0000950170-24-065344.txt : 20240528
0000950170-24-065344.hdr.sgml : 20240528
20240528170211
ACCESSION NUMBER: 0000950170-24-065344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240520
FILED AS OF DATE: 20240528
DATE AS OF CHANGE: 20240528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shukla Rajiv
CENTRAL INDEX KEY: 0001709033
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40228
FILM NUMBER: 24992882
MAIL ADDRESS:
STREET 1: EMERALD VIEW SUITE 400
STREET 2: 2054 VISTA PARKWAY
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carmell Corp
CENTRAL INDEX KEY: 0001842939
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 861645738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2403 SIDNEY STREET, SUITE 300
CITY: PITTSBURGH
STATE: PA
ZIP: 15203
BUSINESS PHONE: 412-894-8248
MAIL ADDRESS:
STREET 1: 2403 SIDNEY STREET, SUITE 300
CITY: PITTSBURGH
STATE: PA
ZIP: 15203
FORMER COMPANY:
FORMER CONFORMED NAME: Carmell Therapeutics Corp
DATE OF NAME CHANGE: 20230727
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HEALTHCARE ACQUISITION CORP III
DATE OF NAME CHANGE: 20210127
4
1
ownership.xml
4
X0508
4
2024-05-20
0001842939
Carmell Corp
CTCX
0001709033
Shukla Rajiv
C/O CARMELL CORPORATION
2403 SIDNEY STREET, SUITE 300
PITTSBURGH
PA
15203
true
true
true
false
Chairman and CEO
false
Common Stock
2024-05-23
4
P
false
2100
2.50
A
66044
D
Common Stock
2024-05-24
4
P
false
1939
2.574
A
67983
D
Common Stock
2021-07-26
4
J
false
0
0
A
4249908
I
By AHAC Sponsor III LLC
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.42 to $2.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.
/s/ Rajiv Shukla
2024-05-28