AM0
Principal Amount (US$)$1,200,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$115,000
Amount Purchased (Foreign$)N/A
Trade Date5/03/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterUBS Securities LLC



Other Syndicate Members:CIBC

Scotia

BMO

RBC

TD

Wells Fargo

Truist Securities, Inc.

U.S. Bancorp

J.P. Morgan Securities LLC

BofA Securities, Inc.

Citigroup Global Markets Inc.

Morgan Stanley & Co. LLC

National Bank of Canada

Desjardins Securities Inc.

BNY Mellon Capital Markets, LLC

Academy Securities, Inc.

AmeriVet Securities, Inc.

CastleOak Securities, L.P.

Drexel Hamilton, LLC

Blaylock Van, LLC

R. Seelaus, LLC

Roberts & Ryan

UniCredit

Commerz

Natixis

BBVA

ING

Nordea Bank Abp

Lloyds

Barclays

NatWest Markets

Commonwealth Bank of Australia

Nomura

KEXIM Asia Limited

MUFG Securities Americas Inc.

Caixa - Banco de Investimento



Underwriting Spread.25%
CurrencyUSD

FundDiversified Corporate Bond ETF
IssuerUBS Group AG
Ticker/Sedol902613AM0
Principal Amount (US$)$1,200,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$80,000
Amount Purchased (Foreign$)N/A
Trade Date5/03/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterUBS Securities LLC



Other Syndicate Members:CIBC

Scotia

BMO

RBC

TD

Wells Fargo

Truist Securities, Inc.

U.S. Bancorp

J.P. Morgan Securities LLC

BofA Securities, Inc.

Citigroup Global Markets Inc.

Morgan Stanley & Co. LLC

National Bank of Canada

Desjardins Securities Inc.

BNY Mellon Capital Markets, LLC

Academy Securities, Inc.

AmeriVet Securities, Inc.

CastleOak Securities, L.P.

Drexel Hamilton, LLC

Blaylock Van, LLC

R. Seelaus, LLC

Roberts & Ryan

UniCredit

Commerz

Natixis

BBVA

ING

Nordea Bank Abp

Lloyds

Barclays

NatWest Markets

Commonwealth Bank of Australia

Nomura

KEXIM Asia Limited

MUFG Securities Americas Inc.

Caixa - Banco de Investimento



Underwriting Spread.25%
CurrencyUSD



FundDiversified Corporate Bond ETF
IssuerUBS Group AG
Ticker/Sedol902613AP3
Principal Amount (US$)$1,200,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$73,000
Amount Purchased (Foreign$)N/A
Trade Date5/03/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterUBS Securities LLC



Other Syndicate Members:CIBC

Scotia

BMO

RBC

TD

Wells Fargo

Truist Securities, Inc.

U.S. Bancorp

J.P. Morgan Securities LLC

BofA Securities, Inc.

Citigroup Global Markets Inc.

Morgan Stanley & Co. LLC

National Bank of Canada

Desjardins Securities Inc.

BNY Mellon Capital Markets, LLC

Academy Securities, Inc.

AmeriVet Securities, Inc.

CastleOak Securities, L.P.

Drexel Hamilton, LLC

Blaylock Van, LLC

R. Seelaus, LLC

Roberts & Ryan

UniCredit

Commerz

Natixis

BBVA

ING

Nordea Bank Abp

Lloyds

Barclays

NatWest Markets

Commonwealth Bank of Australia

Nomura

KEXIM Asia Limited

MUFG Securities Americas Inc.

Caixa - Banco de Investimento



Underwriting Spread.25%
CurrencyUSD

FundDiversified Corporate Bond ETF
IssuerBank of Montreal
Ticker/Sedol06368D3S1
Principal Amount (US$)$1,299,701,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$188,956
Amount Purchased (Foreign$)N/A
Trade Date5/31/2022
Price (US$)$99.977
Price-ForeignN/A
UnderwriterBank of Montreal Corp.
Other Syndicate Members:Goldman Sachs & Co. LLC

J.P. Morgan Securities LLC

Morgan Stanley & Co. LLC

Wells Fargo Securities, LLC

Academy Securities, Inc.

BNP Paribas Securities Corp.

BofA Securities, Inc.

C.L. King & Associates, Inc.

Citigroup Global Markets Inc.

Desjardins Securities Inc.

HSBC Securities (USA) Inc.

National Bank of Canada Financial Inc.

Nomura Securities International, Inc.

UBS Securities LLC
Underwriting Spread.25%
CurrencyUSD
































FundDiversified Corporate Bond ETF
IssuerMitsubishi UFJ Finance Corp
Ticker/Sedol606822CH5
Principal Amount (US$)$1,400,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$390,000
Amount Purchased (Foreign$)N/A
Trade Date7/11/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:Morgan Stanley & Co. LLC

Citigroup Global Markets Inc.

J.P. Morgan Securities LLC

BofA Securities, Inc.

Barclays Capital Inc.

BNP Paribas

HSBC Securities (USA) Inc.

Crédit Agricole Corporate and Investment

Natixis Securities Americas LLC

Société Générale

Wells Fargo Securities, LLC

Nomura Securities International, Inc.

UBS Securities LLC

Industrial and Commercial Bank of China Limited, SingaporeBranch

RBC Capital Markets, LLC
Underwriting Spread.20%
CurrencyUSD






























FundAmerican Century Multisector Income ETF
IssuerMitsubishi UFJ Finance Corp
Ticker/Sedol606822CH5
Principal Amount (US$)$1,400,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$320,000
Amount Purchased (Foreign$)N/A
Trade Date7/11/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterMUFG Securities Americas Inc
Other Syndicate Members:Morgan Stanley & Co. LLC

Citigroup Global Markets Inc.

J.P. Morgan Securities LLC

BofA Securities, Inc.

Barclays Capital Inc.

BNP Paribas

HSBC Securities (USA) Inc.

Crédit Agricole Corporate and Investment

Natixis Securities Americas LLC

Société Générale

Wells Fargo Securities, LLC

Nomura Securities International, Inc.

UBS Securities LLC

Industrial and Commercial Bank of China Limited, SingaporeBranch

RBC Capital Markets, LLC
Underwriting Spread.20%
CurrencyUSD


























FundDiversified Corporate Bond ETF
IssuerBank of American Corporation
Ticker/Sedol06051GKW8
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$430,000
Amount Purchased (Foreign$)N/A
Trade Date7/19/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterBofA Securities



Other Syndicate Members:AmeriVet Securities, Inc.

Cabrera Capital Markets, LLC

CastleOak Securities, L.P.

C.L. King & Associates, Inc.

Mischler Financial Group, Inc.

R Seelaus & Co., LLC

Banco de Sabadell, S.A.

BBVA Securities Inc.

BNY Mellon Capital Markets, LLC

Capital One Securities, Inc.

CIBC World Markets Corp.

Citizens Capital Markets, Inc.

Danske Markets Inc.

HSBC Securities (USA) Inc.

Huntington Securities, Inc.

ING Financial Markets LLC

Lloyds Securities Inc.

Mashreqbank psc

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

Natixis Securities Americas LLC

NatWest Markets Securities Inc.
Nomura Securities International Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Scotia Capital (USA) Inc.

SG Americas Securities, LLC

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

SVB Securities LLC

UniCredit Capital Markets LLC



Underwriting Spread.35%
CurrencyUSD











FundAmerican Century Multisector Income ETF
IssuerBank of American Corporation
Ticker/Sedol06051GKW8
Principal Amount (US$)$3,000,000,000
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$150,000
Amount Purchased (Foreign$)N/A
Trade Date7/19/2022
Price (US$)$100
Price-ForeignN/A
UnderwriterBofA Securities



Other Syndicate Members:AmeriVet Securities, Inc.

Cabrera Capital Markets, LLC

CastleOak Securities, L.P.

C.L. King & Associates, Inc.

Mischler Financial Group, Inc.

R Seelaus & Co., LLC

Banco de Sabadell, S.A.

BBVA Securities Inc.

BNY Mellon Capital Markets, LLC

Capital One Securities, Inc.

CIBC World Markets Corp.

Citizens Capital Markets, Inc.

Danske Markets Inc.

HSBC Securities (USA) Inc.

Huntington Securities, Inc.

ING Financial Markets LLC

Lloyds Securities Inc.

Mashreqbank psc

Mizuho Securities USA LLC

MUFG Securities Americas Inc.

Natixis Securities Americas LLC

NatWest Markets Securities Inc.
Nomura Securities International Inc.

Nordea Bank Abp

PNC Capital Markets LLC

Scotia Capital (USA) Inc.

SG Americas Securities, LLC

SMBC Nikko Securities America, Inc.

Standard Chartered Bank

SVB Securities LLC

UniCredit Capital Markets LLC



Underwriting Spread.35%
CurrencyUSD