0001708932-17-000001.txt : 20170619 0001708932-17-000001.hdr.sgml : 20170619 20170616181048 ACCESSION NUMBER: 0001708932-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170616 EFFECTIVENESS DATE: 20170619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phalanx Fund IV, LP CENTRAL INDEX KEY: 0001708932 IRS NUMBER: 821620806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-288958 FILM NUMBER: 17917101 BUSINESS ADDRESS: STREET 1: 900 ROUTE 9 NORTH STREET 2: SUITE 400 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 BUSINESS PHONE: 732-362-8800 MAIL ADDRESS: STREET 1: 900 ROUTE 9 NORTH STREET 2: SUITE 400 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 D 1 primary_doc.xml X0707 D LIVE 0001708932 Phalanx Fund IV, LP 900 ROUTE 9 NORTH SUITE 400 WOODBRIDGE NJ NEW JERSEY 07095 732-362-8800 NEW JERSEY None None Limited Partnership true 2017 John A. Saraceno c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Executive Officer Promoter Jonathan B. Schultz c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Executive Officer Promoter Samuel J. Giordano c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Executive Officer Promoter Stephen Sullivan c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Executive Officer Promoter (GP of Issuer) Phalanx Fund IV GP, LLC c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Director Promoter General Partner (Asset Manager) Onyx Asset Management IV, LLC c/o Onyx Equities, LLC 900 Route 9 North, Suite 400 Woodbridge NJ NEW JERSEY 07095 Executive Officer Asset Manager (Sponsor) Onyx Equities, LLC 900 Route 9 North Suite 400 Woodbridge NJ NEW JERSEY 07095 Director Promoter Sponsor Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 1000000 100000000 0 100000000 false 0 0 0 0 false Phalanx Fund IV, LP /s/ Samuel J. Giordano Samuel J. Giordano CFO of Sole Member of GP of Issuer 2017-06-16